-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NffAYjAFgbtwnRvu8Oiav9h8AEAQIS+445ybDZJQTGRPpWiF1JDDfT72oGsMaKbe ovo8r7NfZasrCPyGIwZoLA== 0001209191-10-014498.txt : 20100304 0001209191-10-014498.hdr.sgml : 20100304 20100304162943 ACCESSION NUMBER: 0001209191-10-014498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100302 FILED AS OF DATE: 20100304 DATE AS OF CHANGE: 20100304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRW AUTOMOTIVE HOLDINGS CORP CENTRAL INDEX KEY: 0001267097 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 810597059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 MAIL ADDRESS: STREET 1: 12025 TECH CENTER DRIVE CITY: LIVONIA STATE: MI ZIP: 48150 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUNN STEVEN CENTRAL INDEX KEY: 0001275522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31970 FILM NUMBER: 10657561 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-03-02 0 0001267097 TRW AUTOMOTIVE HOLDINGS CORP TRW 0001275522 LUNN STEVEN 12001 TECH CENTER DRIVE LIVONIA MI 48150 0 1 0 0 Executive V.P. & COO Common Stock 2010-03-02 2010-03-02 4 M 0 170000 10.00 A 410923 D Common Stock 2010-03-02 2010-03-02 4 M 0 20000 10.00 A 430923 D Common Stock 2010-03-02 2010-03-02 4 M 0 50000 13.00 A 480923 D Common Stock 2010-03-02 2010-03-02 4 M 0 28666 2.70 A 509589 D Common Stock 2010-03-03 2010-03-03 4 A 0 48900 0.00 A 558489 D Employee Stock Option (right to buy) 10.00 2010-03-02 2010-03-02 4 M 0 170000 0.00 D 2013-02-28 Common Stock 170000 0 D Employee Stock Option (right to buy) 10.00 2010-03-02 2010-03-02 4 M 0 20000 0.00 D 2013-04-29 Common Stock 20000 0 D Employee Stock Option (right to buy) 13.00 2010-03-02 2010-03-02 4 M 0 50000 0.00 D 2013-12-01 Common Stock 50000 0 D Employee Stock Option (right to buy) 2.70 2010-03-02 2010-03-02 4 M 0 28666 0.00 D 2017-02-26 Common Stock 28666 57334 D Stock settled stock appreciation rights 2010-03-03 2010-03-03 4 A 0 59700 0.00 A 2018-03-03 Common Stock 59700 59700 D Pursuant to an Underwriting Agreement dated March 1, 2010, the reporting person has contracted to sell such shares, subject to the closing conditions set forth in such agreement, at a closing scheduled to take place on or about March 5, 2010. Award of restricted stock units, each of which represents the right to receive one share of the Issuer's common stock on the applicable vesting date (one-third of the units will vest on March 3 of each of 2011, 2012 and 2013), subject to the terms and conditions set forth in the restricted stock unit agreement. The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008. The option vested and became exercisable in five equal installments on April 29, 2004, 2005, 2006, 2007 and 2008. The option vested and became exercisable in five equal installments on December 1, 2004, 2005, 2006, 2007 and 2008. The option vests and becomes exercisable in three equal installments on February 26, 2010, 2011 and 2012. Each SSAR entitles the holder to receive the appreciation in value of one underlying share of the Issuer's common stock from the grant date value of $26.91 through the exercise date, although the stock price at exercise is limited to a maximum value of $50.00. The SSARs are also subject to automatic exercise when the fair market value of the stock equals or exceeds $50.00. Upon exercise, the SSARs will be settled in shares. One-third of the SSARs will vest and become exercisable on March 3 of each of 2011, 2012 and 2013, subject to the terms and conditions set forth in the SSAR agreement. /s/ Sheri Roberts By Power of Attorney 2010-03-04 -----END PRIVACY-ENHANCED MESSAGE-----