-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dr0Yk9mhL4hocN7eiEFN/A05uEFs42kbC2wBbzzz2FQgw0ecehENnjjFCNOmbGEQ 2aigMdY7LoKWoDSKK+ZAGQ== 0001275880-09-000009.txt : 20091105 0001275880-09-000009.hdr.sgml : 20091105 20091105163521 ACCESSION NUMBER: 0001275880-09-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091105 DATE AS OF CHANGE: 20091105 EFFECTIVENESS DATE: 20091105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBOUR INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001275880 IRS NUMBER: 912093427 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10605 FILM NUMBER: 091161597 BUSINESS ADDRESS: STREET 1: 2722 COLBY AVE - SUITE 520 CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 4257421557 MAIL ADDRESS: STREET 1: 2722 COLBY AVE - SUITE 520 CITY: EVERETT STATE: WA ZIP: 98201 13F-HR 1 t13f-093009.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Harbour Investment Management, L.L.C. Address: 2722 Colby Ave Suite 520 Everett, WA 98201 13F File Number:028-10605 The institutional investment manager filing this report and the person by whom it is signed herby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Erika L. Hill, CFA Title: Chief Compliance Officer Phone: 425-742-1557 Signature, Place, and Date of Signing: Erika L. Hill Everett, WA November 5, 2009 Report Type (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: 102159 (X$1000) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE NAME OF TITLE CUSIP VALUE SHRS/ SHRS/ PUT/ INVST OTHER VOTE AUTHORITY ISSUER OF CLASS (X$1000)PRN AMT PRN CALL DSCRTN MNGRS SOLE SHRD NONE 3M CO COM 88579Y101 2042 27725 SHRS SOLE 26000 1725 ABB Ltd COM 000375204 844 42100 SHRS SOLE 39800 2300 Abbott Laboratories COM 002824100 1962 39701 SHRS SOLE 37401 2300 Air Products & Chem COM 009158106 727 9375 SHRS SOLE 8675 700 AstraZeneca PLC COM 046353108 1521 33895 SHRS SOLE 32145 1750 AT&T COM 00206R102 296 10975 SHRS SOLE 10975 Automatic Data COM 053015103 2353 59925 SHRS SOLE 56675 3250 Becton, Dickinson COM 075887109 969 13940 SHRS SOLE 13090 850 Berkshire Hathaway B COM 084670207 2602 784 SHRS SOLE 736 48 Boeing Company COM 097023105 440 8234 SHRS SOLE 8134 100 BP PLC COM 055622104 1487 27935 SHRS SOLE 26035 1900 Canon Inc COM 138006309 2111 52847 SHRS SOLE 49297 3550 Cascade Finl Corp COM 147272108 23 41983 SHRS SOLE 38983 3000 Cisco Systems COM 17275r102 1899 80769 SHRS SOLE 75373 5396 Coca Cola COM 191216100 2925 54515 SHRS SOLE 51115 3400 ConocoPhillips COM 20825c104 1072 23734 SHRS SOLE 21384 2350 Consolidated Edison COM 209115104 2264 55710 SHRS SOLE 52010 3700 Costco Wholesale COM 22160k105 2647 47057 SHRS SOLE 43457 3600 Daktronics Inc COM 234264109 447 52125 SHRS SOLE 49750 2375 Danaher Inc COM 235851102 378 5620 SHRS SOLE 5620 EMC Corp COM 268648102 1577 92760 SHRS SOLE 87660 5100 Emerson Electric COM 291011104 1625 40540 SHRS SOLE 38180 2360 Encana Corp COM 292505104 1427 24820 SHRS SOLE 23140 1680 Exxon Mobil COM 30231g102 2325 33890 SHRS SOLE 31990 1900 FPL Group COM 302571104 790 14400 SHRS SOLE 13600 800 General Electric COM 369604103 1358 82910 SHRS SOLE 76320 6590 GlaxoSmithKline PLC COM 37733w105 1807 45785 SHRS SOLE 43155 2630 Heinz H J Co COM 423074103 762 19175 SHRS SOLE 18075 1100 Hewlett-Packard COM 428236103 2160 45843 SHRS SOLE 41343 4500 Intel Corp COM 458140100 2547 130242 SHRS SOLE 122342 7900 IShares Nasdq Bio Indx COM 464287556 940 11600 SHRS SOLE 10350 1250 IShares Japan COM 464286848 2063 207625 SHRS SOLE 194925 12700 IShares Switzerland COM 464286749 2475 114000 SHRS SOLE 107700 6300 Johnson & Johnson COM 478160104 3058 50318 SHRS SOLE 47233 3085 Kimberly Clark COM 494368103 2059 34915 SHRS SOLE 32065 2850 Marriott Int'l COM 571903202 1500 54351 SHRS SOLE 51240 3111 Medtronic Inc COM 585055106 659 18117 SHRS SOLE 17217 900 Microsoft COM 594918104 4377 170210 SHRS SOLE 152730 17480 Norfolk Southern Corp COM 655844108 881 20525 SHRS SOLE 18575 1950 Novo Nordisk AS COM 670100205 1512 24120 SHRS SOLE 22320 1200 Occidental Pete COM 674599105 1056 13475 SHRS SOLE 12575 900 Paccar COM 693718108 3361 89175 SHRS SOLE 80957 8218 Pepsico COM 713448108 2596 44248 SHRS SOLE 42098 2150 Pfizer COM 717081103 366 22136 SHRS SOLE 22136 Plum Creek Timber COM 729251108 1143 37341 SHRS SOLE 34241 3100 Procter & Gamble COM 742718109 2368 40982 SHRS SOLE 38548 2434 RBC Bearings Inc COM 75524B104 932 39950 SHRS SOLE 37850 2100 Royal Dutch Shell A COM 780259206 1648 28870 SHRS SOLE 27670 1200 SAP AG COM 803054204 1228 25175 SHRS SOLE 23825 1350 Schlumberger Ltd COM 806857108 976 16470 SHRS SOLE 15270 1200 Select Sector SPDR TR COM 81369Y100 1296 41925 SHRS SOLE 40075 1850 Snap On Inc COM 833034101 866 25000 SHRS SOLE 23700 1300 Southern Co COM 842587107 1503 47450 SHRS SOLE 44250 3200 Starbucks Corp COM 855244109 1937 93788 SHRS SOLE 87318 6470 Steinway Musical Ins COM 858495104 414 35200 SHRS SOLE 32900 2300 Stryker Corp COM 863667101 1263 27896 SHRS SOLE 25876 2020 Tootsie Roll Inds COM 890516107 818 34417 SHRS SOLE 32534 1883 Total S A COM 89151E109 1104 18630 SHRS SOLE 17330 1300 Toyota Motor Corp COM 892331307 990 12655 SHRS SOLE 12005 650 United Parcel Svc COM 911312106 1878 33355 SHRS SOLE 31730 1625 United Technologies COM 913017109 1836 30125 SHRS SOLE 28175 1950 Walgreen Company COM 931422109 3566 95232 SHRS SOLE 89322 5910 Walt Disney Co COM 254687106 2241 81695 SHRS SOLE 77295 4400 Washington Federal COM 938824109 1289 76561 SHRS SOLE 69601 6960 Waste Mgmt Inc COM 94106L109 576 19355 SHRS SOLE 18405 950
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