0001181431-13-054898.txt : 20131023
0001181431-13-054898.hdr.sgml : 20131023
20131023114736
ACCESSION NUMBER: 0001181431-13-054898
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131021
FILED AS OF DATE: 20131023
DATE AS OF CHANGE: 20131023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC
CENTRAL INDEX KEY: 0001276520
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 800873306
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: 804-281-6000
MAIL ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Groh Kelly L
CENTRAL INDEX KEY: 0001549864
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32195
FILM NUMBER: 131165095
MAIL ADDRESS:
STREET 1: 6620 WEST BROAD STREET
CITY: RICHMOND
STATE: VA
ZIP: 23230
4
1
rrd393256.xml
GROH FORM 4 (10-21-13)
X0306
4
2013-10-21
0
0001276520
GENWORTH FINANCIAL INC
GNW
0001549864
Groh Kelly L
C/O GENWORTH FINANCIAL, INC.
6620 WEST BROAD STREET
RICHMOND
VA
23230
0
1
0
0
Vice President & Controller
Class A Common Stock
2013-10-21
4
M
0
4000
2.46
A
12994
D
Class A Common Stock
2013-10-21
4
S
0
4000
14.00
D
8994
D
Class A Common Stock
2013-10-21
4
M
0
4000
7.80
A
12994
D
Class A Common Stock
2013-10-21
4
S
0
4000
14.00
D
8994
D
Class A Common Stock
1207.110
I
by 401(k)
Stock Options (Right to Buy)
2.46
2013-10-21
4
M
0
4000
0
D
2012-02-12
2019-02-12
Class A Common Stock
4000
4250
D
Stock Options (Right to Buy)
7.80
2013-10-21
4
M
0
4000
0
D
2012-08-19
2014-05-25
Class A Common Stock
4000
8666
D
The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2013.
/s/ Christine A. Ness, by power of attorney
2013-10-23