-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fm0/+Wx/ghfYpFZvyp/IqXIWezRz3omtqdYCn4sn5ZhMEfOefKNkgsiyVedS2NXN wld9/hf6IxH/T2wH/nX//Q== 0001209191-10-055539.txt : 20101117 0001209191-10-055539.hdr.sgml : 20101117 20101117164125 ACCESSION NUMBER: 0001209191-10-055539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101115 FILED AS OF DATE: 20101117 DATE AS OF CHANGE: 20101117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CANTIE JOSEPH S CENTRAL INDEX KEY: 0001275621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31970 FILM NUMBER: 101200206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: 734 855 2600 MAIL ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-15 0 0001267097 TRW AUTOMOTIVE HOLDINGS CORP TRW 0001275621 CANTIE JOSEPH S 12001 TECH CENTER DRIVE LIVONIA MI 48150 0 1 0 0 Executive V.P. & CFO Common Stock 2010-11-16 4 M 0 100000 20.00 A 295231 D Common Stock 2010-11-16 4 M 0 50000 30.00 A 345231 D Common Stock 2010-11-16 4 M 0 12000 30.00 A 357231 D Common Stock 2010-11-15 4 S 0 162000 48.26 D 195231 D Common Stock 4593.917 I By 401(k) Plan Employee Stock Option (right to buy) 20.00 2010-11-16 4 M 0 100000 0.00 D 2013-02-28 Common Stock 100000 28000 D Employee Stock Option (right to buy) 30.00 2010-11-16 4 M 0 50000 0.00 D 2013-02-28 Common Stock 50000 0 D Employee Stock Option (right to buy) 30.00 2010-11-16 4 M 0 12000 0.00 D 2013-12-01 Common Stock 12000 0 D The shares of the common stock obtained by the reporting person in the reported exercise are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated November 15, 2010. The shares of the common stock reported as disposed of in the above table are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated November 15, 2010. Upon the closing of the secondary offering pursuant to the Underwriting Agreement dated November 15, 2010 and following the transactions reported herein, the reporting person will beneficially own 195,231 shares of the Issuer's common stock directly. The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008. The option vested and became exercisable in five equal installments on December 1, 2004, 2005, 2006, 2007 and 2008. /s/ Sheri Roberts By Power of Attorney 2010-11-17 -----END PRIVACY-ENHANCED MESSAGE-----