0000950123-14-002722.txt : 20140214 0000950123-14-002722.hdr.sgml : 20140214 20140214171917 ACCESSION NUMBER: 0000950123-14-002722 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 14619211 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001276144 XXXXXXXX 12-31-2013 12-31-2013 Clough Capital Partners L P
One Post Office Square 40th Floor Boston MA 02109
13F HOLDINGS REPORT 028-10679 N
John Ritacco Chief Financial Officer 617.204.3433 /s/ John Ritacco Boston MA 02-14-2014 3 200 3034894 false 1 028-12502 Charles I. Clough, Jr. 2 028-12503 James E. Canty 3 028-12501 Eric A. Brock
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AETNA INC NEW COM 00817Y108 22269 324663 SH DFND 1,2,3 324663 0 0 AIRMEDIA GROUP INC SPONSORED ADR 009411109 2070 1019492 SH DFND 1,2,3 1019492 0 0 AKORN INC COM 009728106 32284 1311300 SH DFND 1,2,3 1311300 0 0 AKORN INC COM 009728106 18957 770000 SH Put DFND 1,2,3 770000 0 0 ALKERMES PLC SHS G01767105 10576 260100 SH DFND 1,2,3 260100 0 0 ALLERGAN INC COM 018490102 29703 267400 SH DFND 1,2,3 267400 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 56038 2029633 SH DFND 1,2,3 2029633 0 0 ALON USA ENERGY INC COM 020520102 3981 240700 SH DFND 1,2,3 240700 0 0 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 9168 304500 SH DFND 1,2,3 304500 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 1329 674600 SH DFND 1,2,3 674600 0 0 AMEDISYS INC COM 023436108 3991 272800 SH DFND 1,2,3 272800 0 0 AMERICAN ELEC PWR INC COM 025537101 373 7975 SH DFND 1,2,3 7975 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 765 47200 SH DFND 1,2,3 47200 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 18353 359503 SH DFND 1,2,3 359503 0 0 AMERICAN RESIDENTIAL PPTYS I COM 02927E303 9589 558800 SH DFND 1,2,3 558800 0 0 ANADARKO PETE CORP COM 032511107 11322 142738 SH DFND 1,2,3 142738 0 0 ANTERO RES CORP COM 03674X106 3007 47400 SH DFND 1,2,3 47400 0 0 APACHE CORP COM 037411105 9075 105600 SH DFND 1,2,3 105600 0 0 ARES COML REAL ESTATE CORP COM 04013V108 673 51400 SH DFND 1,2,3 51400 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 27389 509655 SH DFND 1,2,3 509655 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 366 10000 SH DFND 1,2,3 10000 0 0 AUTONATION INC COM 05329W102 57397 1155100 SH DFND 1,2,3 1155100 0 0 BAIDU INC SPON ADR REP A 056752108 672 3777 SH DFND 1,2,3 3777 0 0 BANK OF AMERICA CORPORATION COM 060505104 47100 3025043 SH DFND 1,2,3 3025043 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 18403 753610 SH DFND 1,2,3 753610 0 0 BERRY PLASTICS GROUP INC COM 08579W103 31543 1325900 SH DFND 1,2,3 1325900 0 0 BIOGEN IDEC INC COM 09062X103 20313 72656 SH DFND 1,2,3 72656 0 0 BONA FILM GROUP LTD SPONSORED ADS 09777B107 483 84100 SH DFND 1,2,3 84100 0 0 BP PLC SPONSORED ADR 055622104 399 8200 SH DFND 1,2,3 8200 0 0 CABOT OIL & GAS CORP COM 127097103 1271 32800 SH DFND 1,2,3 32800 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 5469 91873 SH DFND 1,2,3 91873 0 0 CATAMARAN CORP COM 148887102 30414 640800 SH DFND 1,2,3 640800 0 0 CATAMARAN CORP COM 148887102 6170 130000 SH Call DFND 1,2,3 130000 0 0 CELGENE CORP COM 151020104 25197 149125 SH DFND 1,2,3 149125 0 0 CENTENE CORP DEL COM 15135B101 8633 146449 SH DFND 1,2,3 146449 0 0 CHART INDS INC COM PAR $0.01 16115Q308 2697 28200 SH DFND 1,2,3 28200 0 0 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 33958 248300 SH DFND 1,2,3 248300 0 0 CIGNA CORPORATION COM 125509109 4978 56900 SH DFND 1,2,3 56900 0 0 CISCO SYS INC COM 17275R102 12962 577900 SH DFND 1,2,3 577900 0 0 CITIGROUP INC COM NEW 172967424 102909 1974845 SH DFND 1,2,3 1974845 0 0 CITRIX SYS INC COM 177376100 18475 292100 SH DFND 1,2,3 292100 0 0 COLFAX CORP COM 194014106 14833 232900 SH DFND 1,2,3 232900 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 10107 257366 SH DFND 1,2,3 257366 0 0 COMMVAULT SYSTEMS INC COM 204166102 5517 73700 SH DFND 1,2,3 73700 0 0 CONCHO RES INC COM 20605P101 11189 103603 SH DFND 1,2,3 103603 0 0 CONTINENTAL RESOURCES INC COM 212015101 360 3200 SH DFND 1,2,3 3200 0 0 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 1948 143800 SH DFND 1,2,3 143800 0 0 COVANTA HLDG CORP COM 22282E102 540 30400 SH DFND 1,2,3 30400 0 0 CYRUSONE INC COM 23283R100 9318 417300 SH DFND 1,2,3 417300 0 0 D R HORTON INC COM 23331A109 20253 907400 SH DFND 1,2,3 907400 0 0 DEERE & CO COM 244199105 749 8200 SH DFND 1,2,3 8200 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 33981 1237027 SH DFND 1,2,3 1237027 0 0 DENBURY RES INC COM NEW 247916208 10477 637655 SH DFND 1,2,4 637655 0 0 DIGITAL RLTY TR INC COM 253868103 14063 286300 SH DFND 1,2,3 286300 0 0 DOMINION RES INC VA NEW COM 25746U109 311 4814 SH DFND 1,2,3 4814 0 0 DRESSER-RAND GROUP INC COM 261608103 9408 157772 SH DFND 1,2,3 157772 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1415 20500 SH DFND 1,2,3 20500 0 0 E M C CORP MASS COM 268648102 6408 254800 SH DFND 1,2,3 254800 0 0 EBAY INC COM 278642103 21480 391500 SH DFND 1,2,3 391500 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 9 200 SH DFND 1,2,3 200 0 0 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 1765 208900 SH DFND 1,2,3 208900 0 0 ENDURANCE INTL GROUP HLDGS I COM 29272B105 22655 1597700 SH DFND 1,2,3 1597700 0 0 ENERSIS S A SPONSORED ADR 29274F104 201 13390 SH DFND 1,2,3 13390 0 0 EOG RES INC COM 26875P101 8651 51542 SH DFND 1,2,3 51542 0 0 EQT CORP COM 26884L109 3268 36400 SH DFND 1,2,3 36400 0 0 EQUINIX INC COM NEW 29444U502 14061 79240 SH DFND 1,2,3 79240 0 0 EXONE CO COM 302104104 7981 132000 SH DFND 1,2,3 132000 0 0 EXXON MOBIL CORP COM 30231G102 3603 35600 SH DFND 1,2,3 35600 0 0 FIFTH & PAC COS INC COM 316645100 20347 634463 SH DFND 1,2,3 634463 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 19160 163523 SH DFND 1,2,3 163523 0 0 FLIR SYS INC COM 302445101 39783 1321700 SH DFND 1,2,3 1321700 0 0 FOREST LABS INC COM 345838106 29673 494300 SH DFND 1,2,3 494300 0 0 GAFISA S A SPONS ADR 362607301 1598 510400 SH DFND 1,2,3 510400 0 0 GENWORTH FINL INC COM CL A 37247D106 29970 1929787 SH DFND 1,2,3 1929787 0 0 GIGAMON INC COM 37518B102 12819 456500 SH DFND 1,2,3 456500 0 0 GILEAD SCIENCES INC COM 375558103 24201 322246 SH DFND 1,2,3 322246 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 13394 369091 SH DFND 1,2,3 369091 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 6949 39200 SH DFND 1,2,3 39200 0 0 GOOGLE INC CL A 38259P508 66496 59334 SH DFND 1,2,3 59334 0 0 GRACE W R & CO DEL NEW COM 38388F108 37699 381300 SH DFND 1,2,3 381300 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 25307 2636145 SH DFND 1,2,3 2636145 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 29212 411319 SH DFND 1,2,3 411319 0 0 GULFPORT ENERGY CORP COM NEW 402635304 18580 294316 SH DFND 1,2,3 294316 0 0 HALLIBURTON CO COM 406216101 14002 275900 SH DFND 1,2,3 275900 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 36100 996400 SH DFND 1,2,3 996400 0 0 HCA HOLDINGS INC COM 40412C101 22158 464422 SH DFND 1,2,3 464422 0 0 HEALTHWAYS INC COM 422245100 17509 1140637 SH DFND 1,2,3 1140637 0 0 HERCULES OFFSHORE INC COM 427093109 457 70099 SH DFND 1,2,3 70099 0 0 HESS CORP COM 42809H107 481 5800 SH DFND 1,2,3 5800 0 0 HOLLYFRONTIER CORP COM 436106108 35609 716619 SH DFND 1,2,3 716619 0 0 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 7902 344000 SH DFND 1,2,3 344000 0 0 HONEYWELL INTL INC COM 438516106 19005 208000 SH DFND 1,2,3 208000 0 0 IMAX CORP COM 45245E109 33016 1119933 SH DFND 1,2,3 1119933 0 0 INTEROIL CORP COM 460951106 31360 609046 SH DFND 1,2,3 609046 0 0 INTREXON CORP COM 46122T102 3924 164868 SH DFND 1,2,3 164868 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 7733 666100 SH DFND 1,2,2 666100 0 0 ISHARES MSCI MEX CAP ETF 464286822 2570 37800 SH DFND 1,2,3 37800 0 0 ISHARES MSCI BRZ CAP ETF 464286400 266 5950 SH DFND 1,2,3 5950 0 0 ISHARES MSCI TURKEY ETF 464286715 569 11933 SH DFND 1,2,3 11933 0 0 ISHARES MSCI AC ASIA ETF 464288182 850 14100 SH DFND 1,2,3 14100 0 0 ISHARES LATN AMER 40 ETF 464287390 569 15372 SH DFND 1,2,3 15372 0 0 ISHARES MSCI INDONIA ETF 46429B309 887 38854 SH DFND 1,2,3 38854 0 0 ISHARES CHINA LG-CAP ETF 464287184 2642 68864 SH DFND 1,2,3 68864 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2476 49710 SH DFND 1,2,3 49710 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 245 26700 SH DFND 1,2,3 26700 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 11264 89001 SH DFND 1,2,3 89001 0 0 JIVE SOFTWARE INC COM 47760A108 17324 1539900 SH DFND 1,2,3 1539900 0 0 JPMORGAN CHASE & CO COM 46625H100 18316 313200 SH DFND 1,2,3 313200 0 0 KALOBIOS PHARMACEUTICALS INC COM 48344T100 1757 397400 SH DFND 1,2,3 397400 0 0 LAS VEGAS SANDS CORP COM 517834107 7438 94302 SH DFND 1,2,3 94302 0 0 LENNAR CORP CL A 526057104 22292 563500 SH DFND 1,2,3 563500 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 17275 194100 SH DFND 1,2,3 194100 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 29242 346800 SH DFND 1,2,3 346800 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 71283 581474 SH DFND 1,2,3 581474 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 51588 1757686 SH DFND 1,2,3 1757686 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 51610 352787 SH DFND 1,2,3 352787 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 13795 261076 SH DFND 1,2,3 261076 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 12237 386500 SH DFND 1,2,3 386500 0 0 LITHIA MTRS INC CL A 536797103 34488 496800 SH DFND 1,2,3 496800 0 0 LYON WILLIAM HOMES CL A NEW 552074700 1822 82300 SH DFND 1,2,3 82300 0 0 MARATHON PETE CORP COM 56585A102 34380 374800 SH DFND 1,2,3 374800 0 0 MARIN SOFTWARE INC COM 56804T106 7676 749657 SH DFND 1,2,3 749657 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 606 28700 SH DFND 1,2,3 28700 0 0 MARKET VECTORS ETF TR INDONESIA ETF 57060U753 333 15686 SH DFND 1,2,3 15686 0 0 MCKESSON CORP COM 58155Q103 9287 57540 SH DFND 1,2,3 57540 0 0 MGIC INVT CORP WIS COM 552848103 5389 638500 SH DFND 1,2,3 638500 0 0 MICRON TECHNOLOGY INC COM 595112103 43332 1992259 SH DFND 1,2,3 1992259 0 0 MORGAN STANLEY COM NEW 617446448 55533 1770810 SH DFND 1,2,3 1770810 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 6599 277170 SH DFND 1,2,3 277170 0 0 NATIONAL BK GREECE S A SPN ADR REP 1 SH 633643705 980 175000 SH DFND 1,2,3 175000 0 0 NATIONAL CINEMEDIA INC COM 635309107 3685 184600 SH DFND 1,2,3 184600 0 0 NATIONAL OILWELL VARCO INC COM 637071101 5006 62942 SH DFND 1,2,3 62942 0 0 NATIONSTAR MTG HLDGS INC COM 63861C109 9991 270318 SH DFND 1,2,3 270318 0 0 NEONODE INC COM NEW 64051M402 3621 572900 SH DFND 1,2,3 572900 0 0 NOAH HLDGS LTD SPONSORED ADS 65487X102 1877 104300 SH DFND 1,2,3 104300 0 0 NQ MOBILE INC ADR REPSTG CL A 64118U108 4533 308400 SH DFND 1,2,3 308400 0 0 NXP SEMICONDUCTORS N V COM N6596X109 25635 558136 SH DFND 1,2,3 558136 0 0 NXSTAGE MEDICAL INC COM 67072V103 6590 659013 SH DFND 1,2,3 659013 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 14018 147400 SH DFND 1,2,3 147400 0 0 OCEANEERING INTL INC COM 675232102 663 8400 SH DFND 1,2,3 8400 0 0 OCWEN FINL CORP COM NEW 675746309 23522 424200 SH DFND 1,2,3 424200 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 19345 1280263 SH DFND 1,2,3 1280263 0 0 ORITANI FINL CORP DEL COM 68633D103 2483 154700 SH DFND 1,2,3 154700 0 0 PACIFIC COAST OIL TR UNIT BEN INT 694103102 1215 95800 SH DFND 1,2,3 95800 0 0 PANDORA MEDIA INC COM 698354107 11587 435600 SH DFND 1,2,3 435600 0 0 PENNYMAC MTG INVT TR COM 70931T103 8773 382100 SH DFND 1,2,3 382100 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 37332 791606 SH DFND 1,2,3 791606 0 0 PETROCHINA CO LTD SPONSORED 71646E100 670 6106 SH DFND 1,2,3 6106 0 0 PFIZER INC COM 717081103 39176 1279000 SH DFND 1,2,3 1279000 0 0 PHILLIPS 66 COM 718546104 31415 407300 SH DFND 1,2,3 407300 0 0 PIONEER NAT RES CO COM 723787107 10750 58400 SH DFND 1,2,3 58400 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1565 72700 SH DFND 1,2,3 72700 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 8900 248600 SH DFND 1,2,3 248600 0 0 PULTE GROUP INC COM 745867101 14956 734200 SH DFND 1,2,3 734200 0 0 QUANTUM CORP COM DSSG 747906204 6741 5617500 SH DFND 1,2,3 5617500 0 0 RANGE RES CORP COM 75281A109 9274 110000 SH DFND 1,2,3 110000 0 0 REDWOOD TR INC COM 758075402 6107 315300 SH DFND 1,2,3 315300 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 15344 228000 SH DFND 1,2,3 228000 0 0 RINGCENTRAL INC CL A 76680R206 1920 104500 SH DFND 1,2,3 104500 0 0 SALIX PHARMACEUTICALS INC COM 795435106 8409 93500 SH DFND 1,2,3 93500 0 0 SANDISK CORP COM 80004C101 14984 212423 SH DFND 1,2,3 212423 0 0 SANOFI SPONSORED ADR 80105N105 11445 213400 SH DFND 1,2,3 213400 0 0 SASOL LTD SPONSORED ADR 803866300 455 9200 SH DFND 1,2,3 9200 0 0 SCHLUMBERGER LTD COM 806857108 6073 67396 SH DFND 1,2,3 67396 0 0 SCORPIO BULKERS INC SHS Y7546A106 5025 500000 SH DFND 1,2,3 500000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 16753 298300 SH DFND 1,2,3 298300 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 3343 125000 SH DFND 1,2,3 125000 0 0 SERVICE CORP INTL COM 817565104 18901 1042500 SH DFND 1,2,3 1042500 0 0 SIGNET JEWELERS LIMITED SHS G81276100 8271 105100 SH DFND 1,2,3 105100 0 0 SIRIUS XM HLDGS INC COM 82968B103 24414 6995400 SH DFND 1,2,3 6995400 0 0 SPANSION INC COM CL A NEW 84649R200 7895 568370 SH DFND 1,2,3 568370 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 24999 215290 SH DFND 1,2,3 215290 0 0 STONE ENERGY CORP COM 861642106 3995 115500 SH DFND 1,2,3 115500 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 590 22160 SH DFND 1,2,3 22160 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1748 100211 SH DFND 1,2,3 100211 0 0 TALISMAN ENERGY INC COM 87425E103 11120 954500 SH DFND 1,2,3 954500 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 9664 212159 SH DFND 1,2,3 212159 0 0 TESORO CORP COM 881609101 11331 193700 SH DFND 1,2,3 193700 0 0 TIDEWATER INC COM 886423102 631 10650 SH DFND 1,2,3 10650 0 0 TIME WARNER CABLE INC COM 88732J207 36176 266980 SH DFND 1,2,3 266980 0 0 TRANSDIGM GROUP INC COM 893641100 27581 171290 SH DFND 1,2,3 171290 0 0 TWO HBRS INVT CORP COM 90187B101 5208 561200 SH DFND 1,2,3 561200 0 0 UNDER ARMOUR INC CL A 904311107 16893 193500 SH DFND 1,2,3 193500 0 0 UNITED CONTL HLDGS INC COM 910047109 32193 851000 SH DFND 1,2,3 851000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 8788 116700 SH DFND 1,2,3 116700 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 4617 632519 SH DFND 1,2,3 632519 0 0 VALERO ENERGY CORP NEW COM 91913Y100 37805 750100 SH DFND 1,2,3 750100 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1335 32440 SH DFND 1,2,3 32440 0 0 VERACYTE INC COM 92337F107 3655 252100 SH DFND 1,2,3 252100 0 0 VERISK ANALYTICS INC CL A 92345Y106 11087 168700 SH DFND 1,2,3 168700 0 0 VIASAT INC COM 92552V100 53926 860752 SH DFND 1,2,3 860752 0 0 VIOLIN MEMORY INC COM 92763A101 3908 986886 SH DFND 1,2,3 986886 0 0 WABCO HLDGS INC COM 92927K102 18803 201300 SH DFND 1,2,3 201300 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 8991 580439 SH DFND 1,2,3 580439 0 0 WELLPOINT INC COM 94973V107 23772 257300 SH DFND 1,2,3 257300 0 0 WELLS FARGO & CO NEW COM 949746101 10524 231800 SH DFND 1,2,3 231800 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 23453 1069936 SH DFND 1,2,3 1069936 0 0 WESTERN DIGITAL CORP COM 958102105 24675 294100 SH DFND 1,2,3 294100 0 0 WHOLE FOODS MKT INC COM 966837106 15764 272600 SH DFND 1,2,3 272600 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 72364 982000 SH DFND 1,2,3 982000 0 0