Chief Financial Officer

0000950123-14-012320.txt : 20141114 0000950123-14-012320.hdr.sgml : 20141114 20141114165851 ACCESSION NUMBER: 0000950123-14-012320 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 141225186 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001276144 XXXXXXXX 09-30-2014 09-30-2014 CLOUGH CAPITAL PARTNERS L P

ONE POST OFFICE SQUARE 40TH FLOOR BOSTON MA 02109

13F HOLDINGS REPORT 028-10679 N John Ritacco Chief Financial Officer 617.204.3433 /s/ John Ritacco Boston MA 11-14-2014 3 181 2660639 false 1 028-12502 Charles I. Clough, Jr. 2 028-12503 James E. Canty 3 028-12501 Eric A. Brock INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABBVIE INC COM 00287Y109 27887 482800 SH DFND 1,2,3 482800 0 0 ABERCROMBIE & FITCH CO CL A 002896207 3387 93200 SH DFND 1,2,3 93200 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 12120 363100 SH DFND 1,2,3 363100 0 0 AEROPOSTALE COM 007865108 1937 588700 SH DFND 1,2,3 588700 0 0 AIRMEDIA GROUP INC SPONSORED ADR 009411109 275 158163 SH DFND 1,2,3 158163 0 0 AKORN INC COM 009728106 26470 729800 SH DFND 1,2,3 729800 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 11103 124966 SH DFND 1,2,3 124966 0 0 ALKERMES PLC SHS G01767105 13165 307100 SH DFND 1,2,3 307100 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 31995 671600 SH DFND 1,2,3 671600 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 47431 1664819 SH DFND 1,2,3 1664819 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 3111 135300 SH DFND 1,2,3 135300 0 0 AMERICAN ELEC PWR INC COM 025537101 416 7975 SH DFND 1,2,3 7975 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 36890 682900 SH DFND 1,2,3 682900 0 0 ANADARKO PETE CORP COM 032511107 11838 116695 SH DFND 1,2,3 116695 0 0 APPLE INC COM 037833100 4614 45800 SH DFND 1,2,3 45800 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 10430 146000 SH Call DFND 1,2,3 146000 0 0 AURIS MED HLDG AG COM H03579101 2967 514200 SH DFND 1,2,3 514200 0 0 AUTONATION INC COM 05329W102 43790 870400 SH DFND 1,2,3 870400 0 0 BAKER HUGHES INC COM 057224107 703 10800 SH DFND 1,2,3 10800 0 0 BANK AMER CORP COM 060505104 83619 4904343 SH DFND 1,2,3 4904343 0 0 BELMOND LTD CL A G1154H107 4953 424801 SH DFND 1,2,3 424801 0 0 BERRY PLASTICS GROUP INC COM 08579W103 21760 862128 SH DFND 1,2,3 862128 0 0 BIOGEN IDEC INC COM 09062X103 27169 82130 SH DFND 1,2,3 82130 0 0 BLUE NILE INC COM 09578R103 5953 208500 SH DFND 1,2,3 208500 0 0 BONA FILM GROUP LTD SPONSORED ADS 09777B107 410 68300 SH DFND 1,2,3 68300 0 0 BP PLC SPONSORED ADR 055622104 678 15424 SH DFND 1,2,3 15424 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 21711 424200 SH DFND 1,2,3 424200 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 358 5394 SH DFND 1,2,3 5394 0 0 CARDIOME PHARMA CORP COM NO PAR 14159U301 4456 499004 SH DFND 1,2,3 499004 0 0 CAREFUSION CORP COM 14170T101 8751 193400 SH DFND 1,2,3 193400 0 0 CARTER INC COM 146229109 12481 161000 SH DFND 1,2,3 161000 0 0 CENTENE CORP DEL COM 15135B101 7981 96493 SH DFND 1,2,3 96493 0 0 CERNER CORP COM 156782104 6410 107600 SH DFND 1,2,3 107600 0 0 CHART INDS INC COM PAR $0.01 16115Q308 259 4240 SH DFND 1,2,3 4240 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 35163 232300 SH DFND 1,2,3 232300 0 0 CIMAREX ENERGY CO COM 171798101 4857 38390 SH DFND 1,2,3 38390 0 0 CIRCOR INTL INC COM 17273K109 12032 178700 SH DFND 1,2,3 178700 0 0 CITIGROUP INC W EXP 01/04/201 172967226 67 70000 SH DFND 1,2,3 70000 0 0 CITIGROUP INC COM NEW 172967424 93325 1800945 SH DFND 1,2,3 1800945 0 0 COLONY FINL INC COM 19624R106 13509 603600 SH DFND 1,2,3 603600 0 0 COMCAST CORP NEW CL A 20030N101 33795 628400 SH DFND 1,2,3 628400 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 23138 422300 SH DFND 1,2,3 422300 0 0 CONCHO RES INC COM 20605P101 16487 131483 SH DFND 1,2,3 131483 0 0 CONOCOPHILLIPS COM 20825C104 463 6046 SH DFND 1,2,3 6046 0 0 CONTINENTAL RESOURCES INC COM 212015101 7286 109600 SH DFND 1,2,3 109600 0 0 COVANTA HLDG CORP COM 22282E102 813 38300 SH DFND 1,2,3 38300 0 0 D R HORTON INC COM 23331A109 71176 3468600 SH DFND 1,2,3 3468600 0 0 DEERE & CO COM 244199105 672 8200 SH DFND 1,2,3 8200 0 0 DEVON ENERGY CORP NEW COM 25179M103 888 13026 SH DFND 1,2,3 13026 0 0 DOMINION RES INC VA NEW COM 25746U109 333 4814 SH DFND 1,2,3 4814 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1533 20500 SH DFND 1,2,3 20500 0 0 DYNAVAX TECHNOLOGIES CORP COM 268158102 6266 4381600 SH DFND 1,2,3 4381600 0 0 EBAY INC COM 278642103 31684 559500 SH DFND 1,2,3 559500 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 5954 134800 SH DFND 1,2,4 134800 0 0 ENDO INTL PLC SHS G30401106 14030 205300 SH DFND 1,2,3 205300 0 0 EOG RES INC COM 26875P101 15194 153444 SH DFND 1,2,3 153444 0 0 EVERTEC INC COM 30040P103 17525 784484 SH DFND 1,2,3 784484 0 0 EXXON MOBIL CORP COM 30231G102 3837 40800 SH DFND 1,2,3 40800 0 0 FIFTH THIRD BANCORP COM 316773100 12402 619500 SH DFND 1,2,3 619500 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 21885 443200 SH DFND 1,2,3 443200 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 12702 887650 SH DFND 1,2,3 887650 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 10024 70533 SH DFND 1,2,3 70533 0 0 FLIR SYS INC COM 302445101 31694 1011300 SH DFND 1,2,3 1011300 0 0 GAFISA S A SPONS ADR 362607301 2361 987900 SH DFND 1,2,3 987900 0 0 GENWORTH FINL INC COM CL A 37247D106 26455 2019491 SH DFND 1,2,3 2019491 0 0 GOOGLE INC CL A 38259P508 24186 41104 SH DFND 1,2,3 41104 0 0 GOOGLE INC CL C 38259P706 26867 46534 SH DFND 1,2,3 46534 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 23422 1884345 SH DFND 1,2,3 1884345 0 0 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 2949 207500 SH DFND 1,2,3 207500 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 15572 192600 SH DFND 1,2,3 192600 0 0 HALCON RES CORP COM NEW 40537Q209 8131 2053300 SH DFND 1,2,3 2053300 0 0 HALLIBURTON CO COM 406216101 21153 327900 SH DFND 1,2,3 327900 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 27588 740619 SH DFND 1,2,3 740619 0 0 HCA HOLDINGS INC COM 40412C101 22392 317522 SH DFND 1,2,3 317522 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 849 18216 SH DFND 1,2,3 18216 0 0 HEALTHWAYS INC COM 422245100 17047 1064137 SH DFND 1,2,3 1064137 0 0 HELMERICH & PAYNE INC COM 423452101 10864 111000 SH DFND 1,2,3 111000 0 0 HESS CORP COM 42809H107 934 9900 SH DFND 1,2,3 9900 0 0 HOLLYFRONTIER CORP COM 436106108 852 19498 SH DFND 1,2,3 19498 0 0 IDREAMSKY TECHNOLOGY LIMITED SPONSORED ADS 45173K101 255 15000 SH DFND 1,2,3 15000 0 0 IKANG HEALTHCARE GROUP INC SPONSORED ADR 45174L108 416 21400 SH DFND 1,2,3 21400 0 0 IMAX CORP COM 45245E109 31945 1163333 SH DFND 1,2,3 1163333 0 0 INTEROIL CORP COM 460951106 26047 480046 SH DFND 1,2,3 480046 0 0 INTREXON CORP COM 46122T102 19797 1065492 SH DFND 1,2,3 1065492 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 8171 630700 SH DFND 1,2,3 630700 0 0 ISHARES MSCI TAIWAN ETF 464286731 588 38494 SH DFND 1,2,3 38494 0 0 ISHARES MSCI AC ASIA ETF 464288182 10636 173454 SH DFND 1,2,3 173454 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 5682 136711 SH DFND 1,2,3 136711 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 653 24000 SH DFND 1,2,3 24000 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 183 18900 SH DFND 1,2,2 18900 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 12233 76191 SH DFND 1,2,3 76191 0 0 KATE SPADE & CO COM 485865109 4165 158801 SH DFND 1,2,3 158801 0 0 KINDER MORGAN INC DEL COM 49456B101 5237 136600 SH DFND 1,2,3 136600 0 0 KODIAK OIL & GAS CORP COM 50015Q100 4205 309900 SH DFND 1,2,3 309900 0 0 LADDER CAP CORP CL A 505743104 9979 528000 SH DFND 1,2,3 528000 0 0 LAM RESEARCH CORP COM 512807108 44320 593300 SH DFND 1,2,3 593300 0 0 LENNAR CORP CL A 526057104 60536 1559000 SH DFND 1,2,3 1559000 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 25442 892086 SH DFND 1,2,3 892086 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 35578 937261 SH DFND 1,2,3 937261 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 18371 389387 SH DFND 1,2,3 389387 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 36891 785074 SH DFND 1,2,3 785074 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 31773 937261 SH DFND 1,2,3 937261 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 9634 139242 SH DFND 1,2,3 139242 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 9509 288400 SH DFND 1,2,3 288400 0 0 LYON WILLIAM HOMES CL A NEW 552074700 9998 452400 SH DFND 1,2,3 452400 0 0 MARATHON PETE CORP COM 56585A102 25680 303300 SH DFND 1,2,3 303300 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 470 20992 SH DFND 1,2,3 20992 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 848 33914 SH DFND 1,2,3 33914 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 613 28700 SH DFND 1,2,3 28700 0 0 MEDICINES CO COM 584688105 15872 711100 SH DFND 1,2,3 711100 0 0 MELCO CROWN ENTMT LTD ADR 585464100 2629 100000 SH DFND 1,2,3 100000 0 0 MFA FINL INC COM 55272X102 2087 268242 SH DFND 1,2,3 268242 0 0 MGIC INVT CORP WIS COM 552848103 30331 3883601 SH DFND 1,2,3 3883601 0 0 MORGAN STANLEY COM NEW 617446448 56744 1641410 SH DFND 1,2,3 1641410 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 5520 227427 SH DFND 1,2,3 227427 0 0 NABORS INDUSTRIES LTD SHS G6359F103 16242 713600 SH DFND 1,2,3 713600 0 0 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643705 2730 906917 SH DFND 1,2,3 906917 0 0 NMI HLDGS INC CL A 629209305 3847 444700 SH DFND 1,2,3 444700 0 0 NXP SEMICONDUCTORS N V COM N6596X109 16617 242836 SH DFND 1,2,3 242836 0 0 NXSTAGE MEDICAL INC COM 67072V103 2592 197416 SH DFND 1,2,3 197416 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 712 7400 SH DFND 1,2,3 7400 0 0 OCEANEERING INTL INC COM 675232102 697 10700 SH DFND 1,2,3 10700 0 0 PACIFIC COAST OIL TR UNIT BEN INT 694103102 982 95800 SH DFND 1,2,3 95800 0 0 PANDORA MEDIA INC COM 698354107 8777 363300 SH DFND 1,2,3 363300 0 0 PAPA MURPHYS HLDGS INC COM 698814100 2799 274456 SH DFND 1,2,3 274456 0 0 PATTERSON UTI ENERGY INC COM 703481101 14824 455700 SH DFND 1,2,3 455700 0 0 PENN VA CORP COM 707882106 29154 2293753 SH DFND 1,2,3 2293753 0 0 PENNYMAC MTG INVT TR COM 70931T103 21290 993445 SH DFND 1,2,3 993445 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 2574 63416 SH DFND 1,2,3 63416 0 0 PERRIGO CO PLC SHS G97822103 1801 11989 SH DFND 1,2,3 11989 0 0 PFIZER INC COM 717081103 26483 895600 SH DFND 1,2,3 895600 0 0 PHILLIPS 66 COM 718546104 11326 139300 SH DFND 1,2,3 139300 0 0 PIONEER NAT RES CO COM 723787107 569 2888 SH DFND 1,2,3 2888 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1663 72700 SH DFND 1,2,3 72700 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 11008 340063 SH DFND 1,2,3 340063 0 0 PRICELINE GRP INC COM NEW 741503403 30096 25977 SH DFND 1,2,3 25977 0 0 PROTHENA CORP PLC SHS G72800108 2249 101500 SH DFND 1,2,3 101500 0 0 PULTE GROUP INC COM 745867101 38928 2204277 SH DFND 1,2,3 2204277 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 4352 64500 SH DFND 1,2,3 64500 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 12063 151636 SH DFND 1,2,3 151636 0 0 RF MICRODEVICES INC COM 749941100 19739 1710500 SH DFND 1,2,3 1710500 0 0 ROLLINS INC COM 775711104 6248 213400 SH DFND 1,2,3 213400 0 0 SALIX PHARMACEUTICALS INC COM 795435106 3700 23680 SH DFND 1,2,3 23680 0 0 SANCHEZ ENERGY CORP COM 79970Y105 7145 272100 SH DFND 1,2,3 272100 0 0 SANOFI SPONSORED ADR 80105N105 11766 208500 SH DFND 1,2,3 208500 0 0 SCHLUMBERGER LTD COM 806857108 5100 50150 SH DFND 1,2,3 50150 0 0 SCORPIO BULKERS INC SHS Y7546A106 1728 296826 SH DFND 1,2,3 296826 0 0 SEAWORLD ENTMT INC COM 81282V100 13926 724200 SH DFND 1,2,3 724200 0 0 SERVICE CORP INTL COM 817565104 26357 1246800 SH DFND 1,2,3 1246800 0 0 SIGNET JEWELERS LIMITED SHS G81276100 43104 378400 SH DFND 1,2,3 378400 0 0 SINA CORP ORD G81477104 3349 81400 SH DFND 1,2,3 81400 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 15548 133790 SH DFND 1,2,3 133790 0 0 STARWOOD WAYPOINT RESIDENTL COM SHS 85571W109 5909 227200 SH DFND 1,2,3 227200 0 0 STONE ENERGY CORP COM 861642106 27706 883498 SH DFND 1,2,3 883498 0 0 STONEGATE MTG CORP COM 86181Q300 1443 111111 SH DFND 1,2,3 111111 0 0 SUNTRUST BKS INC COM 867914103 28370 746000 SH DFND 1,2,3 746000 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 9968 303260 SH DFND 1,2,3 303260 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 11068 190859 SH DFND 1,2,3 190859 0 0 TESARO INC COM 881569107 6948 258100 SH DFND 1,2,3 258100 0 0 THERAPEUTICSMD INC COM 88338N107 3391 730800 SH DFND 1,2,3 730800 0 0 TOLL BROTHERS INC COM 889478103 34136 1095500 SH DFND 1,2,3 1095500 0 0 TRI POINTE HOMES INC COM 87265H109 3566 275600 SH DFND 1,2,3 275600 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 1403 42125 SH DFND 1,2,3 42125 0 0 TWO HBRS INVT CORP COM 90187B101 37240 3851100 SH DFND 1,2,3 3851100 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 8885 1105119 SH DFND 1,2,3 1105119 0 0 VALERO ENERGY CORP NEW COM 91913Y100 12544 271100 SH DFND 1,2,3 271100 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 843 20200 SH DFND 1,2,3 20200 0 0 VERACYTE INC COM 92337F107 8031 823690 SH DFND 1,2,3 823690 0 0 VIASAT INC COM 92552V100 39750 721152 SH DFND 1,2,3 721152 0 0 VISTAPRINT N V SHS N93540107 19576 357300 SH DFND 1,2,3 357300 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 843 40540 SH DFND 1,2,3 40540 0 0 WELLPOINT INC COM 94973V107 5733 47930 SH DFND 1,2,3 47930 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 21538 1237836 SH DFND 1,2,3 1237836 0 0 WESTERN DIGITAL CORP COM 958102105 33099 340100 SH DFND 1,2,3 340100 0 0 WESTERN REFNG INC COM 959319104 6555 156100 SH DFND 1,2,3 156100 0 0 WESTERN UN CO COM 959802109 61543 3836847 SH DFND 1,2,3 3836847 0 0 WHITING PETE CORP NEW COM 966387102 3684 47500 SH DFND 1,2,3 47500 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 231 10544 SH DFND 1,2,3 10544 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 41109 505900 SH DFND 1,2,3 505900 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 284 7665 SH DFND 1,2,3 7665 0 0 ZIMMER HLDGS INC COM 98956P102 12287 122200 SH DFND 1,2,3 122200 0 0