0001275283-16-000145.txt : 20160315 0001275283-16-000145.hdr.sgml : 20160315 20160315144959 ACCESSION NUMBER: 0001275283-16-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160311 FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REYNOLDS AMERICAN INC CENTRAL INDEX KEY: 0001275283 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 200546644 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 BUSINESS PHONE: 3367412000 MAIL ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL LISA J CENTRAL INDEX KEY: 0001379325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32258 FILM NUMBER: 161506568 MAIL ADDRESS: STREET 1: 401 N MAIN STREET CITY: WINSTON SALEM STATE: NC ZIP: 27102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-11 0001275283 REYNOLDS AMERICAN INC RAI 0001379325 CALDWELL LISA J 401 N MAIN STREET WINSTON SALEM NC 27101 0 1 0 0 EVP & Chief HR Officer Common Stock 2016-03-11 4 S 0 30740 51.17 D 52095 D Common Stock 2016-03-11 4 S 0 752 51.9568 D 51343 D Common Stock 2016-03-11 4 S 0 2007 51.1923 D 0 I Owned by spouse The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2015. The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $50.87 to $51.79, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $51.91 to $52.02, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on October 29, 2015. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Constantine E. Tsipis, Attorney-in-fact 2016-03-15