0000950142-12-002155.txt : 20121113
0000950142-12-002155.hdr.sgml : 20121112
20121113102916
ACCESSION NUMBER: 0000950142-12-002155
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLATINUM GROVE ASSET MANAGEMENT, LP
CENTRAL INDEX KEY: 0001275565
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10667
FILM NUMBER: 121196614
BUSINESS ADDRESS:
STREET 1: RECKSON EXECUTIVE PARK BLDG FOUR
STREET 2: 1100 KING STREET
CITY: RYE BROOK
STATE: NY
ZIP: 10573
BUSINESS PHONE: 914-690-2103
MAIL ADDRESS:
STREET 1: RECKSON EXECUTIVE PARK BLDG FOUR
STREET 2: 1100 KING STREET
CITY: RYE BROOK
STATE: NY
ZIP: 10573
FORMER COMPANY:
FORMER CONFORMED NAME: OAK HILL PLATINUM PARTNERS LLC
DATE OF NAME CHANGE: 20040107
13F-HR
1
ea1201158_13fhr-q0312.txt
QUARTERLY PERIOD ENDED 09/30/2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended September 30, 2012
---------------------
Check here if Amendment [ ]; Amendment Number:
--------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Platinum Grove Asset Management, L.P.
-----------------------------------------
Address: 287 Bowman Avenue
-----------------------------------------
Purchase, NY, 10577
-----------------------------------------
Form 13F File Number: 28-10667
------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael R. Schwenk
-----------------------------------------
Title: General Counsel
-----------------------------------------
Phone: (914) 690-2103
-----------------------------------------
Signature, Place, and Date of Signing:
/s/ Michael R. Schwenk Purchase, NY November 13, 2012
----------------------------- ------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------------
Form 13F Information Table Entry Total: 28
----------------------
Form 13F Information Table Value Total: $10,834
----------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
2
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
AMAZON COM INC COM 023135106 243 955 SH 955
AMERICAN INTL GROUP
INC COM NEW 026874784 242 7,375 SH 7,375
APPLE INC COM 037833100 902 1,352 SH 1,352
BANK OF AMERICA
CORPORATION COM 060505104 131 14,785 SH 14,785
BARCLAYS BK PLC IPATH S&P MT 06740C519 2,966 87,572 SH 87,572
ETN
BP PLC SPONSORED 055622104 220 5,204 SH 5,204
ADR
CAPITAL ONE FINL
CORP COM 14040H105 246 4,307 SH 4,307
DELL INC COM 24702R101 135 13,645 SH 13,645
DOLLAR GEN CORP NEW COM 256677105 220 4,271 SH 4,271
FLEXTRONICS INTL LTD ORD Y2573F102 110 18,265 SH 18,265
GOOGLE INC CL A 38259P508 467 619 SH 619
HEWLETT PACKARD CO COM 428236103 247 14,493 SH 14,493
ISHARES TR MSCI EMERG 464287234 892 21,590 SH 21,590
MKT
3
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------- -------- ---------- -------- ------------------- ---------- ---------- --------------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
ISHARES TR MSCI EAFE 464287465 880 16,596 SH 16,596
INDEX
KKR FINANCIAL HLDGS
LLC COM 48248A306 112 11,110 SH 11,110
MARVELL TECHNOLOGY
GROUP LTD ORD G5876H105 109 11,940 SH 11,940
MBIA INC COM 55262C100 109 10,768 SH 10,768
MICROSOFT CORP COM 594918104 245 8,227 SH 8,227
NEWS CORP CL A 65248E104 355 14,452 SH 14,452
PRICELINE COM INC COM NEW 741503403 350 565 SH 565
PROCTER & GAMBLE CO COM 742718109 357 5,145 SH 5,145
ROSS STORES INC COM 778296103 247 3,825 SH 3,825
SEARS HLDGS CORP COM 812350106 222 3,993 SH 3,993
SIRIUS XM RADIO INC COM 82967N108 113 43,447 SH 43,447
STAPLES INC COM 855030102 135 11,709 SH 11,709
U S AIRWAYS GROUP
INC COM 90341W108 112 10,716 SH 10,716
UNITED CONTL HLDGS
INC COM 910047109 224 11,463 SH 11,463
YAHOO INC COM 984332106 243 15,199 SH 15,199
4