-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WsZQgzxrIMmQWCkzVHUYX75Th/hq9Ggrn0vcrD/6DuHfEF3Zc2YuTkPQDExHWPG+ cSIsPYs5kZLSJCqdwBbZmw== 0001172661-11-000191.txt : 20110214 0001172661-11-000191.hdr.sgml : 20110214 20110214132335 ACCESSION NUMBER: 0001172661-11-000191 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIKER MANAGEMENT LLC CENTRAL INDEX KEY: 0001276525 IRS NUMBER: 043616914 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10830 FILM NUMBER: 11604645 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129040321 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 dik4q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diker Management, LLC Address: 730 Fifth Avenue 15th Floor New York, NY 10019 13F File Number: 28-10830 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark N. Diker Title: Managing Manager Phone: (212) 904-0321 Signature, Place, and Date of Signing: /s/ Mark N. Diker New York, NY/USA February 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 91 Form13F Information Table Value Total: $475,168 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-10832 Diker GP, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 259 3000 SH Sole 3000 0 0 ALLOT COMMUNICATIONS LTD SHS M0854Q105 16264 1397227 SH Defined 1 394414 1002813 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 309 21100 SH Sole 21100 0 0 ANADIGICS INC COM 032515108 1360 196300 SH Defined 1 0 196300 0 APPLE INC COM 037833100 42485 131712 SH Sole 131712 0 0 ART TECHNOLOGY GROUP INC COM 04289L107 4575 765085 SH Defined 1 154031 611054 0 AUDIOCODES LTD ORD M15342104 8583 1457176 SH Defined 1 300253 1156923 0 AUTHENTEC INC COM 052660107 1223 489106 SH Defined 1 88576 400530 0 AUTOBYTEL INC COM 05275N106 800 930245 SH Defined 1 0 930245 0 BARNES & NOBLE INC COM 067774109 153 10788 SH Sole 10788 0 0 BIG LOTS INC COM 089302103 923 30300 SH Defined 1 0 30300 0 BRIDGEPOINT ED INC COM 10807m105 475 25000 SH Defined 1 0 25000 0 CANTEL MEDICAL CORP COM 138098108 27981 1195759 SH Sole 1195759 0 0 CARIBOU COFFEE INC COM 142042209 230 22780 SH Defined 1 0 22780 0 CERAGON NETWORKS LTD ORD M22013102 865 65660 SH Defined 1 14914 50746 0 CHINA CERAMICS CO LTD SHS g2113x100 470 60000 SH Defined 1 0 60000 0 CHINA VALVES TECHNOLOGY INC COM NEW 169476207 917 87500 SH Defined 1 0 87500 0 CISCO SYS INC COM 17275R102 717 35442 SH Sole 35442 0 0 COMCAST CORP NEW CL A SPL 20030N200 348 16719 SH Sole 16719 0 0 COSI INC COM 22122p101 461 387768 SH Defined 1 0 387768 0 CVS CAREMARK CORPORATION COM 126650100 570 16400 SH Defined 1 0 16400 0 DATALINK CORP COM 237934104 4060 869465 SH Defined 1 0 869465 0 DESTINATION MATERNITY CORP COM 25065d100 566 14934 SH Defined 1 0 14934 0 DEVON ENERGY CORP NEW COM 25179M103 203 2588 SH Sole 2588 0 0 DIGI INTL INC COM 253798102 1923 173233 SH Defined 1 0 173233 0 DISNEY WALT CO COM DISNEY 254687106 229 6100 SH Sole 6100 0 0 DITECH NETWORKS INC COM 25500T108 3639 2544432 SH Defined 1 756146 1788286 0 DSP GROUP INC COM 23332B106 6452 792636 SH Defined 1 161981 630655 0 ENERGY FOCUS INC COM 29268t102 894 941248 SH Defined 1 0 941248 0 EXAR CORP COM 300645108 6881 985796 SH Defined 1 208998 776798 0 EXXON MOBIL CORP COM 30231G102 300 4104 SH Sole 4104 0 0 FEDEX CORP COM 31428X106 1241 13347 SH Sole 13347 0 0 HARBIN ELECTRIC INC COM 41145w109 2516 145000 SH Defined 1 0 145000 0 HARTFORD FINL SVCS GROUP INC COM 416515104 266 10050 SH Sole 10050 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 401 42000 SH Defined 1 0 42000 0 HOLOGIC INC COM 436440101 376 20000 SH Defined 1 0 20000 0 I D SYSTEMS INC COM 449489103 3149 942755 SH Defined 1 209438 733317 0 IKANOS COMMUNICATIONS COM 45173E105 5255 3921797 SH Defined 1 792869 3128928 0 ILLINOIS TOOL WKS INC COM 452308109 267 5000 SH Sole 5000 0 0 INCONTACT INC COM 45336E109 12540 3823100 SH Defined 1 821869 3001231 0 INTERNET CAP GROUP INC COM NEW 46059c205 3989 279932 SH Defined 1 0 279932 0 ISHARES TR RUSSELL 2000 464287655 70416 900000 SH PUT Defined 1 900000 JAMBA INC COM 47023a101 370 162809 SH Defined 1 0 162809 0 JINPAN INTL LTD ORD g5138l100 1631 154898 SH Defined 1 0 154898 0 LA Z BOY INC COM 505336107 235 26000 SH Defined 1 0 26000 0 LEUCADIA NATL CORP COM 527288104 944 32362 SH Sole 32362 0 0 MAGAL SECURITY SYS LTD ORD M6786D104 1346 432676 SH Defined 1 0 432676 0 MARINEMAX INC COM 567908108 212 22700 SH Defined 1 0 22700 0 MATTSON TECHNOLOGY INC COM 577223100 6492 2164068 SH Defined 1 451401 1712667 0 MCKESSON CORP COM 58155q103 760 10800 SH Defined 1 0 10800 0 MICROSOFT CORP COM 594918104 1960 70226 SH Sole 70226 0 0 MONRO MUFFLER BRAKE INC COM 610236101 3451 99774 SH Sole 99774 0 0 NAUTILUS INC COM 63910B102 224 125670 SH Defined 1 0 125670 0 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 6214 1005508 SH Defined 1 201086 804422 0 OCLARO INC COM NEW 67555N206 14059 1069163 SH Defined 1 180491 888672 0 ON TRACK INNOVATION LTD SHS M8791A109 4736 1532714 SH Defined 1 261113 1271601 0 ONVIA INC COM NEW 68338T403 3711 801494 SH Defined 1 164115 637379 0 OPENWAVE SYS INC COM NEW 683718308 4906 2313961 SH Defined 1 478566 1835395 0 PHYSICIANS FORMULA HLDGS INC COM 719427106 8059 2143285 SH Defined 1 0 2143285 0 POWERSECURE INTL INC COM 73936n105 918 117993 SH Defined 1 0 117993 0 RADWARE LTD ORD M81873107 4015 107035 SH Defined 1 19630 87405 0 RAINMAKER SYSTEMS COM NEW 750875304 3791 2676955 SH Defined 1 397958 2278997 0 RC2 CORP COM 749388104 283 13000 SH Defined 1 0 13000 0 REEDS INC COM 758338107 192 95593 SH Defined 1 0 95593 0 RF MICRODEVICES INC COM 749941100 975 132600 SH Defined 1 0 132600 0 RUDOLPH TECHNOLOGIES INC COM 781270103 2526 306930 SH Defined 1 55643 251287 0 SABA SOFTWARE INC COM NEW 784932600 13991 2286143 SH Defined 1 357046 1929097 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 37785 1500000 SH PUT Defined 1 0 1500000 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 75795 2330000 SH PUT Defined 1 0 2330000 0 SHIRE PLC SPONSORED ADR 82481R106 359 14901 SH Sole 14901 0 0 SKECHERS U S A INC CL A 830566105 800 40000 SH Defined 1 0 40000 0 SKYWORKS SOLUTIONS INC COM 83088m102 687 24000 SH Defined 1 0 24000 0 SMART TECHNOLOGIES INC CL A SUB VTG S 83172r108 330 35000 SH Defined 1 0 35000 0 SPDR GOLD TRUST GOLD SHS 78463V107 1427 10284 SH Sole 10284 0 0 SRS LABS INC COM 78464M106 2138 242680 SH Defined 1 44049 198631 0 STRAYER ED INC COM 863236105 419 2750 SH Defined 1 0 2750 0 TALBOTS INC COM 874161102 563 66100 SH Defined 1 0 66100 0 TECHTARGET INC COM 87874r100 2063 260205 SH Defined 1 0 260205 0 THERMO FISHER SCIENTIFIC INC COM 883556102 233 4200 SH Sole 4200 0 0 TUCOWS INC COM 898697107 4890 6724135 SH Defined 1 0 6724135 0 TUESDAY MORNING CORP COM NEW 899035505 221 41900 SH Defined 1 0 41900 0 UNIFY CORP COM NEW 904743200 2009 692700 SH Defined 1 108728 583972 0 VERTRO INC COM NEW 92535G204 1977 401047 SH Defined 1 67761 333286 0 VITACOST COM INC COM 92847a200 2 160346 SH Defined 1 0 160346 0 VOLTAIRE LTD ORD SHS M97613109 15961 1845240 SH Defined 1 338167 1507073 0 WEB COM GROUP INC COM 94733A104 1877 222155 SH Defined 1 43503 178652 0 WEST MARINE INC COM 954235107 227 21467 SH Defined 1 0 21467 0 WONDER AUTO TECHNOLOGY INC COM 978166106 1703 225814 SH Defined 1 0 225814 0 WORLD ENERGY SOLUTIONS INC D COM NEW 98145w208 507 178680 SH Defined 1 0 178680 0 XEROX CORP COM 984121103 328 28500 SH Sole 28500 0 0 YUHE INTERNATIONAL INC COM 988432100 1335 149200 SH Defined 1 0 149200 0
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