SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WARREN KELCY L

(Last) (First) (Middle)
8111 WESTCHESTER DRIVE

(Street)
DALLAS TX 75225

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Energy Transfer Equity, L.P. [ ETE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/04/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Units 12/04/2015 P 485,000 A $18.89 8,244,900 (1) I By: Kelcy Warren Partners II, LP (2)
Common Units 12/09/2015 P 1,181,777 A $15.85 (3) 25,029,997 (4) D
Common Units 12/09/2015 P 818,223 A $16.38 (5) 25,848,220 D
Common Units 73,853,812 (6) I By: Seven Bridges Holdings, LLC (7)
Common Units 79,102,200 (8) I By: Kelcy Warren Partners, LP (9)
Common Units 601,076 (10) I By: LE GP, LLC (11)
Common Units 5,012 (12) I By: ET Company, Ltd. (13)
Common Units 84,000 (14) I By Spouse (15)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person's indirect ownership of an additional 3,879,950 Common Units is a result of a 2-for-1 split of Energy Transfer Equity, L.P. (ETE) that occurred on July 15, 2015.
2. The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
3. The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $15.14 to $16.13, inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
4. The reporting person's ownership of an additional 11,924,110 Common Units is a result of a 2-for-1 split of Energy Transfer Equity, L.P. (ETE) that occurred on July 15, 2015.
5. The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $16.14 to $16.70, inclusive. The reporting person undertakes to provide to ETE, any security holder of ETE, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
6. The reporting person's indirect ownership of an additional 36,926,906 Common Units is a result of two 2-for-1 split of Energy Transfer Equity, L.P. (ETE) that occurred on July 15, 2015.
7. The reported units are owned directly by Seven Bridges Holdings LLC a limited liability company owned by Mr. Warren which received such units in a pro rata distribution from ETC Holdings LP. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
8. The reporting person's indirect ownership of an additional 39,551,100 Common Units is a result of a 2-for-1 split of Energy Transfer Equity, L.P. (ETE) that occurred on July 15, 2015.
9. The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
10. The reporting person's indirect ownership of an additional 300,538 Common Units is a result of a 2-for-1 split of Energy Transfer Equity, L.P. (ETE) that occurred on July 15, 2015.
11. The reported units are owned directly by LE GP, LLC. The reported units represent his estimated pro rata interest in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
12. The reporting person's indirect ownership of an additional 2,506 Common Units is a result of a 2-for-1 split of Energy Transfer Equity, L.P. (ETE) that occurred on July 15, 2015.
13. The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
14. The reporting person's indirect ownership of an additional 42,000 Common Units is a result of a 2-for-1 split of Energy Transfer Equity, L.P. (ETE) that occurred on July 15, 2015.
15. The reported units are held by reporting person's spouse as her separate property. Mr. Warren disclaims beneficial ownership of the reported units.
Remarks:
Sonia Aube, Attorney-in-fact for Mr. Warren 12/07/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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