0001181431-13-054898.txt : 20131023 0001181431-13-054898.hdr.sgml : 20131023 20131023114736 ACCESSION NUMBER: 0001181431-13-054898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131021 FILED AS OF DATE: 20131023 DATE AS OF CHANGE: 20131023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENWORTH FINANCIAL INC CENTRAL INDEX KEY: 0001276520 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 800873306 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 804-281-6000 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Groh Kelly L CENTRAL INDEX KEY: 0001549864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32195 FILM NUMBER: 131165095 MAIL ADDRESS: STREET 1: 6620 WEST BROAD STREET CITY: RICHMOND STATE: VA ZIP: 23230 4 1 rrd393256.xml GROH FORM 4 (10-21-13) X0306 4 2013-10-21 0 0001276520 GENWORTH FINANCIAL INC GNW 0001549864 Groh Kelly L C/O GENWORTH FINANCIAL, INC. 6620 WEST BROAD STREET RICHMOND VA 23230 0 1 0 0 Vice President & Controller Class A Common Stock 2013-10-21 4 M 0 4000 2.46 A 12994 D Class A Common Stock 2013-10-21 4 S 0 4000 14.00 D 8994 D Class A Common Stock 2013-10-21 4 M 0 4000 7.80 A 12994 D Class A Common Stock 2013-10-21 4 S 0 4000 14.00 D 8994 D Class A Common Stock 1207.110 I by 401(k) Stock Options (Right to Buy) 2.46 2013-10-21 4 M 0 4000 0 D 2012-02-12 2019-02-12 Class A Common Stock 4000 4250 D Stock Options (Right to Buy) 7.80 2013-10-21 4 M 0 4000 0 D 2012-08-19 2014-05-25 Class A Common Stock 4000 8666 D The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2013. /s/ Christine A. Ness, by power of attorney 2013-10-23