0001209191-13-011611.txt : 20130226
0001209191-13-011611.hdr.sgml : 20130226
20130226163856
ACCESSION NUMBER: 0001209191-13-011611
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130222
FILED AS OF DATE: 20130226
DATE AS OF CHANGE: 20130226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAKE PETER J
CENTRAL INDEX KEY: 0001275625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31970
FILM NUMBER: 13643193
MAIL ADDRESS:
STREET 1: 12025 TECH CENTER DRIVE
CITY: LLVONIA
STATE: MI
ZIP: 48150
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP
CENTRAL INDEX KEY: 0001267097
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 810597059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12001TECH CENTER DRIVE
CITY: LIVONIA
STATE: MI
ZIP: 48150
BUSINESS PHONE: 734 855 2600
MAIL ADDRESS:
STREET 1: 12001TECH CENTER DRIVE
CITY: LIVONIA
STATE: MI
ZIP: 48150
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-02-22
0
0001267097
TRW AUTOMOTIVE HOLDINGS CORP
TRW
0001275625
LAKE PETER J
12001 TECH CENTER DRIVE
LIVONIA
MI
48150
0
1
0
0
Exec V.P. Sales & Bus. Dev.
Common Stock
2013-02-22
4
A
0
10135
0.00
A
88295
D
Common Stock
2013-02-25
4
F
0
1371
58.10
D
86924
D
Common Stock
2013-02-25
4
F
0
2150
58.10
D
84774
D
Common Stock
1246.213
I
By 401(k) Plan
Stock settled stock appreciation rights
2013-02-22
4
A
0
77551
0.00
A
2021-02-22
Common Stock
77551
77551
D
Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the units will vest on February 22 of each of 2014, 2015 and 2016), subject to the terms and conditions set forth in the restricted stock unit agreement.
Shares withheld for taxes upon vesting of restricted stock units.
Each SSAR entitles the holder to receive the appreciation in value of one underlying share of the Issuer's common stock from the grant date value of $58.20 through the exercise date, although the stock price at exercise is limited to a maximum value of $110.00. The SSARs are also subject to automatic exercise when the fair market value of the stock equals or exceeds $110.00. Upon exercise, the SSARs will be settled in shares.
One-third of the SSARs will vest and become exercisable on February 22 of each of 2014, 2015 and 2016, subject to the terms and conditions set forth in the SSAR agreement.
/s/ Sheri Roberts
By Power of Attorney
2013-02-26