-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DR72oMbbCjgAmWHHip259qafrdnvfDwavjUvHcIn/JISNNnbXEEBtGyFpjsdkboR zjLl/r54Ecs/j4l2VV0/Cg== 0001193125-08-101675.txt : 20080505 0001193125-08-101675.hdr.sgml : 20080505 20080505105206 ACCESSION NUMBER: 0001193125-08-101675 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080505 DATE AS OF CHANGE: 20080505 EFFECTIVENESS DATE: 20080505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 331073076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11523 FILM NUMBER: 08801140 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [_]; Amendment Number: -------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Genworth Financial, Inc. Address: 6620 West Broad Street Richmond, Virginia 23230 Form 13F File Number: 28-11523 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Patricia Merrill Title: Senior Counsel Phone: (804) 662-2711 Signature, Place, and Date of Signing: /s/ Patricia Merrill Richmond, VA May 05, 2008 - -------------------- ------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 753 lines Form 13F Information Table Value Total: 2,407,708 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ----------------------------------------- 01 28-11546 Genworth Financial Asset Management, Inc. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- 3M CO COM COM 88579Y101 35,289 445,844 SH Sole 01 445,844 ABB LTD SPONSORED ADR SPONSORED ADR 000375204 20,190 750,016 SH Sole 01 750,016 ABBOTT LABS COM COM 002824100 4 72 SH Sole 01 72 ABITIBIBOWATER INC COM COM 003687100 5 349 SH Sole 01 349 ABRAXIS BIOSCIENCE INC NEW COM COM 00383Y102 8 134 SH Sole 01 134 ACCENTURE LTD BERMUDA CL A CL A G1150G111 4 100 SH Sole 01 100 ACE LTD ORD COM G0070K103 1 17 SH Sole 01 17 ACETO CORP COM COM 004446100 1 109 SH Sole 01 109 ACTUANT CORP CL A NEW NEW 00508X203 14 473 SH Sole 01 473 ADAPTEC INC COM COM 00651F108 10,240 3,482,957 SH Sole 01 3,482,957 ADOBE SYS INC COM COM 00724F101 9 255 SH Sole 01 255 ADVANCE AUTO PARTS INC COM COM 00751Y106 920 27,022 SH Sole 01 27,022 ADVANCED MEDICAL OPTICS INC COM COM 00763M108 3 165 SH Sole 01 165 ADVANCED MICRO DEVICES INC COM SPONSORED ADR 007903107 0 51 SH Sole 01 51 AEGON N V NY REGISTRY SH SH 007924103 3 205 SH Sole 01 205 AEROPOSTALE COM COM 007865108 0 1 SH Sole 01 1 AES CORP COM COM 00130H105 18,240 1,094,192 SH Sole 01 1,094,192 AETNA INC NEW COM COM 00817Y108 3 82 SH Sole 01 82 AFFILIATED COMPUTER SERVICES CL A CL A 008190100 1 12 SH Sole 01 12 AFFILIATED MANAGERS GROUP COM COM 008252108 4 42 SH Sole 01 42 AFLAC INC COM COM 001055102 39,260 604,464 SH Sole 01 604,464 AGCO CORP COM COM 001084102 13 214 SH Sole 01 214 AGILENT TECHNOLOGIES INC COM COM 00846U101 11,778 394,842 SH Sole 01 394,842 AKAMAI TECHNOLOGIES INC COM COM 00971T101 2 66 SH Sole 01 66 ALAMO GROUP INC COM COM 011311107 2 80 SH Sole 01 80 ALBEMARLE CORP COM COM 012653101 4,364 119,498 SH Sole 01 119,498 ALCATEL-LUCENT SPONSORED ADR SPONSORED ADR 013904305 8 1,354 SH Sole 01 1,354 ALCOA INC COM COM 013817101 3,740 103,725 SH Sole 01 103,725 ALLEGHANY CORP DEL COM COM 017175100 2 7 SH Sole 01 7 ALLEGHENY ENERGY INC COM COM 017361106 7,082 140,234 SH Sole 01 140,234 ALLEGHENY TECHNOLOGIES INC COM COM 01741R102 4 50 SH Sole 01 50 ALLERGAN INC COM COM 018490102 46 814 SH Sole 01 814 ALLIANCE NEW YORK MUN INC FD COM COM 018714105 364 27,062 SH Sole 01 27,062 ALLIANT ENERGY CORP COM COM 018802108 4 105 SH Sole 01 105 ALLIANZ SE SP ADR 1/10 SH SPONSORED ADR 018805101 1 54 SH Sole 01 54
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ALLIED WASTE INDS INC COM PAR $.01NEW COM 019589308 13 1,195 SH Sole 01 1,195 ALON USA ENERGY INC COM COM 020520102 1 59 SH Sole 01 59 ALTERA CORP COM SPONSORED ADR 021441100 1 43 SH Sole 01 43 ALTRIA GROUP INC COM COM 02209S103 20,623 279,335 SH Sole 01 279,335 ALUMINA LTD SPONSORED ADR SPONSORED ADR 022205108 11 548 SH Sole 01 548 AMAZON COM INC COM COM 023135106 23 325 SH Sole 01 325 AMB PROPERTY CORP COM COM 00163T109 0 9 SH Sole 01 9 AMBAC FINL GROUP INC COM COM 023139108 5,755 1,000,810 SH Sole 01 1,000,810 AMEREN CORP COM COM 023608102 3 69 SH Sole 01 69 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 4,476 70,284 SH Sole 01 70,284 AMERICAN AXLE & MFG HLDGS IN COM COM 024061103 51 2,480 SH Sole 01 2,480 AMERICAN EAGLE OUTFITTERS NE COM COM 02553E106 3 177 SH Sole 01 177 AMERICAN ELEC PWR INC COM COM 025537101 15,210 365,362 SH Sole 01 365,362 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 2 192 SH Sole 01 192 AMERICAN EXPRESS CO COM COM 025816109 12,496 285,811 SH Sole 01 285,811 AMERICAN INTL GROUP INC COM COM 026874107 16,487 381,211 SH Sole 01 381,211 AMERICAN WOODMARK CORP COM COM 030506109 4,857 236,217 SH Sole 01 236,217 AMERIPRISE FINL INC COM COM 03076C106 33 643 SH Sole 01 643 AMERISAFE INC COM COM 03071H100 12 985 SH Sole 01 985 AMERISTAR CASINOS INC COM COM 03070Q101 3 148 SH Sole 01 148 AMGEN INC COM COM 031162100 2 48 SH Sole 01 48 ANALOG DEVICES INC COM COM 032654105 1 22 SH Sole 01 22 ANGLO AMERN PLC ADR NEW ADR 03485P201 5,100 171,301 SH Sole 01 171,301 ANGLOGOLD ASHANTI LTD SPONSORED ADR SPONSORED ADR 035128206 29 846 SH Sole 01 846 ANHEUSER BUSCH COS INC COM COM 035229103 12,765 269,026 SH Sole 01 269,026 ANNALY CAP MGMT INC COM COM 035710409 0 0 SH Sole 01 0 ANSYS INC COM COM 03662Q105 5,517 159,811 SH Sole 01 159,811 APACHE CORP COM COM 037411105 15 121 SH Sole 01 121 APEX SILVER MINES LTD ORD ORD G04074103 8 671 SH Sole 01 671 APOLLO GROUP INC CL A CL A 037604105 0 9 SH Sole 01 9 APP PHARMACEUTICALS INC COM COM 00202H108 22 1,861 SH Sole 01 1,861 APPLE INC COM COM 037833100 45 315 SH Sole 01 315 APPLIED MATLS INC COM COM 038222105 1 47 SH Sole 01 47 APRIA HEALTHCARE GROUP INC COM COM 037933108 13 666 SH Sole 01 666 AQUILA INC COM COM 03840P102 631 196,593 SH Sole 01 196,593 ARCH CAP GROUP LTD ORD ORD G0450A105 0 0 SH Sole 01 0 ARCH COAL INC COM COM 039380100 10 236 SH Sole 01 236 ARCHER DANIELS MIDLAND CO COM COM 039483102 0 0 SH Sole 01 0 ARGO GROUP INTL HLDGS LTD COM COM G0464B107 46 1,284 SH Sole 01 1,284 ARKANSAS BEST CORP DEL COM COM 040790107 5,163 162,044 SH Sole 01 162,044
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ARTHROCARE CORP COM COM 043136100 368 11,044 SH Sole 01 11,044 ASA LIMITED COM COM G3156P103 0 4 SH Sole 01 4 ASIA PAC FD INC COM COM 044901106 0 0 SH Sole 01 0 ASTA FDG INC COM COM 046220109 4 317 SH Sole 01 317 ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 046353108 18,272 480,956 SH Sole 01 480,956 AT&T INC COM COM 00206R102 1 28 SH Sole 01 28 ATHEROS COMMUNICATIONS INC COM COM 04743P108 9 419 SH Sole 01 419 AU OPTRONICS CORP SPONSORED ADR SPONSORED ADR 002255107 54 3,156 SH Sole 01 3,156 AUTODESK INC COM COM 052769106 5 150 SH Sole 01 150 AUTOMATIC DATA PROCESSING IN COM COM 053015103 7,885 186,004 SH Sole 01 186,004 AVALONBAY CMNTYS INC COM COM 053484101 1 6 SH Sole 01 6 AXA SPONSORED ADR SPONSORED ADR 054536107 19,927 551,837 SH Sole 01 551,837 AXCELIS TECHNOLOGIES INC COM COM 054540109 10,912 1,948,653 SH Sole 01 1,948,653 BAIDU COM INC SPON ADR REP A ADR 056752108 45 189 SH Sole 01 189 BALLY TECHNOLOGIES INC COM COM 05874B107 3 93 SH Sole 01 93 BANCO BRADESCO S A SP ADR PFD NEW SPONSORED ADR 059460303 3,935 141,757 SH Sole 01 141,757 BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 059602201 13 553 SH Sole 01 553 BANK OF AMERICA CORPORATION COM COM 060505104 0 0 SH Sole 01 0 BANK OF NEW YORK MELLON CORP COM COM 064058100 6,477 155,203 SH Sole 01 155,203 BANRO CORP COM COM 066800103 3 323 SH Sole 01 323 BARCLAYS BANK PLC ADS7.75%PFD S4 ADDED PFD 06739H511 1,057 42,269 SH Sole 01 42,269 BARD C R INC COM COM 067383109 15,276 158,460 SH Sole 01 158,460 BARNES GROUP INC COM COM 067806109 446 19,446 SH Sole 01 19,446 BARR PHARMACEUTICALS INC COM COM 068306109 3 72 SH Sole 01 72 BARRETT BILL CORP COM COM 06846N104 1 26 SH Sole 01 26 BARRICK GOLD CORP COM COM 067901108 26 597 SH Sole 01 597 BAXTER INTL INC COM COM 071813109 12,197 210,945 SH Sole 01 210,945 BECTON DICKINSON & CO COM COM 075887109 24,116 280,912 SH Sole 01 280,912 BED BATH & BEYOND INC COM COM 075896100 1 18 SH Sole 01 18 BELDEN INC COM COM 077454106 4 106 SH Sole 01 106 BERKLEY W R CORP COM COM 084423102 0 1 SH Sole 01 1 BHP BILLITON LTD SPONSORED ADR ADR 088606108 17,684 268,557 SH Sole 01 268,557 BIOTECH HOLDRS TR DEPOSTRY RCPTS TR DEPOSTR 09067D201 6 33 SH Sole 01 33 BJ SVCS CO COM COM 055482103 17 600 SH Sole 01 600 BJS WHOLESALE CLUB INC COM COM 05548J106 647 18,128 SH Sole 01 18,128 BLACKROCK FL INS MUN INC TR COM COM 09250G102 12 963 SH Sole 01 963 BLACKROCK FLA MUN 2020 TERM COM SHS COM SHS 09250M109 12 972 SH Sole 01 972 BLACKROCK MUNI N Y INTER DUR COM COM 09255F109 577 45,532 SH Sole 01 45,532 BLACKROCK MUNIHOLDINGS N Y I COM COM 09255C106 395 30,976 SH Sole 01 30,976 BLACKROCK MUNIYIELD CALIF FD COM COM 09254M105 1,393 104,658 SH Sole 01 104,658
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- BLACKROCK MUNIYIELD CALIF IN COM COM 09254N103 1,403 110,037 SH Sole 01 110,037 BLACKROCK MUNIYIELD FLA INC COM COM 09254R104 7 537 SH Sole 01 537 BLACKROCK MUNIYIELD QUALITY COM COM 09254G108 7 677 SH Sole 01 677 BLACKROCK MUNYIELD INSD FD I COM COM 09254E103 2 197 SH Sole 01 197 BLACKROCK NY MUN INCOME TR I COM COM 09249R102 613 44,751 SH Sole 01 44,751 BLDRS INDEX FDS TR DEV MK 100 ADR SPONSORED ADR 09348R201 3 104 SH Sole 01 104 BLOCK H & R INC COM COM 093671105 0 15 SH Sole 01 15 BLOUNT INTL INC NEW COM COM 095180105 60 4,884 SH Sole 01 4,884 BLUE COAT SYSTEMS INC COM NEW COM 09534T508 9 419 SH Sole 01 419 BOEING CO COM COM 097023105 6 78 SH Sole 01 78 BORGWARNER INC COM COM 099724106 4 100 SH Sole 01 100 BOSTON PROPERTIES INC COM COM 101121101 1 7 SH Sole 01 7 BOWNE & CO INC COM COM 103043105 4,904 321,564 SH Sole 01 321,564 BOYD GAMING CORP COM COM 103304101 2 79 SH Sole 01 79 BP PLC SPONSORED ADR SPONSORED ADR 055622104 12 193 SH Sole 01 193 BRANDYWINE RLTY TR SH BEN INT NEW SH BEN INT NEW 105368203 0 6 SH Sole 01 6 BRIGGS & STRATTON CORP COM COM 109043109 37 2,084 SH Sole 01 2,084 BRISTOL MYERS SQUIBB CO COM COM 110122108 11,827 555,271 SH Sole 01 555,271 BRITISH AMERN TOB PLC SPONSORED ADR SPONSORED ADR 110448107 12,838 169,477 SH Sole 01 169,477 BROADCOM CORP CL A CL A 111320107 21 1,115 SH Sole 01 1,115 BROADRIDGE FINL SOLUTIONS IN COM COM 11133T103 0 0 SH Sole 01 0 BROCADE COMMUNICATIONS SYS I COM NEW COM 111621306 2 279 SH Sole 01 279 BROOKFIELD PPTYS CORP COM COM 112900105 0 21 SH Sole 01 21 BUCKEYE TECHNOLOGIES INC COM COM 118255108 1 118 SH Sole 01 118 BUILD A BEAR WORKSHOP COM COM 120076104 6 610 SH Sole 01 610 BUNGE LIMITED COM COM G16962105 0 1 SH Sole 01 1 BURLINGTON NORTHN SANTA FE C COM COM 12189T104 14,938 161,977 SH Sole 01 161,977 CAMDEN PPTY TR SH BEN INT SH BEN INT 133131102 0 7 SH Sole 01 7 CAMECO CORP COM COM 13321L108 2 70 SH Sole 01 70 CAMERON INTERNATIONAL CORP COM COM 13342B105 3 74 SH Sole 01 74 CANADIAN PAC RY LTD COM COM 13645T100 1 19 SH Sole 01 19 CANON INC ADR ADR 138006309 68 1,467 SH Sole 01 1,467 CATERPILLAR INC DEL COM COM 149123101 21 273 SH Sole 01 273 CELANESE CORP DEL COM SER A COM 150870103 1,395 35,717 SH Sole 01 35,717 CELGENE CORP COM COM 151020104 5 78 SH Sole 01 78 CENTENE CORP DEL COM COM 15135B101 9 668 SH Sole 01 668 CENTERPOINT ENERGY INC COM COM 15189T107 1 63 SH Sole 01 63 CENTURY ALUM CO COM COM 156431108 2 34 SH Sole 01 34 CERADYNE INC COM COM 156710105 2 49 SH Sole 01 49 CERNER CORP COM COM 156782104 15 402 SH Sole 01 402
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- CGG VERITAS SPONSORED ADR SPONSORED ADR 204386106 4,661 94,133 SH Sole 01 94,133 CHATTEM INC COM COM 162456107 6,500 97,985 SH Sole 01 97,985 CHECK POINT SOFTWARE TECH LT ORD ORD M22465104 0 17 SH Sole 01 17 CHESAPEAKE ENERGY CORP COM COM 165167107 4 84 SH Sole 01 84 CHINA FD INC COM COM 169373107 0 0 SH Sole 01 0 CHINA LIFE INS CO LTD SPON ADR REP H SPONSORED ADR 16939P106 72 1,374 SH Sole 01 1,374 CHINA MOBILE LIMITED SPONSORED ADR ADR 16941M109 9,963 132,823 SH Sole 01 132,823 CHINA TELECOM CORP LTD SPON ADR H SHS ADR 169426103 1 18 SH Sole 01 18 CHUNGHWA TELECOM CO LTD SPON ADR NEW ADR 17133Q304 9 349 SH Sole 01 349 CHURCH & DWIGHT INC COM COM 171340102 1 23 SH Sole 01 23 CIGNA CORP COM COM 125509109 1 18 SH Sole 01 18 CISCO SYS INC COM COM 17275R102 14,542 603,638 SH Sole 01 603,638 CITADEL BROADCASTING CORP COM COM 17285T106 0 10 SH Sole 01 10 CITIGROUP INC COM COM 172967101 1,986 92,703 SH Sole 01 92,703 CITIZENS COMMUNICATIONS CO COM COM 17453B101 2 223 SH Sole 01 223 CITRIX SYS INC COM COM 177376100 0 0 SH Sole 01 0 CLEAR CHANNEL COMMUNICATIONS COM COM 184502102 7 234 SH Sole 01 234 CLEVELAND CLIFFS INC COM COM 185896107 14 117 SH Sole 01 117 CME GROUP INC COM COM 12572Q105 35 75 SH Sole 01 75 CMS ENERGY CORP COM COM 125896100 6,445 475,983 SH Sole 01 475,983 CNOOC LTD SPONSORED ADR SPONSORED ADR 126132109 4,454 30,342 SH Sole 01 30,342 COACH INC COM COM 189754104 5 151 SH Sole 01 151 COCA COLA CO COM COM 191216100 1 19 SH Sole 01 19 COCA COLA FEMSA S AB DE C V SPON ADR REP L ADR 191241108 2 28 SH Sole 01 28 COGNIZANT TECHNOLOGY SOLUTIO CL A CL A 192446102 6,616 229,492 SH Sole 01 229,492 COLGATE PALMOLIVE CO COM COM 194162103 9,530 122,323 SH Sole 01 122,323 COLLECTIVE BRANDS INC COM COM 19421W100 8 621 SH Sole 01 621 COLUMBUS MCKINNON CORP N Y COM COM 199333105 15 475 SH Sole 01 475 COMCAST CORP NEW CL A CL A 20030N101 14,544 752,038 SH Sole 01 752,038 COMCAST CORP NEW CL A SPL SPL 20030N200 4,748 250,313 SH Sole 01 250,313 COMMSCOPE INC COM COM 203372107 3 86 SH Sole 01 86 COMPANHIA BRASILEIRA DE DIST SPON ADR PFD ADR 20440T201 1 29 SH Sole 01 29 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 3 58 SH Sole 01 58 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 4,737 136,745 SH Sole 01 136,745 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 3,439 97,304 SH Sole 01 97,304 COMPUCREDIT CORP COM COM 20478N100 6 726 SH Sole 01 726 COMSTOCK RES INC COM NEW NEW 205768203 5 121 SH Sole 01 121 COMTECH TELECOMMUNICATIONS C COM NEW COM NEW 205826209 11 289 SH Sole 01 289 CONAGRA FOODS INC COM COM 205887102 15,947 665,844 SH Sole 01 665,844 CONSECO INC DBCV 3.500% 9/3 ADDED DBCV 208464BH9 2 2,000 SH Sole 01 2,000
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- CONSTELLATION ENERGY GROUP I COM COM 210371100 3 31 SH Sole 01 31 CONTINENTAL RESOURCES INC COM COM 212015101 1 41 SH Sole 01 41 COOPER COS INC COM NEW COM 216648402 47 1,362 SH Sole 01 1,362 CORE LABORATORIES N V COM COM N22717107 5,222 43,768 SH Sole 01 43,768 CORNING INC COM COM 219350105 10 430 SH Sole 01 430 CORUS BANKSHARES INC COM COM 220873103 9 912 SH Sole 01 912 COSTCO WHSL CORP NEW COM COM 22160K105 2,011 30,946 SH Sole 01 30,946 COVENTRY HEALTH CARE INC COM COM 222862104 2 39 SH Sole 01 39 COVIDIEN LTD COM COM G2552X108 14,659 331,274 SH Sole 01 331,274 CRYSTALLEX INTL CORP COM COM 22942F101 7 3,229 SH Sole 01 3,229 CSS INDS INC COM COM 125906107 62 1,760 SH Sole 01 1,760 CTRIP COM INTL LTD ADR SPONSORED ADR 22943F100 4,629 87,300 SH Sole 01 87,300 CUMMINS INC COM COM 231021106 1 32 SH Sole 01 32 CVS CAREMARK CORPORATION COM COM 126650100 1 31 SH Sole 01 31 CYNOSURE INC CL A CL A 232577205 1 47 SH Sole 01 47 DAIMLER AG REG SHS SHS D1668R123 6 66 SH Sole 01 66 DANAHER CORP DEL COM COM 235851102 16 216 SH Sole 01 216 DAVITA INC COM COM 23918K108 3 73 SH Sole 01 73 DEERE & CO COM COM 244199105 0 0 SH Sole 01 0 DELTA AIR LINES INC. COM 247361702 99 11,466 SH Sole 11,466 DELTA PETE CORP COM NEW COM 247907207 3 113 SH Sole 01 113 DELUXE CORP COM COM 248019101 0 19 SH Sole 01 19 DENTSPLY INTL INC NEW COM COM 249030107 29,251 757,803 SH Sole 01 757,803 DEUTSCHE TELEKOM AG SPONSORED ADR ADR 251566105 0 24 SH Sole 01 24 DEVELOPERS DIVERSIFIED RLTY COM COM 251591103 0 10 SH Sole 01 10 DEVON ENERGY CORP NEW COM COM 25179M103 3,549 34,019 SH Sole 01 34,019 DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 113 968 SH Sole 01 968 DICKS SPORTING GOODS INC COM COM 253393102 3,475 129,776 SH Sole 01 129,776 DIRECTV GROUP INC COM COM 25459L106 1 43 SH Sole 01 43 DISNEY WALT CO COM DISNEY COM 254687106 4 136 SH Sole 01 136 DOLBY LABORATORIES INC COM COM 25659T107 4,642 128,021 SH Sole 01 128,021 DOMTAR CORP COM COM 257559104 3 509 SH Sole 01 509 DORAL FINL CORP COM NEW COM 25811P886 0 1 SH Sole 01 1 DPL INC COM COM 233293109 1,567 61,111 SH Sole 01 61,111 DR REDDYS LABS LTD ADR SPONSORED ADR 256135203 31 2,136 SH Sole 01 2,136 DRS TECHNOLOGIES INC COM COM 23330X100 3 49 SH Sole 01 49 DST SYS INC DEL COM COM 233326107 3 49 SH Sole 01 49 DTE ENERGY CO COM COM 233331107 6 162 SH Sole 01 162 DU PONT E I DE NEMOURS & CO COM COM 263534109 12,159 260,029 SH Sole 01 260,029 DUKE ENERGY CORP NEW COM COM 26441C105 1 78 SH Sole 01 78
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- DUKE REALTY CORP COM NEW COM 264411505 2 100 SH Sole 01 100 DUN & BRADSTREET CORP DEL NE COM COM 26483E100 1 13 SH Sole 01 13 DYNEGY INC DEL CL A CL A 26817G102 4 565 SH Sole 01 565 E M C CORP MASS COM COM 268648102 3,525 245,843 SH Sole 01 245,843 EAST WEST BANCORP INC COM COM 27579R104 5,224 294,288 SH Sole 01 294,288 EATON VANCE FL MUNI INCOME T SH BEN INT SH BEN INT 27826B100 11 945 SH Sole 01 945 EATON VANCE FLTING RATE INC COM COM 278279104 1,526 107,948 SH Sole 01 107,948 EATON VANCE INS FL MUN BD FD COM COM 27828E102 6 528 SH Sole 01 528 EATON VANCE SH TM DR DIVR IN COM COM 27828V104 6 415 SH Sole 01 415 EATON VANCE SR FLTNG RTE TR COM COM 27828Q105 1,517 109,950 SH Sole 01 109,950 EATON VANCE TX MNG BY WRT OP COM COM 27828Y108 2,481 156,155 SH Sole 01 156,155 EATON VANCE TXMGD GL BUYWR O COM COM 27829C105 2,545 160,060 SH Sole 01 160,060 EBAY INC COM COM 278642103 3 92 SH Sole 01 92 ECOLAB INC COM COM 278865100 3 58 SH Sole 01 58 ELECTRONIC ARTS INC COM COM 285512109 24 485 SH Sole 01 485 ELECTRONIC DATA SYS NEW COM COM 285661104 10 609 SH Sole 01 609 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SPONSORED ADR 29081M102 30 770 SH Sole 01 770 EMERSON ELEC CO COM COM 291011104 28,979 563,145 SH Sole 01 563,145 ENTERGY CORP NEW COM COM 29364G103 7,676 70,371 SH Sole 01 70,371 EQUIFAX INC COM COM 294429105 35 1,029 SH Sole 01 1,029 EQUITY RESIDENTIAL SH BEN INT SH BEN INT 29476L107 0 12 SH Sole 01 12 ERICSSON L M TEL CO ADR B SEK 10 ADR 294821608 3 176 SH Sole 01 176 ESTERLINE TECHNOLOGIES CORP COM COM 297425100 14 276 SH Sole 01 276 EURONET WORLDWIDE INC COM COM 298736109 43 2,231 SH Sole 01 2,231 EVEREST RE GROUP LTD COM COM G3223R108 1 15 SH Sole 01 15 EXELON CORP COM COM 30161N101 15,010 184,692 SH Sole 01 184,692 EXPEDITORS INTL WASH INC COM COM 302130109 644 14,253 SH Sole 01 14,253 EXPRESS SCRIPTS INC COM COM 302182100 3 41 SH Sole 01 41 EXPRESSJET HOLDINGS INC CL A CL A 30218U108 11,093 4,217,937 SH Sole 01 4,217,937 EXXON MOBIL CORP COM COM 30231G102 27,604 326,361 SH Sole 01 326,361 FACTSET RESH SYS INC COM COM 303075105 3,309 61,424 SH Sole 01 61,424 FASTENAL CO COM COM 311900104 2,790 60,745 SH Sole 01 60,745 FEDERAL HOME LN MTG CORP COM COM 313400301 7,635 301,535 SH Sole 01 301,535 FEDERAL NATL MTG ASSN COM COM 313586109 0 10 SH Sole 01 10 FEDERAL REALTY INVT TR SH BEN INT NEW SH BEN INT NEW 313747206 0 5 SH Sole 01 5 FELCOR LODGING TR INC COM COM 31430F101 15 1,282 SH Sole 01 1,282 FIDELITY NATIONAL FINANCIAL CL A CL A 31620R105 2 96 SH Sole 01 96 FINISAR COM COM 31787A101 2 1,613 SH Sole 01 1,613 FIRST AMERN CORP CALIF COM COM 318522307 46 1,341 SH Sole 01 1,341 FIRST NIAGARA FINL GP INC COM COM 33582V108 31 2,263 SH Sole 01 2,263
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- FIRST TR/FOUR CRNRS SR FLOAT COM COM 33733U108 1,559 114,566 SH Sole 01 114,566 FIRSTENERGY CORP COM COM 337932107 20 291 SH Sole 01 291 FIRSTFED FINL CORP COM COM 337907109 0 0 SH Sole 01 0 FISERV INC COM COM 337738108 7 145 SH Sole 01 145 FMC TECHNOLOGIES INC COM COM 30249U101 16 288 SH Sole 01 288 FORTUNE BRANDS INC COM COM 349631101 1 9 SH Sole 01 9 FPL GROUP INC COM COM 302571104 5 80 SH Sole 01 80 FRANKLIN RES INC COM COM 354613101 3 32 SH Sole 01 32 FREEPORT-MCMORAN COPPER & GO COM CL B 35671D857 112 1,169 SH Sole 01 1,169 FREMONT GEN CORP COM COM 357288109 0 0 SH Sole 01 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 4,374 86,928 SH Sole 01 86,928 FRONTLINE LTD SHS SHS G3682E127 2 35 SH Sole 01 35 FUJIFILM HLDGS CORP ADR 2 ORD ORD 35958N107 12 329 SH Sole 01 329 GAYLORD ENTMT CO NEW COM COM 367905106 3 83 SH Sole 01 83 GENELABS TECHNOLOGIES INC COM NEW COM 368706206 0 20 SH Sole 01 20 GENENTECH INC COM NEW COM NEW 368710406 41 506 SH Sole 01 506 GENERAL CABLE CORP DEL NEW COM COM 369300108 2 42 SH Sole 01 42 GENERAL DYNAMICS CORP COM COM 369550108 23,923 286,954 SH Sole 01 286,954 GENERAL ELECTRIC CO COM COM 369604103 19,026 514,068 SH Sole 01 514,068 GENERAL MLS INC COM COM 370334104 15,892 265,405 SH Sole 01 265,405 GENZYME CORP COM COM 372917104 44 584 SH Sole 01 584 GILEAD SCIENCES INC COM COM 375558103 11 211 SH Sole 01 211 GLAXOSMITHKLINE PLC SPONSORED ADR SPONSORED ADR 37733W105 1 35 SH Sole 01 35 GLOBAL PMTS INC COM COM 37940X102 3 82 SH Sole 01 82 GOLD FIELDS LTD NEW SPONSORED ADR SPONSORED ADR 38059T106 15 1,090 SH Sole 01 1,090 GOLD RESV INC CL A CL A 38068N108 2 510 SH Sole 01 510 GOODRICH CORP COM COM 382388106 22 390 SH Sole 01 390 GOOGLE INC CL A CL A 38259P508 64 146 SH Sole 01 146 GREATER CHINA FD INC COM COM 39167B102 0 0 SH Sole 01 0 GREIF INC CL A CL A 397624107 0 0 SH Sole 01 0 GRIFFON CORP COM COM 398433102 1,785 207,532 SH Sole 01 207,532 GROUPE CGI INC CL A SUB VTG CL A SUB VTG 39945C109 20,049 1,891,405 SH Sole 01 1,891,405 GRUPO TELEVISA SA DE CV SP ADR REP ORD SPONSORED ADR 40049J206 3,136 129,356 SH Sole 01 129,356 GSI COMMERCE INC COM COM 36238G102 8 592 SH Sole 01 592 GUESS INC COM COM 401617105 2 42 SH Sole 01 42 GULFPORT ENERGY CORP COM NEW COM 402635304 9 879 SH Sole 01 879 HALLIBURTON CO COM COM 406216101 15,197 386,408 SH Sole 01 386,408 HANCOCK JOHN PFD INCOME FD I COM COM 41013X106 96 5,068 SH Sole 01 5,068 HANCOCK JOHN TAX-ADV DIV INC COM COM 41013V100 0 17 SH Sole 01 17 HANSEN NAT CORP COM COM 411310105 3,925 111,198 SH Sole 01 111,198
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- HARLEY DAVIDSON INC COM COM 412822108 0 13 SH Sole 01 13 HARMAN INTL INDS INC COM COM 413086109 0 6 SH Sole 01 6 HARSCO CORP COM COM 415864107 655 11,820 SH Sole 01 11,820 HARTFORD FINL SVCS GROUP INC COM COM 416515104 1 10 SH Sole 01 10 HAWAIIAN ELEC INDUSTRIES COM COM 419870100 10 433 SH Sole 01 433 HEALTHCARE RLTY TR COM COM 421946104 0 5 SH Sole 01 5 HEALTHWAYS INC COM COM 422245100 1 41 SH Sole 01 41 HELMERICH & PAYNE INC COM COM 423452101 3 64 SH Sole 01 64 HERCULES OFFSHORE INC COM COM 427093109 2 70 SH Sole 01 70 HEWLETT PACKARD CO COM COM 428236103 3 76 SH Sole 01 76 HIGHWOODS PPTYS INC COM COM 431284108 0 10 SH Sole 01 10 HOLLY CORP COM PAR $0.01 COM 435758305 1 23 SH Sole 01 23 HOLOGIC INC COM COM 436440101 6 101 SH Sole 01 101 HOLOGIC INC. COM 436440101 268 4,816 SH Sole 4,816 HONDA MOTOR LTD AMERN SHS COM 438128308 61 2,134 SH Sole 01 2,134 HOST HOTELS & RESORTS INC COM COM 44107P104 0 17 SH Sole 01 17 HSBC HLDGS PLC ADR A 1/40PF A SPONSORED ADR 404280604 1,000 45,977 SH Sole 01 45,977 HUANENG PWR INTL INC SPON ADR H SHS SPONSORED ADR 443304100 0 0 SH Sole 01 0 HUNT J B TRANS SVCS INC COM COM 445658107 2 58 SH Sole 01 58 HURON CONSULTING GROUP INC COM COM 447462102 6 152 SH Sole 01 152 HUTCHINSON TECHNOLOGY INC COM COM 448407106 1 32 SH Sole 01 32 ICICI BK LTD ADR SPONSORED ADR 45104G104 4,223 110,590 SH Sole 01 110,590 IDACORP INC COM COM 451107106 12 359 SH Sole 01 359 IDEARC INC COM COM 451663108 0 9 SH Sole 01 9 IDEARC INC. COM 451663108 0 41 SH Sole 41 IHS INC CL A CL A 451734107 25,184 391,610 SH Sole 01 391,610 ILLINOIS TOOL WKS INC COM COM 452308109 7,460 154,667 SH Sole 01 154,667 IMPERIAL TOBACCO GROUP PLC SPONSORED ADR 453142101 1 11 SH Sole 01 11 IMS HEALTH INC COM COM 449934108 1 30 SH Sole 01 30 INDYMAC BANCORP INC COM COM 456607100 0 39 SH Sole 01 39 INFORMATICA CORP COM COM 45666Q102 13 755 SH Sole 01 755 INFOSYS TECHNOLOGIES LTD SPONSORED ADR SPONSORED ADR 456788108 4,335 121,187 SH Sole 01 121,187 ING GLOBAL EQTY DIV & PREM O COM COM 45684E107 2,664 160,550 SH Sole 01 160,550 ING GROEP N V SPONSORED ADR SPONSORED ADR 456837103 19,813 530,184 SH Sole 01 530,184 ING PRIME RATE TR SH BEN INT SH BEEN INT 44977W106 1,504 276,028 SH Sole 01 276,028 INGERSOLL-RAND COMPANY LTD CL A CL A G4776G101 8,447 189,482 SH Sole 01 189,482 INSURED MUN INCOME FD COM COM 45809F104 2,307 186,326 SH Sole 01 186,326 INTEGRATED DEVICE TECHNOLOGY COM COM 458118106 1 98 SH Sole 01 98 INTEL CORP COM COM 458140100 5 249 SH Sole 01 249 INTERCONTINENTALEXCHANGE INC COM COM 45865V100 34 262 SH Sole 01 262
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- INTERNATIONAL BUSINESS MACHS COM COM 459200101 15,009 130,353 SH Sole 01 130,353 INTERNATIONAL FLAVORS&FRAGRA COM COM 459506101 24,957 566,568 SH Sole 01 566,568 INTERNATIONAL GAME TECHNOLOG COM COM 459902102 7 173 SH Sole 01 173 INTUITIVE SURGICAL INC COM NEW COM 46120E602 30 92 SH Sole 01 92 INVENTIV HEALTH INC COM COM 46122E105 10 361 SH Sole 01 361 INVESTMENT GRADE MUN INCOME COM COM 461368102 2,216 179,540 SH Sole 01 179,540 INVITROGEN CORP COM COM 46185R100 782 9,154 SH Sole 01 9,154 IRON MTN INC COM COM 462846106 14 529 SH Sole 01 529 ISHARES INC MSCI JAPAN MSCI JAPAN 464286848 32,875 2,657,632 SH Sole 01 2,657,632 ISHARES INC MSCI MALAYSIA MSCI MALAYSIA 464286830 11,009 929,048 SH Sole 01 929,048 ISHARES INC MSCI S KOREA MSCI S KOREA 464286772 30,535 547,315 SH Sole 01 547,315 ISHARES INC MSCI SINGAPORE MSCI SINGAPORE 464286673 10,838 848,711 SH Sole 01 848,711 ISHARES INC MSCI TAIWAN MSCI TAIWAN 464286731 25,456 1,606,088 SH Sole 01 1,606,088 ISHARES SILVER TRUST ISHARES ISHARES 46428Q109 0 0 SH Sole 01 0 ISHARES TR 1-3 YR TRS BD TRS BD 464287457 184,326 2,188,235 SH Sole 01 2,188,235 ISHARES TR 20+ YR TRS BD TRS BD 464287432 82 854 SH Sole 01 854 ISHARES TR 7-10 YR TRS BD TRS BD 464287440 0 0 SH Sole 01 0 ISHARES TR COHEN&ST RLTY RLTY 464287564 74 920 SH Sole 01 920 ISHARES TR DJ EPAC DIVIDE DIVIDE 464288448 138 3,306 SH Sole 01 3,306 ISHARES TR DJ SEL DIV INX DIV INX 464287168 0 0 SH Sole 01 0 ISHARES TR DJ US ENERGY ERGY 464287796 34 265 SH Sole 01 265 ISHARES TR DJ US REAL EST REAL EST 464287739 170 2,604 SH Sole 01 2,604 ISHARES TR GBL RL EST EX EST EX 464288489 174 4,006 SH Sole 01 4,006 ISHARES TR LEHMAN 3-7 YR 7 YR 464288661 12 110 SH Sole 01 110 ISHARES TR LEHMAN SH TREA TREA 464288679 461 4,174 SH Sole 01 4,174 ISHARES TR MSCI EAFE IDX IDX 464287465 35,292 490,848 SH Sole 01 490,848 ISHARES TR MSCI EMERG MKT MSCI EMERG MKT 464287234 157 1,169 SH Sole 01 1,169 ISHARES TR MSCI GRW IDX IDX 464288885 2,081 28,796 SH Sole 01 28,796 ISHARES TR MSCI VAL IDX IDX 464288877 1,989 30,347 SH Sole 01 30,347 ISHARES TR RUSL 3000 VALU 3,000 464287663 10 106 SH Sole 01 106 ISHARES TR RUSSELL 1000 1000 464287622 10,708 148,757 SH Sole 01 148,757 ISHARES TR RUSSELL 2000 2000 464287655 7 103 SH Sole 01 103 ISHARES TR RUSSELL MCP GR MCP GR 464287481 0 0 SH Sole 01 0 ISHARES TR RUSSELL MCP VL MCP VL 464287473 40 313 SH Sole 01 313 ISHARES TR RUSSELL1000GRW 1000 GRW 464287614 378 6,950 SH Sole 01 6,950 ISHARES TR RUSSELL1000VAL 1000 VAL 464287598 17 229 SH Sole 01 229 ISHARES TR S&P 500 VALUE S&P 500 VALUE 464287408 28 400 SH Sole 01 400 ISHARES TR S&P GBL ENER S&P GBL ENER 464287341 18,119 139,871 SH Sole 01 139,871 ISHARES TR S&P GL UTILITI UTILITI 464288711 11,826 185,833 SH Sole 01 185,833 ISHARES TR S&P NATL MUN B UN B 464288414 427 4,271 SH Sole 01 4,271
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ISHARES TR S&P SMLCP GROW GROW 464287887 164 1,330 SH Sole 01 1,330 ISHARES TR S&P SMLCP VALU VALU 464287879 23 355 SH Sole 01 355 ISHARES TR S&P500 GRW S&P GRW 464287309 21,164 337,542 SH Sole 01 337,542 ISHARES TR US PFD STK IDX IDX 464288687 5,676 133,447 SH Sole 01 133,447 ISHARES TR US TIPS BD FD TIPS 464287176 81 741 SH Sole 01 741 ISTAR FINL INC COM COM 45031U101 2 135 SH Sole 01 135 IVANHOE MINES LTD COM COM 46579N103 8 734 SH Sole 01 734 J F CHINA REGION FD INC COM COM 46614T107 0 0 SH Sole 01 0 JABIL CIRCUIT INC COM COM 466313103 3,466 366,392 SH Sole 01 366,392 JACK IN THE BOX INC COM COM 466367109 526 19,565 SH Sole 01 19,565 JACOBS ENGR GROUP INC DEL COM COM 469814107 5 62 SH Sole 01 62 JAKKS PAC INC COM COM 47012E106 4,803 174,204 SH Sole 01 174,204 JOHNSON & JOHNSON COM COM 478160104 8,753 134,936 SH Sole 01 134,936 JOHNSON CTLS INC COM COM 478366107 12 345 SH Sole 01 345 JOS A BANK CLOTHIERS INC COM COM 480838101 7 325 SH Sole 01 325 JOY GLOBAL INC COM COM 481165108 4 55 SH Sole 01 55 JP MORGAN CHASE & CO COM COM 46625H100 12,525 291,611 SH Sole 01 291,611 KAISER ALUMINUM CORP COM PAR $0.01 COM 483007704 14 199 SH Sole 01 199 KANSAS CITY SOUTHERN COM NEW COM 485170302 495 12,332 SH Sole 01 12,332 KBR INC COM COM 48242W106 3 100 SH Sole 01 100 KENEXA CORP COM COM 488879107 14 731 SH Sole 01 731 KFORCE INC COM COM 493732101 0 0 SH Sole 01 0 KIMBERLY CLARK CORP COM COM 494368103 1 11 SH Sole 01 11 KINROSS GOLD CORP COM NO PAR COM 496902404 8 361 SH Sole 01 361 KLA-TENCOR CORP COM COM 482480100 1 17 SH Sole 01 17 KOHLS CORP COM COM 500255104 1 15 SH Sole 01 15 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW NEW 500472303 19,022 496,138 SH Sole 01 496,138 KOOKMIN BK NEW SPONSORED ADR SPONSORED ADR 50049M109 4,225 75,379 SH Sole 01 75,379 KOREA ELECTRIC PWR SPONSORED ADR SPONSORED ADR 500631106 9 621 SH Sole 01 621 KOREA EQUITY FD INC COM COM 50063B104 0 0 SH Sole 01 0 KOREA FD COM COM 500634100 0 0 SH Sole 01 0 KRAFT FOODS INC CL A CL A 50075N104 23 751 SH Sole 01 751 KROGER CO COM COM 501044101 5 183 SH Sole 01 183 K-SWISS INC CL A CL A 482686102 5,381 340,117 SH Sole 01 340,117 KT CORP SPONSORED ADR SPONSORED ADR 48268K101 18 773 SH Sole 01 773 L-3 COMMUNICATIONS HLDGS INC COM COM 502424104 1 11 SH Sole 01 11 LABORATORY CORP AMER HLDGS COM NEW COM 50540R409 4 56 SH Sole 01 56 LAS VEGAS SANDS CORP COM COM 517834107 17 231 SH Sole 01 231 LEAP WIRELESS INTL INC COM NEW COM 521863308 5 105 SH Sole 01 105 LEAR CORP COM COM 521865105 9,423 363,698 SH Sole 01 363,698
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- LEVEL 3 COMMUNICATIONS INC COM COM 52729N100 3 1,466 SH Sole 01 1,466 LEVITT CORP CL A CL A 52742P108 5 2,314 SH Sole 01 2,314 LIBERTY PPTY TR SH BEN INT SH BEN INT 531172104 0 10 SH Sole 01 10 LIFE TIME FITNESS INC COM COM 53217R207 0 0 SH Sole 01 0 LIHIR GOLD LTD SPONSORED ADR SPONSORED ADR 532349107 11 356 SH Sole 01 356 LINEAR TECHNOLOGY CORP COM COM 535678106 1 20 SH Sole 01 20 LKQ CORP COM COM 501889208 4,243 188,814 SH Sole 01 188,814 LLOYDS TSB GROUP PLC SPONSORED ADR SPONSORED ADR 539439109 0 1 SH Sole 01 1 LOEWS CORP CAROLNA GP STK CAROLNA GP STK 540424207 788 10,860 SH Sole 01 10,860 LOUISIANA PAC CORP COM COM 546347105 28 3,020 SH Sole 01 3,020 LOWES COS INC COM COM 548661107 24,087 1,049,986 SH Sole 01 1,049,986 LUNDIN MINING CORP COM COM 550372106 0 0 SH Sole 01 0 M/I HOMES INC COM COM 55305B101 5,163 304,043 SH Sole 01 304,043 MACERICH CO COM COM 554382101 0 6 SH Sole 01 6 MADDEN STEVEN LTD COM COM 556269108 0 0 SH Sole 01 0 MAGELLAN HEALTH SVCS INC COM NEW NEW 559079207 4 94 SH Sole 01 94 MAGNA INTL INC CL A CL A 559222401 2 30 SH Sole 01 30 MAGYAR TELEKOM TELECOMMUNS P SPONSORED ADR 559776109 1 23 SH Sole 01 23 MAIDENFORM BRANDS INC COM COM 560305104 0 0 SH Sole 01 0 MANPOWER INC COM COM 56418H100 1 17 SH Sole 01 17 MANULIFE FINL CORP COM COM 56501R106 2 45 SH Sole 01 45 MARINEMAX INC COM COM 567908108 9,509 763,175 SH Sole 01 763,175 MARKET VECTORS ETF TR AGRIBUS ETF ETF 57060U605 24,507 457,142 SH Sole 01 457,142 MARKET VECTORS ETF TR GOLD MINER ETF ETF 57060U100 0 0 SH Sole 01 0 MARSHALL & ILSLEY CORP NEW COM COM 571837103 3 109 SH Sole 01 109 MATRIA HEALTHCARE INC COM NEW COM 576817209 8 367 SH Sole 01 367 MATRIX SVC CO COM COM 576853105 6 329 SH Sole 01 329 MATSUSHITA ELEC INDL ADR ADR 576879209 8 346 SH Sole 01 346 MATTEL INC COM COM 577081102 1 37 SH Sole 01 37 MBIA CAP CLAYMORE MNG DUR IN COM COM 55266X100 2,231 188,570 SH Sole 01 188,570 MBIA INC COM COM 55262C100 7,921 648,225 SH Sole 01 648,225 MCDERMOTT INTL INC COM COM 580037109 2 38 SH Sole 01 38 MCDONALDS CORP COM COM 580135101 16,616 297,933 SH Sole 01 297,933 MCGRAW HILL COS INC COM COM 580645109 38 1,040 SH Sole 01 1,040 MEDAREX INC COM COM 583916101 12 1,374 SH Sole 01 1,374 MEDICINES CO COM COM 584688105 15 758 SH Sole 01 758 MEDTRONIC INC COM COM 585055106 1 15 SH Sole 01 15 MERCK & CO INC COM COM 589331107 3 73 SH Sole 01 73 METHANEX CORP COM COM 59151K108 2 88 SH Sole 01 88 MICRON TECHNOLOGY INC COM COM 595112103 2 270 SH Sole 01 270
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- MICROSEMI CORP COM COM 595137100 2 102 SH Sole 01 102 MICROSOFT CORP COM COM 594918104 14,881 524,342 SH Sole 01 524,342 MILLICOM INTL CELLULAR S A SHS NEW NEW L6388F110 2 24 SH Sole 01 24 MIRANT CORP NEW COM COM 60467R100 5 128 SH Sole 01 128 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR SPONSORED ADR 606822104 10,551 1,212,805 SH Sole 01 1,212,805 MOBILE TELESYSTEMS OJSC SPONSORED ADR ADR 607409109 1 16 SH Sole 01 16 MONSANTO CO NEW COM COM 61166W101 5 45 SH Sole 01 45 MONTPELIER RE HOLDINGS LTD SHS SHS G62185106 3 200 SH Sole 01 200 MOODYS CORP COM COM 615369105 24 694 SH Sole 01 694 MORGAN STANLEY ASIA PAC FD I COM COM 61744U106 0 0 SH Sole 01 0 MORGAN STANLEY CA INSD MUN TR CA INSD MUN TR 61745P502 1,397 101,963 SH Sole 01 101,963 MORGAN STANLEY INSD CA MUN INSD CA MUN 61745P825 1,425 102,486 SH Sole 01 102,486 MORGAN STANLEY N Y QULTY MUN N Y QULTY MUN 61745P528 587 45,796 SH Sole 01 45,796 MTR GAMING GROUP INC COM COM 553769100 7 1,000 SH Sole 01 1,000 MUELLER WTR PRODS INC COM SER B SER B 624758207 0 1 SH Sole 01 1 MURPHY OIL CORP COM COM 626717102 2 24 SH Sole 01 24 NALCO HOLDING COMPANY COM COM 62985Q101 11,937 564,379 SH Sole 01 564,379 NASDAQ OMX GROUP INC COM COM 631103108 4 108 SH Sole 01 108 NATIONAL BK GREECE S A SPONSORED ADR SPONSORED ADR 633643408 0 1 SH Sole 01 1 NATIONAL FINL PARTNERS CORP COM COM 63607P208 15 654 SH Sole 01 654 NATIONAL GRID PLC SPON ADR NEW SPONSORED ADR 636274300 15,867 226,893 SH Sole 01 226,893 NATIONAL OILWELL VARCO INC COM COM 637071101 44 755 SH Sole 01 755 NATIONAL SEMICONDUCTOR CORP COM COM 637640103 1 45 SH Sole 01 45 NAVIGANT CONSULTING INC COM COM 63935N107 22 1,135 SH Sole 01 1,135 NBTY INC COM COM 628782104 5 159 SH Sole 01 159 NEKTAR THERAPEUTICS COM COM 640268108 0 0 SH Sole 01 0 NETGEAR INC COM COM 64111Q104 1 54 SH Sole 01 54 NEUBERGER BERMAN CA INT MUN COM COM 64123C101 1,340 101,588 SH Sole 01 101,588 NEW YORK CMNTY BANCORP INC COM COM 649445103 683 37,464 SH Sole 01 37,464 NEWMONT MINING CORP COM COM 651639106 13 279 SH Sole 01 279 NEWS CORP CL A CL A 65248E104 16,199 863,952 SH Sole 01 863,952 NEWTEK BUSINESS SERVICES INC COM 652526104 156 146,141 SH Sole 146,141 NEXEN INC COM COM 65334H102 8 276 SH Sole 01 276 NFJ DIVID INT & PREM STRTGY COM SHS COM 65337H109 2,593 117,176 SH Sole 01 117,176 NII HLDGS INC CL B NEW CL B NEW 62913F201 35 1,103 SH Sole 01 1,103 NIKE INC CL B CL B 654106103 22,519 331,164 SH Sole 01 331,164 NIPPON TELEG & TEL CORP SPONSORED ADR SPONSORED ADR 654624105 18 836 SH Sole 01 836 NISOURCE INC COM COM 65473P105 1 31 SH Sole 01 31 NISSAN MOTORS SPONSORED ADR SPONSORED ADR 654744408 8,177 490,199 SH Sole 01 490,199 NOBLE ENERGY INC COM COM 655044105 0 0 SH Sole 01 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- NOKIA CORP SPONSORED ADR SPONSORED ADR 654902204 26,735 839,938 SH Sole 01 839,938 NORTHEAST UTILS COM COM 664397106 833 33,964 SH Sole 01 33,964 NOVAGOLD RES INC COM NEW COM 66987E206 3 423 SH Sole 01 423 NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 20,498 400,115 SH Sole 01 400,115 NOVELL INC COM COM 670006105 2 375 SH Sole 01 375 NOVO-NORDISK A S ADR ADR 670100205 1 20 SH Sole 01 20 NRG ENERGY INC COM NEW COM 629377508 11,476 294,320 SH Sole 01 294,320 NSTAR COM COM 67019E107 525 17,269 SH Sole 01 17,269 NTELOS HLDGS CORP COM COM 67020Q107 934 38,594 SH Sole 01 38,594 NTT DOCOMO INC SPONS ADR SPONSORED ADR 62942M201 81 5,282 SH Sole 01 5,282 NUVEEN EQTY PRM OPPORTUNITYF COM COM 6706EM102 2,610 170,365 SH Sole 01 170,365 NUVEEN FLA QUALITY INCOME MU COM COM 670978105 12 945 SH Sole 01 945 NUVEEN FLOATING RATE INCOME COM COM 67072T108 1,521 148,001 SH Sole 01 148,001 NUVEEN INSD CA PREM INCOME 2 COM COM 67061U108 233 18,204 SH Sole 01 18,204 NUVEEN INSD DIVID ADVANTAGE COM COM 67071L106 1,746 131,263 SH Sole 01 131,263 NUVEEN INSD FLA PREM INCOME COM COM 67101V108 2 145 SH Sole 01 145 NUVEEN INSD PREM INCOME MUN COM COM 6706D8104 1,728 147,922 SH Sole 01 147,922 NUVEEN QUALITY INCOME MUN FD COM COM 670977107 1,793 132,602 SH Sole 01 132,602 OFFICE DEPOT INC COM COM 676220106 2 197 SH Sole 01 197 OLD REP INTL CORP COM COM 680223104 5,110 395,817 SH Sole 01 395,817 OMNICARE INC COM COM 681904108 4 198 SH Sole 01 198 OMNICOM GROUP INC COM COM 681919106 4 99 SH Sole 01 99 OMRIX BIOPHARMACEUTICALS INC COM COM 681989109 10 734 SH Sole 01 734 ON SEMICONDUCTOR CORP COM COM 682189105 3 607 SH Sole 01 607 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 4,008 134,104 SH Sole 01 134,104 ORACLE CORP COM COM 68389X105 28,528 1,458,509 SH Sole 01 1,458,509 OREZONE RES INC COM COM 685921108 4 2,674 SH Sole 01 2,674 ORIX CORP SPONSORED ADR SPONSORED ADR 686330101 1 9 SH Sole 01 9 OSHKOSH CORP COM COM 688239201 0 0 SH Sole 01 0 OWENS ILL INC COM NEW NEW 690768403 152 2,698 SH Sole 01 2,698 OYO GEOSPACE CORP COM COM 671074102 15 321 SH Sole 01 321 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 50 1,192 SH Sole 01 1,192 PALL CORP COM COM 696429307 22,189 632,714 SH Sole 01 632,714 PAYCHEX INC COM COM 704326107 7 207 SH Sole 01 207 PDL BIOPHARMA INC COM COM 69329Y104 0 0 SH Sole 01 0 PEABODY ENERGY CORP COM COM 704549104 8 151 SH Sole 01 151 PEOPLES UNITED FINANCIAL INC COM COM 712704105 1 66 SH Sole 01 66 PEPSICO INC COM COM 713448108 25,105 347,715 SH Sole 01 347,715 PERFICIENT INC COM COM 71375U101 11 1,344 SH Sole 01 1,344 PETRO-CDA COM COM 71644E102 6 134 SH Sole 01 134
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- PETROHAWK ENERGY CORP COM COM 716495106 3 131 SH Sole 01 131 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 21,998 215,431 SH Sole 01 215,431 PETROQUEST ENERGY INC COM COM 716748108 13 759 SH Sole 01 759 PETSMART INC COM COM 716768106 2 103 SH Sole 01 103 PFIZER INC COM COM 717081103 1 54 SH Sole 01 54 PG&E CORP COM COM 69331C108 6,274 170,404 SH Sole 01 170,404 PHARMACEUTICAL PROD DEV INC COM COM 717124101 7,783 185,750 SH Sole 01 185,750 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 63 941 SH Sole 01 941 PIMCO MUN ADVANTAGE FD INC COM COM 722015104 2,331 190,300 SH Sole 01 190,300 PINNACLE ENTMT INC COM COM 723456109 3 246 SH Sole 01 246 PIONEER MUN & EQUITY INCOME COM COM 723761102 7 585 SH Sole 01 585 PLUM CREEK TIMBER CO INC COM COM 729251108 0 9 SH Sole 01 9 PMC-SIERRA INC COM COM 69344F106 4 704 SH Sole 01 704 PNM RES INC COM COM 69349H107 8 612 SH Sole 01 612 POPULAR INC COM COM 733174106 9,411 807,102 SH Sole 01 807,102 PORTFOLIO RECOVERY ASSOCS IN COM COM 73640Q105 13 292 SH Sole 01 292 POSCO SPONSORED ADR ADR 693483109 4,377 36,789 SH Sole 01 36,789 POWERSHARES GLOBAL ETF TRUST DEV MKTS ETF 73936T789 4 82 SH Sole 01 82 POWERSHS DB MULTI SECT COMM DB AGRICULT ETF 73936B408 21,911 601,131 SH Sole 01 601,131 PPL CORP COM COM 69351T106 7,192 156,615 SH Sole 01 156,615 PRAXAIR INC COM COM 74005P104 8,745 103,819 SH Sole 01 103,819 PRICE T ROWE GROUP INC COM COM 74144T108 2 36 SH Sole 01 36 PRIDE INTL INC DEL COM COM 74153Q102 3 85 SH Sole 01 85 PROCTER & GAMBLE CO COM COM 742718109 54,286 774,739 SH Sole 01 774,739 PROGRESS SOFTWARE CORP COM COM 743312100 11 368 SH Sole 01 368 PROLOGIS SH BEN INT SH BEN INT 743410102 0 6 SH Sole 01 6 PROSHARES TR CONSUMR SVCS SVCS 74347R636 5,837 61,440 SH Sole 01 61,440 PROSHARES TR ULTRASHRT FINL TR 74347R628 6,241 53,050 SH Sole 01 53,050 PUBLIC STORAGE COM COM 74460D109 1 6 SH Sole 01 6 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 2,790 69,417 SH Sole 01 69,417 PUGET ENERGY INC NEW COM COM 745310102 12 463 SH Sole 01 463 PUTNAM MANAGED MUN INCOM TR COM COM 746823103 1,044 149,753 SH Sole 01 149,753 PUTNAM MUN OPPORTUNITIES TR SH BEN INT INT 746922103 1,578 143,630 SH Sole 01 143,630 QIMONDA AG SPONSORED ADR SPONSORED ADR 746904101 2 558 SH Sole 01 558 QUALCOMM INC COM COM 747525103 13 321 SH Sole 01 321 QUEST DIAGNOSTICS INC COM COM 74834L100 1 16 SH Sole 01 16 RADIAN GROUP INC COM COM 750236101 0 26 SH Sole 01 26 RAYMOND JAMES FINANCIAL INC COM COM 754730109 27 1,157 SH Sole 01 1,157 REGAL BELOIT CORP COM COM 758750103 14 372 SH Sole 01 372 REGAL ENTMT GROUP CL A ETF 758766109 2 125 SH Sole 01 125
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- REGENCY CTRS CORP COM COM 758849103 0 6 SH Sole 01 6 RELIANT ENERGY INC COM COM 75952B105 4 151 SH Sole 01 151 RENAISSANCERE HOLDINGS LTD COM COM G7496G103 2 44 SH Sole 01 44 RENT A CTR INC NEW COM COM 76009N100 38 2,069 SH Sole 01 2,069 RESEARCH IN MOTION LTD COM COM 760975102 21,083 187,855 SH Sole 01 187,855 REYNOLDS AMERICAN INC COM COM 761713106 1 18 SH Sole 01 18 RIO TINTO PLC SPONSORED ADR SPONSORED ADR 767204100 1 3 SH Sole 01 3 ROCKWELL AUTOMATION INC COM COM 773903109 9 150 SH Sole 01 150 ROCKWELL COLLINS INC COM COM 774341101 11 193 SH Sole 01 193 ROPER INDS INC NEW COM COM 776696106 6,729 113,202 SH Sole 01 113,202 ROWAN COS INC COM COM 779382100 4 102 SH Sole 01 102 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF SPONSORED ADR 780097739 968 43,399 SH Sole 01 43,399 ROYAL DUTCH SHELL PLC SPON ADR B SPONSORED ADR 780259107 12 174 SH Sole 01 174 RTI INTL METALS INC COM COM 74973W107 4 86 SH Sole 01 86 RUDOLPH TECHNOLOGIES INC COM COM 781270103 0 0 SH Sole 01 0 RYDEX ETF TRUST S&P 500 EQ TRD TRD 78355W106 1 21 SH Sole 01 21 RYLAND GROUP INC COM COM 783764103 1 26 SH Sole 01 26 SALESFORCE COM INC COM COM 79466L302 29 498 SH Sole 01 498 SANDERSON FARMS INC COM COM 800013104 1 36 SH Sole 01 36 SANDISK CORP COM COM 80004C101 1 49 SH Sole 01 49 SANMINA SCI CORP COM COM 800907107 27 16,597 SH Sole 01 16,597 SANOFI AVENTIS SPONSORED ADR SPONSORED ADR 80105N105 6 161 SH Sole 01 161 SAP AKTIENGESELLSCHAFT SPONSORED ADR COM 803054204 1 15 SH Sole 01 15 SATYAM COMPUTER SERVICES LTD ADR SPONSORED ADR 804098101 34 1,497 SH Sole 01 1,497 SAVVIS INC COM NEW COM 805423308 3 200 SH Sole 01 200 SBA COMMUNICATIONS CORP COM COM 78388J106 5 166 SH Sole 01 166 SCHEIN HENRY INC COM COM 806407102 5,253 91,512 SH Sole 01 91,512 SCHLUMBERGER LTD COM COM 806857108 63 720 SH Sole 01 720 SCHOLASTIC CORP COM COM 807066105 2 62 SH Sole 01 62 SCHWAB CHARLES CORP NEW COM COM 808513105 8 438 SH Sole 01 438 SCIELE PHARMA INC COM COM 808627103 11 579 SH Sole 01 579 SEALED AIR CORP NEW COM COM 81211K100 36 1,422 SH Sole 01 1,422 SECURE COMPUTING CORP COM COM 813705100 11 1,707 SH Sole 01 1,707 SEMPRA ENERGY COM COM 816851109 2,720 51,059 SH Sole 01 51,059 SHIRE PLC SPONSORED ADR COM 82481R106 1 18 SH Sole 01 18 SIEMENS A G SPONSORED ADR SPONSORED ADR 826197501 4,505 41,357 SH Sole 01 41,357 SIGMA ALDRICH CORP COM COM 826552101 1 24 SH Sole 01 24 SIGMA DESIGNS INC COM COM 826565103 7 296 SH Sole 01 296 SILICONWARE PRECISION INDS L SPONSD ADR S SPONSORED ADR 827084864 32 3,809 SH Sole 01 3,809 SIMON PPTY GROUP INC NEW COM COM 828806109 1 9 SH Sole 01 9
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- SINGAPORE FD INC COM COM 82929L109 1 55 SH Sole 01 55 SK TELECOM LTD SPONSORED ADR SPONSORED ADR 78440P108 2 88 SH Sole 01 88 SMITH INTL INC COM COM 832110100 857 13,335 SH Sole 01 13,335 SMITHFIELD FOODS INC COM COM 832248108 67 2,598 SH Sole 01 2,598 SNAP ON INC COM COM 833034101 478 9,407 SH Sole 01 9,407 SONIC CORP COM COM 835451105 2,755 124,980 SH Sole 01 124,980 SONY CORP ADR NEW COM 835699307 0 10 SH Sole 01 10 SOUTHERN UN CO NEW COM COM 844030106 2 86 SH Sole 01 86 SPDR INDEX SHS FDS MSCI ACWI EXUS MSCI ACWI EXUS 78463X848 2 59 SH Sole 01 59 SPDR SERIES TRUST DJWS LGCAP GRW DJWS LGCAP GRW 78464A409 17 315 SH Sole 01 315 SPDR SERIES TRUST DJWS REIT ETF ETF 78464A607 76 1,085 SH Sole 01 1,085 SPECTRA ENERGY CORP COM COM 847560109 1 39 SH Sole 01 39 SPRINT NEXTEL CORP COM SER 1 COM 852061100 17 2,599 SH Sole 01 2,599 ST JUDE MED INC COM COM 790849103 4 96 SH Sole 01 96 ST MARY LD & EXPL CO COM COM 792228108 315 8,176 SH Sole 01 8,176 STANDARD PAC CORP NEW COM COM 85375C101 5,403 1,111,631 SH Sole 01 1,111,631 STAPLES INC COM COM 855030102 1 23 SH Sole 01 23 STARBUCKS CORP COM COM 855244109 28 1,627 SH Sole 01 1,627 STARWOOD HOTELS&RESORTS WRLD COM COM 85590A401 0 4 SH Sole 01 4 STATE STR CORP COM COM 857477103 24,532 310,533 SH Sole 01 310,533 STATOILHYDRO ASA SPONSORED ADR SPONSORED ADR 85771P102 5,440 182,134 SH Sole 01 182,134 STEINER LEISURE LTD ORD ORD P8744Y102 0 0 SH Sole 01 0 STERICYCLE INC COM COM 858912108 723 14,040 SH Sole 01 14,040 STEWART INFORMATION SVCS COR COM COM 860372101 7,897 282,126 SH Sole 01 282,126 STREETTRACKS GOLD TR GOLD SHS SHS 863307104 0 0 SH Sole 01 0 STRYKER CORP COM COM 863667101 32 485 SH Sole 01 485 SUNCOR ENERGY INC COM COM 867229106 12 124 SH Sole 01 124 SUPERIOR INDS INTL INC COM COM 868168105 58 2,783 SH Sole 01 2,783 SYMANTEC CORP COM COM 871503108 14,338 862,714 SH Sole 01 862,714 SYNGENTA AG SPONSORED ADR ADR 87160A100 24,555 419,670 SH Sole 01 419,670 SYNOVUS FINL CORP COM COM 87161C105 2 140 SH Sole 01 140 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED SPONSORED ADR 874039100 4,813 468,648 SH Sole 01 468,648 TARGET CORP COM COM 87612E106 22,153 437,116 SH Sole 01 437,116 TATA MTRS LTD SPONSORED ADR COM 876568502 1 59 SH Sole 01 59 TAUBMAN CTRS INC COM COM 876664103 1 11 SH Sole 01 11 TECH DATA CORP COM COM 878237106 4 137 SH Sole 01 137 TELE NORTE LESTE PART S A SPON ADR PFD SPON ADR PFD 879246106 1 53 SH Sole 01 53 TELECOM ITALIA S P A NEW SPON ADR SVGS SPONSORED ADR 87927Y201 10 596 SH Sole 01 596 TELEFONICA S A SPONSORED ADR COM 879382208 1 11 SH Sole 01 11 TELUS CORP NON-VTG SHS SHS 87971M202 2 51 SH Sole 01 51
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- TEMPLETON DRAGON FD INC COM COM 88018T101 0 0 SH Sole 01 0 TEMPLETON GLOBAL INCOME FD COM COM 880198106 7 727 SH Sole 01 727 TENARIS S A SPONSORED ADR COM 88031M109 2 45 SH Sole 01 45 TERADATA CORP DEL COM COM 88076W103 24 1,101 SH Sole 01 1,101 TEREX CORP NEW COM COM 880779103 1 21 SH Sole 01 21 TERRA INDS INC COM COM 880915103 218 6,123 SH Sole 01 6,123 TESORO CORP COM COM 881609101 3 94 SH Sole 01 94 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 4,241 91,817 SH Sole 01 91,817 TEXAS INSTRS INC COM COM 882508104 4 146 SH Sole 01 146 THERMO FISHER SCIENTIFIC INC COM COM 883556102 9 152 SH Sole 01 152 TIFFANY & CO NEW COM COM 886547108 3 65 SH Sole 01 65 TIME WARNER INC COM COM 887317105 31 2,230 SH Sole 01 2,230 TIME WARNER TELECOM INC CL A CL A 887319101 3 220 SH Sole 01 220 TITANIUM METALS CORP COM NEW COM 888339207 2 165 SH Sole 01 165 TOMKINS PLC SPONSORED ADR SPONSORED ADR 890030208 7,502 527,549 SH Sole 01 527,549 TORO CO COM COM 891092108 0 0 SH Sole 01 0 TOTAL S A SPONSORED ADR SPONSORED ADR 89151E109 19,983 270,003 SH Sole 01 270,003 TOWER GROUP INC COM COM 891777104 0 0 SH Sole 01 0 TOYOTA MOTOR CORP SP ADR REP2COM SPONSORED ADR 892331307 10,188 100,979 SH Sole 01 100,979 TRADESTATION GROUP INC COM COM 89267P105 12 1,455 SH Sole 01 1,455 TREX INC COM COM 89531P105 20 2,478 SH Sole 01 2,478 TRONOX INC COM CL B COM 897051207 0 1 SH Sole 01 1 TRUE RELIGION APPAREL INC COM COM 89784N104 14 737 SH Sole 01 737 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW SPON ADR 900111204 85 4,054 SH Sole 01 4,054 TYCO ELECTRONICS LTD COM NEW NEW G9144P105 15,473 450,847 SH Sole 01 450,847 TYCO INTL LTD BERMUDA SHS SHS G9143X208 14,804 336,076 SH Sole 01 336,076 TYSON FOODS INC CL A CL A 902494103 19 1,200 SH Sole 01 1,200 UAL CORP. COM 902549807 41 1,885 SH Sole 1,885 UBS AG SHS NEW NEW H89231338 12,992 451,125 SH Sole 01 451,125 UNION PAC CORP COM COM 907818108 7 53 SH Sole 01 53 UNITED MICROELECTRONICS CORP SPON ADR NEW ADR 910873405 0 1 SH Sole 01 1 UNITED TECHNOLOGIES CORP COM COM 913017109 16,131 234,390 SH Sole 01 234,390 UNITEDHEALTH GROUP INC COM COM 91324P102 0 9 SH Sole 01 9 UNIVERSAL HLTH SVCS INC CL B ETF 913903100 3 53 SH Sole 01 53 UNUM GROUP COM COM 91529Y106 732 33,277 SH Sole 01 33,277 US BANCORP DEL COM NEW COM NEW 902973304 1 23 SH Sole 01 23 USEC INC COM COM 90333E108 2 421 SH Sole 01 421 UST INC COM COM 902911106 1 14 SH Sole 01 14 V F CORP COM COM 918204108 1 13 SH Sole 01 13 VALUECLICK INC COM COM 92046N102 1 57 SH Sole 01 57
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----------- -------- --------- --- ---- ---------- -------- --------- ------ ---- VAN KAMPEN TR INVT GRADE MUN COM COM 920929106 2,212 160,784 SH Sole 01 160,784 VAN KAMPEN TR INVT GRADE N Y COM COM 920931102 582 40,691 SH Sole 01 40,691 VANGUARD INDEX FDS STK MRK ETF ETF 922908769 49,912 381,005 SH Sole 01 381,005 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US ETF 922042775 6 104 SH Sole 01 104 VANGUARD INTL EQUITY INDEX F PACIFIC ETF ETF 922042866 4 71 SH Sole 01 71 VANGUARD TAX-MANAGED FD EUROPE PAC ETF ETF 921943858 4 87 SH Sole 01 87 VARIAN MED SYS INC COM COM 92220P105 542 11,576 SH Sole 01 11,576 VCA ANTECH INC COM COM 918194101 4,419 161,574 SH Sole 01 161,574 VEOLIA ENVIRONNEMENT SPONSORED ADR SPONSORED ADR 92334N103 12,484 178,518 SH Sole 01 178,518 VERISIGN INC COM COM 92343E102 6 171 SH Sole 01 171 VERIZON COMMUNICATIONS INC COM 92343V104 30 832 SH Sole 832 VERIZON COMMUNICATIONS INC COM COM 92343V104 7 179 SH Sole 01 179 VODAFONE GROUP PLC NEW SPONS ADR NEW ADR 92857W209 18,452 625,284 SH Sole 01 625,284 W HLDG CO INC COM COM 929251106 14 11,352 SH Sole 01 11,352 WACOAL HOLDINGS CORP ADR ADR 930004205 8 105 SH Sole 01 105 WAL MART STORES INC COM COM 931142103 15,008 284,898 SH Sole 01 284,898 WALGREEN CO COM COM 931422109 8,651 227,108 SH Sole 01 227,108 WALTER INDS INC COM COM 93317Q105 506 8,086 SH Sole 01 8,086 WARREN RES INC COM COM 93564A100 2 155 SH Sole 01 155 WASHINGTON FED INC COM COM 938824109 558 24,410 SH Sole 01 24,410 WATSON PHARMACEUTICALS INC COM COM 942683103 1 47 SH Sole 01 47 WAUSAU PAPER CORP COM COM 943315101 2 240 SH Sole 01 240 WESCO INTL INC COM COM 95082P105 16 436 SH Sole 01 436 WESTERN UN CO COM COM 959802109 97 4,542 SH Sole 01 4,542 WGL HLDGS INC COM COM 92924F106 2 50 SH Sole 01 50 WHIRLPOOL CORP COM COM 963320106 1 10 SH Sole 01 10 WILLIAMS COS INC DEL COM COM 969457100 7,183 217,793 SH Sole 01 217,793 WILLIAMS SONOMA INC COM COM 969904101 0 0 SH Sole 01 0 WIMM BILL DANN FOODS OJSC SPONSORED ADR ADR 97263M109 4,619 45,077 SH Sole 01 45,077 WINNEBAGO INDS INC COM COM 974637100 1 33 SH Sole 01 33 WPP GROUP PLC SPON ADR 0905 SPONSORED ADR 929309409 71 1,189 SH Sole 01 1,189 WRIGLEY WM JR CO COM COM 982526105 29,951 476,627 SH Sole 01 476,627 WYETH COM COM 983024100 4,070 97,468 SH Sole 01 97,468 WYNDHAM WORLDWIDE CORP COM COM 98310W108 2 93 SH Sole 01 93 YAHOO INC COM COM 984332106 22 753 SH Sole 01 753 YUM BRANDS INC COM COM 988498101 50 1,335 SH Sole 01 1,335 ZENITH NATL INS CORP COM COM 989390109 1,107 30,866 SH Sole 01 30,866 ZUMIEZ INC COM COM 989817101 218 13,896 SH Sole 01 13,896
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