-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1FsssSf1TxhEt/F4MNBE+8p6G3fda13XPLdmWGnXuwQA1PlxabMd0snyN7QieJZ fJCSWFduTNA1ESvV7LNfeQ== 0001172661-08-000814.txt : 20081114 0001172661-08-000814.hdr.sgml : 20081114 20081114083421 ACCESSION NUMBER: 0001172661-08-000814 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIKER MANAGEMENT LLC CENTRAL INDEX KEY: 0001276525 IRS NUMBER: 043616914 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10830 FILM NUMBER: 081187129 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: SUITE 1409 CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2129040321 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: SUITE 1409 CITY: NEW YORK STATE: NY ZIP: 10151 13F-HR 1 dik3q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diker Management, LLC Address: 745 Fifth Avenue Suite 1409 New York, NY 10151 13F File Number: 28-10830 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark N. Diker Title: Managing Manager Phone: (212) 904-0321 Signature, Place, and Date of Signing: /s/ Mark N. Diker New York, NY November 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 83 Form13F Information Table Value Total: $291,485 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-10832 Diker GP, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 273 4000 SH SOLE 4000 0 0 ACCELRYS INC COM 00430u103 3167 576812 SH DEFINED 1 0 576812 0 ACORDA THERAPEUTICS INC COM 00484m106 5905 247572 SH DEFINED 1 0 247572 0 ADVANCED PHOTONIX INC CL A 00754e107 31 17747 SH SOLE 17747 0 0 ALLOS THERAPEUTICS INC COM 019777101 5003 675122 SH DEFINED 1 0 675122 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 291 19090 SH SOLE 19090 0 0 AMERICAN INTL GROUP INC COM 026874107 34 10200 SH SOLE 10200 0 0 APPLE INC COM 037833100 14806 130270 SH SOLE 130270 0 0 ART TECHNOLOGY GROUP INC COM 04289L107 16133 4583175 SH DEFINED 1 385667 4197508 0 ARUBA NETWORKS INC COM 043176106 2709 528122 SH DEFINED 1 66546 461576 0 ARYX THERAPEUTICS INC COM 043387109 713 116491 SH DEFINED 1 0 116491 0 ASHWORTH INC COM 04516H101 5604 1667919 SH DEFINED 1 0 1667919 0 BARNES & NOBLE INC COM 067774109 378 14500 SH SOLE 14500 0 0 BLOCKBUSTER INC CL A 093679108 3470 1692600 SH DEFINED 1 0 1692600 0 CANTEL MEDICAL CORP COM 138098108 12757 1326133 SH SOLE 1326133 0 0 CARDIOME PHARMA CORP COM NEW 14159u202 1230 161893 SH DEFINED 1 0 161893 0 CEPHEID COM 15670r107 3340 241540 SH DEFINED 1 0 241540 0 CERAGON NETWORKS LTD ORD m22013102 5230 707764 SH DEFINED 1 77165 630599 0 CISCO SYS INC COM 17275R102 540 23942 SH SOLE 23942 0 0 CLINICAL DATA INC NEW COM 18725u109 664 41272 SH DEFINED 1 0 41272 0 COMCAST CORP NEW CL A SPL 20030n200 360 18275 SH SOLE 18275 0 0 DATALINK CORP COM 237934104 4910 1123480 SH DEFINED 1 0 1123480 0 DATATRAK INTL INC COM 238134100 352 1257334 SH DEFINED 1 0 1257334 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 1219 80038 SH SOLE 80038 0 0 DEVON ENERGY CORP NEW COM 25179m103 433 4747 SH SOLE 4747 0 0 DISNEY WALT CO COM DISNEY 254687106 279 9100 SH SOLE 9100 0 0 ECTEL LTD ORD m29925100 3561 2657810 SH DEFINED 1 201890 2455920 0 ELAN PLC ADR 284131208 2283 214000 SH DEFINED 1 0 214000 0 ENERGY FOCUS INC COM 29268t102 2413 1048948 SH DEFINED 1 0 1048948 0 ENLIVEN MARKETING TECH CORP COM 293361101 267 416871 SH DEFINED 1 0 416871 0 ENTRUST INC COM 293848107 2112 982151 SH DEFINED 1 76728 905423 0 FEDEX CORP COM 31428X106 854 10809 SH SOLE 10809 0 0 GENERAL ELECTRIC CO COM 369604103 652 25557 SH SOLE 25557 0 0 GILDAN ACTIVEWEAR INC COM 375916103 1765 77500 SH DEFINED 1 0 77500 0 GILEAD SCIENCES INC COM 375558103 1278 28000 SH DEFINED 1 0 28000 0 I D SYSTEMS INC COM 449489103 7059 797630 SH DEFINED 1 79792 717838 0 I-MANY INC COM 44973Q103 4290 6128199 SH DEFINED 1 398393 5729806 0 INTERNATIONAL BUSINESS MACHS COM 459200101 222 1900 SH SOLE 1900 0 0 ISIS PHARMACEUTICALS INC COM 464330109 30042 1778704 SH DEFINED 1 0 1778704 0 J ALEXANDERS CORP COM 466096104 191 32880 SH DEFINED 1 0 32880 0 JACADA LTD ORD m6184r101 1732 455692 SH DEFINED 1 45636 410056 0 JOHNSON & JOHNSON COM 478160104 339 4900 SH SOLE 4900 0 0 LA JOLLA PHARMACEUTICAL CO COM NEW 503459307 1239 1105912 SH DEFINED 1 0 1105912 0 LEUCADIA NATL CORP COM 527288104 1714 37724 SH SOLE 37724 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 471 264662 SH DEFINED 1 0 264662 0 LIPID SCIENCES INC ARIZ COM 53630p101 434 3100129 SH DEFINED 1 0 3100129 0 LIVEPERSON INC COM 538146101 48 16567 SH SOLE 16567 0 0 LUMINEX CORP DEL COM 55027e102 3120 124750 SH DEFINED 1 0 124750 0 MAGAL SECURITY SYS LTD ORD M6786D104 8635 986868 SH DEFINED 1 0 986868 0 MEDIVATION INC COM 58501n101 6112 230983 SH DEFINED 1 0 230983 0 METABASIS THERAPEUTICS INC COM 59101m105 92 81647 SH DEFINED 1 0 81647 0 MICROSOFT CORP COM 594918104 1258 47129 SH SOLE 47129 0 0 MIVA INC COM 55311r108 1832 2955252 SH DEFINED 1 223772 2731480 0 MONRO MUFFLER BRAKE INC COM 610236101 1534 66516 SH SOLE 66516 0 0 NEXCEN BRANDS INC COM 653351106 184 657346 SH DEFINED 1 0 657346 0 NUTRI SYS INC NEW COM 67069d108 2249 126900 SH DEFINED 1 0 126900 0 NUTRITION 21 INC COM 67069V108 125 479739 SH SOLE 479739 0 0 ON TRACK INNOVATION LTD SHS m8791a109 5544 1925088 SH DEFINED 1 154574 1770514 0 ONVIA INC COM NEW 68338T403 3671 808640 SH DEFINED 1 78551 730089 0 OPEXA THERAPEUTICS INC COM 68372t103 100 605396 SH DEFINED 1 0 605396 0 PEERLESS SYS CORP COM 705536100 2006 1114419 SH DEFINED 1 94167 1020252 0 PHYSICIANS FORMULA HLDGS INC COM 719427106 10909 1833524 SH DEFINED 1 0 1833524 0 PLANETOUT INC COM NEW 727058208 333 128547 SH DEFINED 1 0 128547 0 PRECISION DRILLING TR TR UNIT 740215108 205 12368 SH SOLE 12368 0 0 RAINMAKER SYSTEMS COM NEW 750875304 5709 2537255 SH DEFINED 1 165498 2371757 0 SABA SOFTWARE INC COM NEW 784932600 11839 3523589 SH DEFINED 1 246077 3277512 0 SCOPUS VIDEO NETWORKS LTD SHS m8260h106 2815 595059 SH DEFINED 1 62029 533030 0 SEQUENOM INC COM NEW 817337405 11428 429285 SH DEFINED 1 0 429285 0 SOFTBRANDS INC COM 83402a107 1292 1342899 SH DEFINED 1 0 1342899 0 SOURCEFIRE INC COM 83616t108 16873 2314521 SH DEFINED 1 214027 2100494 0 TEMPUR PEDIC INTL INC COM 88023u101 1671 142100 SH DEFINED 1 0 142100 0 TOMOTHERAPY INC COM 890088107 1947 425123 SH DEFINED 1 0 425123 0 TUCOWS INC COM 898697107 3669 9407035 SH DEFINED 1 0 9407035 0 UAL CORP COM NEW 902549807 278 31610 SH DEFINED 1 0 31610 0 UCN INC COM 902636109 5039 3760600 SH DEFINED 1 0 3760600 0 UNICA CORP COM 904583101 13905 1773610 SH DEFINED 1 0 1773610 0 UNIFY CORP COM NEW 904743200 2424 692700 SH DEFINED 1 49327 643373 0 UNION PAC CORP COM 907818108 350 4924 SH SOLE 4924 0 0 URBAN OUTFITTERS INC COM 917047102 1052 33005 SH SOLE 33005 0 0 VOLTAIRE LTD ORD SHS m97613109 3005 754974 SH DEFINED 1 92037 662937 0 XENOPORT INC COM 98411c100 5124 105674 SH DEFINED 1 0 105674 0 XTL BIOPHARMACEUTICALS LTD SPONSORED ADR 98386d109 1707 482212 SH DEFINED 1 0 482212 0 ZIMMER HLDGS INC COM 98956p102 652 10100 SH DEFINED 1 0 10100 0
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