0001209191-12-012517.txt : 20120223
0001209191-12-012517.hdr.sgml : 20120223
20120223165523
ACCESSION NUMBER: 0001209191-12-012517
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120221
FILED AS OF DATE: 20120223
DATE AS OF CHANGE: 20120223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAKE PETER J
CENTRAL INDEX KEY: 0001275625
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31970
FILM NUMBER: 12634512
MAIL ADDRESS:
STREET 1: 12025 TECH CENTER DRIVE
CITY: LLVONIA
STATE: MI
ZIP: 48150
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP
CENTRAL INDEX KEY: 0001267097
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 810597059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12001TECH CENTER DRIVE
CITY: LIVONIA
STATE: MI
ZIP: 48150
BUSINESS PHONE: 734 855 2600
MAIL ADDRESS:
STREET 1: 12001TECH CENTER DRIVE
CITY: LIVONIA
STATE: MI
ZIP: 48150
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-21
0
0001267097
TRW AUTOMOTIVE HOLDINGS CORP
TRW
0001275625
LAKE PETER J
12001 TECH CENTER DRIVE
LIVONIA
MI
48150
0
1
0
0
Exec V.P. Sales & Bus. Dev.
Common Stock
2012-02-21
4
M
0
10000
30.00
A
115221
D
Common Stock
2012-02-21
4
S
0
4800
47.16
D
110421
D
Common Stock
2012-02-21
4
S
0
5200
48.43
D
105221
D
Common Stock
2012-02-23
4
A
0
13959
0.00
A
119180
D
Common Stock
987.14
I
By 401(k) Plan
Employee Stock Option (right to buy)
30.00
2012-02-21
4
M
0
100000
0.00
D
2013-02-28
Common Stock
10000
50000
D
Stock settled stock appreciation rights
2012-02-23
4
A
0
76308
0.00
A
2020-02-23
Common Stock
76308
76308
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2011.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.93 to $47.27, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.60, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the units will vest on February 23 of each of 2013, 2014 and 2015), subject to the terms and conditions set forth in the restricted stock unit agreement.
The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008.
Each SSAR entitles the holder to receive the appreciation in value of one underlying share of the Issuer's common stock from the grant date value of $45.11 through the exercise date, although the stock price at exercise is limited to a maximum value of $95.00. The SSARs are also subject to automatic exercise when the fair market value of the stock equals or exceeds $95.00. Upon exercise, the SSARs will be settled in shares.
One-third of the SSARs will vest and become exercisable on February 23 of each of 2013, 2014 and 2015, subject to the terms and conditions set forth in the SSAR agreement.
/s/ Sheri Roberts
By Power of Attorney
2012-02-23