0000950123-15-002512.txt : 20150218
0000950123-15-002512.hdr.sgml : 20150216
20150217115159
ACCESSION NUMBER: 0000950123-15-002512
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150217
EFFECTIVENESS DATE: 20150217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P
CENTRAL INDEX KEY: 0001276144
IRS NUMBER: 043486480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10679
FILM NUMBER: 15619630
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
STREET 2: 40TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172043400
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE
STREET 2: 40TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001276144
XXXXXXXX
12-31-2014
12-31-2014
Clough Capital Partners L P
One Post Office Square
40th Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-10679
N
John Ritacco
Chief Financial Officer
617.204.3433
/s/ John Ritacco
Boston
MA
02-17-2015
3
174
2788838
false
1
028-12502
Charles I. Clough, Jr.
2
028-12503
James E. Canty
3
028-12501
Eric A. Brock
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ABBVIE INC
COM
00287Y109
20568
314300
SH
DFND
1,2,3
314300
0
0
ACCELERON PHARMA INC
COM
00434H108
16153
414597
SH
DFND
1,2,3
414597
0
0
ACCURAY INC
COM
004397105
15709
2080600
SH
DFND
1,2,3
2080600
0
0
ACTAVIS PLC
SHS
G0083B108
16371
63600
SH
DFND
1,2,3
63600
0
0
ADVENT CLAY CONV SEC INC FD
COM
007639107
113
18000
SH
DFND
1,2,3
18000
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
5555
265300
SH
DFND
1,2,3
265300
0
0
AKORN INC
COM
009728106
27449
758253
SH
DFND
1,2,3
758253
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
15078
145066
SH
DFND
1,2,3
145066
0
0
ALKERMES PLC
SHS
G01767105
4304
73500
SH
DFND
1,2,3
73500
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
32866
592600
SH
DFND
1,2,3
592600
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
31431
927155
SH
DFND
1,2,3
927155
0
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
4958
189400
SH
DFND
1,2,3
189400
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
43884
783500
SH
DFND
1,2,3
783500
0
0
ANTHEM INC
COM
036752103
11748
93480
SH
DFND
1,2,3
93480
0
0
APPLE INC
COM
037833100
9570
86700
SH
DFND
1,2,3
86700
0
0
APPLIED MATLS INC
COM
038222105
10028
402400
SH
DFND
1,2,3
402400
0
0
ARES CAP CORP
COM
04010L103
21284
1363900
SH
DFND
1,2,3
1363900
0
0
ARES MULTI STRATEGY CR FD IN
COM
04014Q108
229
11700
SH
DFND
1,2,3
11700
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
41954
820700
SH
DFND
1,2,3
820700
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
6876
97700
SH
Call
DFND
1,2,3
97700
0
0
AU OPTRONICS CORP
SPONSORED ADR
002255107
51
10000
SH
DFND
1,2,3
10000
0
0
AURIS MED HLDG AG
COM
H03579101
1672
428682
SH
DFND
1,2,3
428682
0
0
AUTONATION INC
COM
05329W102
41761
691293
SH
DFND
1,2,3
691293
0
0
BAIDU INC
SPON ADR REP A
056752108
15885
69680
SH
DFND
1,2,3
69680
0
0
BANK AMER CORP
COM
060505104
100594
5622924
SH
DFND
1,2,3
5622924
0
0
BELMOND LTD
CL A
G1154H107
3303
267055
SH
DFND
1,2,3
267055
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
26247
831931
SH
DFND
1,2,3
831931
0
0
BLUE NILE INC
COM
09578R103
8535
237031
SH
DFND
1,2,3
237031
0
0
BOFI HLDG INC
COM
05566U108
5073
65200
SH
DFND
1,2,3
65200
0
0
BONA FILM GROUP LTD
SPONSORED ADS
09777B107
484
68300
SH
DFND
1,2,3
68300
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
19010
322039
SH
DFND
1,2,3
322039
0
0
BROADCOM CORP
CL A
111320107
10876
251000
SH
DFND
1,2,3
251000
0
0
BROOKFIELD MTG OPP INC FD IN
COM
112792106
209
12700
SH
DFND
1,2,3
12700
0
0
CARDIOME PHARMA CORP
COM NO PAR
14159U301
4741
512533
SH
DFND
1,2,3
512533
0
0
CARMAX INC
COM
143130102
20547
308600
SH
DFND
1,2,3
308600
0
0
CARTER INC
COM
146229109
13585
155600
SH
DFND
1,2,3
155600
0
0
CAVIUM INC
COM
14964U108
3654
59100
SH
DFND
1,2,3
59100
0
0
CENTENE CORP DEL
COM
15135B101
4932
47489
SH
DFND
1,2,3
47489
0
0
CERNER CORP
COM
156782104
17374
268700
SH
DFND
1,2,3
268700
0
0
CITIGROUP INC
W EXP 01/04/201
172967226
61
70000
SH
DFND
1,2,3
70000
0
0
CITIGROUP INC
COM NEW
172967424
103020
1903895
SH
DFND
1,2,3
1903895
0
0
COMCAST CORP NEW
CL A
20030N101
31964
551000
SH
DFND
1,2,3
551000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
27122
503000
SH
DFND
1,2,3
503000
0
0
CORNERSTONE PROGRESSIVE RTN
COM NEW
21925C200
195
12800
SH
DFND
1,2,3
12800
0
0
CORNERSTONE STRATEGIC VALUE
COM PAR $0.001
21924B302
273
13650
SH
DFND
1,2,3
13650
0
0
D R HORTON INC
COM
23331A109
71846
2840893
SH
DFND
1,2,3
2840893
0
0
DELEK US HLDGS INC
COM
246647101
3737
137000
SH
DFND
1,2,3
137000
0
0
DERMIRA INC
COM
24983L104
5029
277700
SH
DFND
1,2,3
277700
0
0
DEVON ENERGY CORP NEW
COM
25179M103
453
7400
SH
DFND
1,2,3
7400
0
0
DUFF & PHELPS SLCT ENGY MLP
COM
26433F108
466
32900
SH
DFND
1,2,3
32900
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1236
14800
SH
DFND
1,2,3
14800
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
16317
967808
SH
DFND
1,2,3
967808
0
0
E M C CORP MASS
COM
268648102
14457
486100
SH
DFND
1,2,3
486100
0
0
EBAY INC
COM
278642103
19317
344200
SH
Call
DFND
1,2,4
344200
0
0
EBAY INC
COM
278642103
20606
367186
SH
DFND
1,2,3
367186
0
0
ELECTRONICS FOR IMAGING INC
COM
286082102
7461
174200
SH
DFND
1,2,3
174200
0
0
ENDO INTL PLC
SHS
G30401106
26591
368700
SH
DFND
1,2,3
368700
0
0
ESSENT GROUP LTD
COM
G3198U102
11655
453323
SH
DFND
1,2,3
453323
0
0
EXXON MOBIL CORP
COM
30231G102
1109
12000
SH
DFND
1,2,3
12000
0
0
FACEBOOK INC
CL A
30303M102
15206
194900
SH
DFND
1,2,3
194900
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
41696
800000
SH
DFND
1,2,3
800000
0
0
FLIR SYS INC
COM
302445101
31363
970700
SH
DFND
1,2,3
970700
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
20003
1290500
SH
DFND
1,2,3
1290500
0
0
GABELLI EQUITY TR INC
COM
362397101
334
51700
SH
DFND
1,2,3
51700
0
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
97
13800
SH
DFND
1,2,3
13800
0
0
GENWORTH FINL INC
COM CL A
37247D106
8071
949579
SH
DFND
1,2,3
949579
0
0
GOLDMAN SACHS MLP ENERGY REN
COM
38148G107
465
32800
SH
DFND
1,2,3
32800
0
0
GOLUB CAP BDC INC
COM
38173M102
2263
126200
SH
DFND
1,2,3
126200
0
0
GOOGLE INC
CL C
38259P706
7245
13763
SH
DFND
1,2,3
13763
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
24754
1817496
SH
DFND
1,2,3
1817496
0
0
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
3079
193800
SH
DFND
1,2,3
193800
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
5726
84600
SH
DFND
1,2,3
84600
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
13988
335533
SH
DFND
1,2,3
335533
0
0
HCA HOLDINGS INC
COM
40412C101
28428
387359
SH
DFND
1,2,3
387359
0
0
HEALTHWAYS INC
COM
422245100
15488
779089
SH
DFND
1,2,3
779089
0
0
HOLOGIC INC
COM
436440101
18854
705100
SH
DFND
1,2,3
705100
0
0
ILLUMINA INC
COM
452327109
16852
91300
SH
DFND
1,2,3
91300
0
0
IMAX CORP
COM
45245E109
33975
1099504
SH
DFND
1,2,3
1099504
0
0
INTEROIL CORP
COM
460951106
13938
285671
SH
DFND
1,2,3
285671
0
0
INTREXON CORP
COM
46122T102
29316
1064864
SH
DFND
1,2,3
1064864
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
17788
33629
SH
DFND
1,2,3
33629
0
0
ISHARES
MSCI AC ASIA ETF
464288182
628
10300
SH
DFND
1,2,3
10300
0
0
ISHARES
MSCI HONG KG ETF
464286871
279
13600
SH
DFND
1,2,3
13600
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
6631
140991
SH
DFND
1,2,3
140991
0
0
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
170
18900
SH
DFND
1,2,3
18900
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
15533
94867
SH
DFND
1,2,3
94867
0
0
JD COM INC
SPON ADR CL A
47215P106
3835
165716
SH
DFND
1,2,3
165716
0
0
KATE SPADE & CO
COM
485865109
5531
172796
SH
DFND
1,2,3
172796
0
0
KINDER MORGAN INC DEL
COM
49456B101
2386
56400
SH
DFND
1,2,3
56400
0
0
KIRBY CORP
COM
497266106
11029
136600
SH
DFND
1,2,2
136600
0
0
KLX INC
COM
482539103
16092
390100
SH
DFND
1,2,3
390100
0
0
LADDER CAP CORP
CL A
505743104
9995
509700
SH
DFND
1,2,3
509700
0
0
LAM RESEARCH CORP
COM
512807108
50222
633000
SH
DFND
1,2,3
633000
0
0
LENNAR CORP
CL A
526057104
57590
1285200
SH
DFND
1,2,3
1285200
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
8346
166618
SH
DFND
1,2,3
166618
0
0
LIBERTY BROADBAND CORP
RIGHT 01/09/2015
530307115
2028
213427
SH
DFND
1,2,3
213427
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
27141
544789
SH
DFND
1,2,3
544789
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
30473
1035803
SH
DFND
1,2,3
1035803
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
51660
1369578
SH
DFND
1,2,3
1369578
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
23507
666481
SH
DFND
1,2,3
666481
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
26117
745562
SH
DFND
1,2,3
745562
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
24045
893882
SH
DFND
1,2,3
893882
0
0
LIFEPOINT HOSPITALS INC
COM
53219L109
15872
220724
SH
DFND
1,2,3
220724
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
8869
276971
SH
DFND
1,2,3
276971
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
32578
491300
SH
DFND
1,2,3
491300
0
0
LYON WILLIAM HOMES
CL A NEW
552074700
10562
521071
SH
DFND
1,2,3
521071
0
0
MARATHON PETE CORP
COM
56585A102
17844
197700
SH
DFND
1,2,3
197700
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
571
39000
SH
DFND
1,2,3
39000
0
0
MFA FINL INC
COM
55272X102
2143
268242
SH
DFND
1,2,3
268242
0
0
MGIC INVT CORP WIS
COM
552848103
38974
4181777
SH
DFND
1,2,3
4181777
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
19721
262600
SH
DFND
1,2,3
262600
0
0
MICRON TECHNOLOGY INC
COM
595112103
20607
588600
SH
DFND
1,2,3
588600
0
0
MORGAN STANLEY
COM NEW
617446448
61213
1577650
SH
DFND
1,2,3
1577650
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
602
19838
SH
DFND
1,2,3
19838
0
0
NATIONAL BK GREECE S A
SPN ADR REP 1 SH
633643705
1516
847045
SH
DFND
1,2,3
847045
0
0
NMI HLDGS INC
CL A
629209305
3854
422100
SH
DFND
1,2,3
422100
0
0
NUVEEN ALL CAP ENE MLP OPPO
COM
67075E108
485
31800
SH
DFND
1,2,3
31800
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
17858
233747
SH
DFND
1,2,3
233747
0
0
OTONOMY INC
COM
68906L105
11156
334705
SH
DFND
1,2,3
334705
0
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
453
10019
SH
DFND
1,2,3
10019
0
0
PACIFIC COAST OIL TR
UNIT BEN INT
694103102
491
95800
SH
DFND
1,2,3
95800
0
0
PANDORA MEDIA INC
COM
698354107
10894
611012
SH
DFND
1,2,3
611012
0
0
PAPA MURPHYS HLDGS INC
COM
698814100
3497
300960
SH
DFND
1,2,3
300960
0
0
PAREXEL INTL CORP
COM
699462107
12129
218300
SH
DFND
1,2,3
218300
0
0
PENNYMAC MTG INVT TR
COM
70931T103
15534
736573
SH
DFND
1,2,3
736573
0
0
PERRIGO CO PLC
SHS
G97822103
25535
152758
SH
DFND
1,2,3
152758
0
0
PFIZER INC
COM
717081103
16712
536500
SH
DFND
1,2,3
536500
0
0
PHILLIPS 66
COM
718546104
16627
231900
SH
DFND
1,2,3
231900
0
0
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
1743
72700
SH
DFND
1,2,3
72700
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
6800
195841
SH
DFND
1,2,3
195841
0
0
PRICELINE GRP INC
COM NEW
741503403
18955
16624
SH
DFND
1,2,3
16624
0
0
PROTHENA CORP PLC
SHS
G72800108
2761
133000
SH
DFND
1,2,3
133000
0
0
PRUDENTIAL GLB SHT DUR HG YL
COM
74433A109
232
14600
SH
DFND
1,2,3
14600
0
0
PULTE GROUP INC
COM
745867101
30413
1417199
SH
DFND
1,2,3
1417199
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
6889
36400
SH
DFND
1,2,3
36400
0
0
RESTORATION HARDWARE HLDGS I
COM
761283100
13459
140179
SH
DFND
1,2,3
140179
0
0
RF MICRODEVICES INC
COM
749941100
12674
763935
SH
DFND
1,2,3
763935
0
0
ROLLINS INC
COM
775711104
6592
199146
SH
DFND
1,2,3
199146
0
0
ROPER INDS INC NEW
COM
776696106
22436
143500
SH
DFND
1,2,3
143500
0
0
SALESFORCE COM INC
COM
79466L302
8825
148800
SH
DFND
1,2,3
148800
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
5506
47900
SH
DFND
1,2,3
47900
0
0
SANOFI
SPONSORED ADR
80105N105
23498
515203
SH
DFND
1,2,3
515203
0
0
SEAWORLD ENTMT INC
COM
81282V100
28302
1581100
SH
DFND
1,2,3
1581100
0
0
SELECT MED HLDGS CORP
COM
81619Q105
12858
892883
SH
DFND
1,2,3
892883
0
0
SERVICE CORP INTL
COM
817565104
20122
886441
SH
DFND
1,2,3
886441
0
0
SHIRE PLC
SPONSORED ADR
82481R106
26716
125700
SH
DFND
1,2,3
125700
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
38533
292869
SH
DFND
1,2,3
292869
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
10245
140900
SH
DFND
1,2,3
140900
0
0
SPANSION INC
COM CL A NEW
84649R200
18961
554100
SH
DFND
1,2,3
554100
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
1690
21216
SH
DFND
1,2,3
21216
0
0
STONE HBR EMERG MRKTS INC FD
COM
86164T107
321
20700
SH
DFND
1,2,3
20700
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
932
41650
SH
DFND
1,2,3
41650
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
23169
402733
SH
DFND
1,2,3
402733
0
0
TESARO INC
COM
881569107
4474
120300
SH
DFND
1,2,3
120300
0
0
TESORO CORP
COM
881609101
10918
146852
SH
DFND
1,2,3
146852
0
0
THERAPEUTICSMD INC
COM
88338N107
3041
683418
SH
DFND
1,2,3
683418
0
0
TRANSDIGM GROUP INC
COM
893641100
6943
35360
SH
DFND
1,2,3
35360
0
0
TRI POINTE HOMES INC
COM
87265H109
10617
696171
SH
DFND
1,2,3
696171
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
1554
42125
SH
DFND
1,2,3
42125
0
0
TWO HBRS INVT CORP
COM
90187B101
37866
3779000
SH
DFND
1,2,3
3779000
0
0
UNIVERSAL AMERN CORP NEW
COM
91338E101
7473
805273
SH
DFND
1,2,3
805273
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
16687
116600
SH
DFND
1,2,3
116600
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
19840
400800
SH
DFND
1,2,3
400800
0
0
VARIAN MED SYS INC
COM
92220P105
16731
193400
SH
DFND
1,2,3
193400
0
0
VERACYTE INC
COM
92337F107
9823
1016878
SH
DFND
1,2,3
1016878
0
0
VIASAT INC
COM
92552V100
40306
639480
SH
DFND
1,2,3
639480
0
0
WAYFAIR INC
CL A
94419L101
1616
81400
SH
DFND
1,2,3
81400
0
0
WESCO AIRCRAFT HLDGS INC
COM
950814103
32016
2290161
SH
DFND
1,2,3
2290161
0
0
WESTERN DIGITAL CORP
COM
958102105
15686
141700
SH
DFND
1,2,3
141700
0
0
WESTERN REFNG INC
COM
959319104
13873
367200
SH
DFND
1,2,3
367200
0
0
WESTERN UN CO
COM
959802109
68698
3835712
SH
DFND
1,2,3
3835712
0
0
WIPRO LTD
SPON ADR 1 SH
97651M109
281
24800
SH
DFND
1,2,3
24800
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
955
43300
SH
DFND
1,2,3
43300
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
40768
475373
SH
DFND
1,2,3
475373
0
0