0001209191-13-039665.txt : 20130807 0001209191-13-039665.hdr.sgml : 20130807 20130807160733 ACCESSION NUMBER: 0001209191-13-039665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130805 FILED AS OF DATE: 20130807 DATE AS OF CHANGE: 20130807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: 734 855 2600 MAIL ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAKE PETER J CENTRAL INDEX KEY: 0001275625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31970 FILM NUMBER: 131017566 MAIL ADDRESS: STREET 1: 12025 TECH CENTER DRIVE CITY: LLVONIA STATE: MI ZIP: 48150 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-05 0 0001267097 TRW AUTOMOTIVE HOLDINGS CORP TRW 0001275625 LAKE PETER J 12001 TECH CENTER DRIVE LIVONIA MI 48150 0 1 0 0 Exec V.P. Sales & Bus. Dev. Common Stock 2013-08-06 4 M 0 62000 24.38 A 145090 D Common Stock 2013-08-05 4 S 0 82000 71.19 D 63090 D Common Stock 1246.213 I By 401(k) Plan Employee Stock Option (right to buy) 24.38 2013-08-06 4 M 0 62000 0.00 D 2016-02-26 Common Stock 62000 0 D The shares of the common stock obtained by the reporting person in the reported exercise are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated August 5, 2013. The shares of the common stock reported as disposed of in the above table are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated August 5, 2013. Upon the closing of the secondary offering pursuant to the Underwriting Agreement dated August 5, 2013 and following the transactions reported herein, the reporting person will beneficially own 63,090 shares of the Issuer's common stock directly. The option vested and became exercisable in three equal installments on February 26, 2009, 2010 and 2011. /s/ Sheri Roberts By Power of Attorney 2013-08-07