0001209191-12-012517.txt : 20120223 0001209191-12-012517.hdr.sgml : 20120223 20120223165523 ACCESSION NUMBER: 0001209191-12-012517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120221 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAKE PETER J CENTRAL INDEX KEY: 0001275625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31970 FILM NUMBER: 12634512 MAIL ADDRESS: STREET 1: 12025 TECH CENTER DRIVE CITY: LLVONIA STATE: MI ZIP: 48150 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: 734 855 2600 MAIL ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-21 0 0001267097 TRW AUTOMOTIVE HOLDINGS CORP TRW 0001275625 LAKE PETER J 12001 TECH CENTER DRIVE LIVONIA MI 48150 0 1 0 0 Exec V.P. Sales & Bus. Dev. Common Stock 2012-02-21 4 M 0 10000 30.00 A 115221 D Common Stock 2012-02-21 4 S 0 4800 47.16 D 110421 D Common Stock 2012-02-21 4 S 0 5200 48.43 D 105221 D Common Stock 2012-02-23 4 A 0 13959 0.00 A 119180 D Common Stock 987.14 I By 401(k) Plan Employee Stock Option (right to buy) 30.00 2012-02-21 4 M 0 100000 0.00 D 2013-02-28 Common Stock 10000 50000 D Stock settled stock appreciation rights 2012-02-23 4 A 0 76308 0.00 A 2020-02-23 Common Stock 76308 76308 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.93 to $47.27, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.60, inclusive. The reporting person undertakes to provide to TRW Automotive Holdings Corp., any security holder of TRW Automotive Holdings Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the units will vest on February 23 of each of 2013, 2014 and 2015), subject to the terms and conditions set forth in the restricted stock unit agreement. The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008. Each SSAR entitles the holder to receive the appreciation in value of one underlying share of the Issuer's common stock from the grant date value of $45.11 through the exercise date, although the stock price at exercise is limited to a maximum value of $95.00. The SSARs are also subject to automatic exercise when the fair market value of the stock equals or exceeds $95.00. Upon exercise, the SSARs will be settled in shares. One-third of the SSARs will vest and become exercisable on February 23 of each of 2013, 2014 and 2015, subject to the terms and conditions set forth in the SSAR agreement. /s/ Sheri Roberts By Power of Attorney 2012-02-23