-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UYMxekqnvrbz2m5nP/BcQ9FivFa2QplFn/0OMoOIsVygKyWK651Jpv11LMKmuRbg flWo+hnYVYQdQOlka6NaJA== 0001209191-10-055541.txt : 20101117 0001209191-10-055541.hdr.sgml : 20101117 20101117164238 ACCESSION NUMBER: 0001209191-10-055541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101115 FILED AS OF DATE: 20101117 DATE AS OF CHANGE: 20101117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUNN STEVEN CENTRAL INDEX KEY: 0001275522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31970 FILM NUMBER: 101200215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 BUSINESS PHONE: 734 855 2600 MAIL ADDRESS: STREET 1: 12001TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-15 0 0001267097 TRW AUTOMOTIVE HOLDINGS CORP TRW 0001275522 LUNN STEVEN 12001 TECH CENTER DRIVE LIVONIA MI 48150 0 1 0 0 Executive V.P. & COO Common Stock 2010-11-16 4 M 0 84000 20.00 A 286901 D Common Stock 2010-11-16 4 M 0 16000 20.00 A 302901 D Common Stock 2010-11-16 4 M 0 70000 19.82 A 372901 D Common Stock 2010-11-16 4 M 0 73000 26.61 A 445901 D Common Stock 2010-11-16 4 M 0 57333 24.38 A 503234 D Common Stock 2010-11-15 4 S 0 300333 48.26 D 202901 D Employee Stock Option (right to buy) 20.00 2010-11-16 4 M 0 84000 0.00 D 2013-02-28 Common Stock 84000 0 D Employee Stock Option (right to buy) 20.00 2010-11-16 4 M 0 16000 0.00 D 2013-04-29 Common Stock 16000 0 D Employee Stock Option (right to buy) 19.82 2010-11-16 4 M 0 70000 0.00 D 2013-03-02 Common Stock 70000 0 D Employee Stock Option (right to buy) 26.61 2010-11-16 4 M 0 73000 0.00 D 2014-02-27 Common Stock 73000 0 D Employee Stock Option (right to buy) 24.38 2010-11-16 4 M 0 57333 0.00 D 2016-02-26 Common Stock 57333 28667 D The shares of the common stock obtained by the reporting person in the reported exercise are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated November 15, 2010. The shares of the common stock reported as disposed of in the above table are being sold in a secondary offering of the Issuer's common stock pursuant to an Underwriting Agreement dated November 15, 2010. Upon the closing of the secondary offering pursuant to the Underwriting Agreement dated November 15, 2010 and following the transactions reported herein, the reporting person will beneficially own 202,901 shares of the Issuer's common stock directly. The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008. The option vested and became exercisable in five equal installments on April 29, 2004, 2005, 2006, 2007 and 2008. The option vested and became exercisable in three equal installments on March 2, 2006, 2007 and 2008. The option vested and became exercisable in three equal installments on February 27, 2007, 2008 and 2009. The option vests and becomes exercisable in three equal installments on February 26, 2009, 2010 and 2011; the portion of the option that was exercised in the transaction reported vested and became exercisable on February 26, 2009 and 2010. /s/ Sheri Roberts By Power of Attorney 2010-11-17 -----END PRIVACY-ENHANCED MESSAGE-----