0001209191-14-013982.txt : 20140225 0001209191-14-013982.hdr.sgml : 20140225 20140225162710 ACCESSION NUMBER: 0001209191-14-013982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140221 FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: 734 855 2600 MAIL ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAKE PETER J CENTRAL INDEX KEY: 0001275625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31970 FILM NUMBER: 14640993 MAIL ADDRESS: STREET 1: 12025 TECH CENTER DRIVE CITY: LLVONIA STATE: MI ZIP: 48150 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-21 0 0001267097 TRW AUTOMOTIVE HOLDINGS CORP TRW 0001275625 LAKE PETER J 12001 TECH CENTER DRIVE LIVONIA MI 48150 0 1 0 0 Exec V.P. Sales & Bus. Dev. Common Stock 2014-02-21 4 A 0 6466 0.00 A 69556 D Common Stock 2014-02-24 4 F 0 1371 82.76 D 68185 D Common Stock 2014-02-24 4 F 0 2150 82.76 D 66035 D Common Stock 2014-02-24 4 F 0 1249 82.87 D 64786 D Common Stock 1459.672 I By 401(k) Plan Stock settled stock appreciation rights 2014-02-21 4 A 0 47291 0.00 A 2022-02-21 Common Stock 47291 47291 D Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the units will vest on February 21 of each of 2015, 2016 and 2017), subject to the terms and conditions set forth in the restricted stock unit agreement. Shares withheld for taxes upon vesting of previously granted restricted stock units. Each SSAR entitles the holder to receive the appreciation in value of one underlying share of the Issuer's common stock from the grant date value of $82.50 through the exercise date, although the stock price at exercise is limited to a maximum value of $130.00. The SSARs are also subject to automatic exercise when the fair market value of the stock equals or exceeds $130.00. Upon exercise, the SSARs will be settled in shares. One-third of the SSARs will vest and become exercisable on February 21 of each of 2015, 2016 and 2017, subject to the terms and conditions set forth in the SSAR agreement. /s/ Sheri Roberts By Power of Attorney 2014-02-25