0001275283-16-000145.txt : 20160315
0001275283-16-000145.hdr.sgml : 20160315
20160315144959
ACCESSION NUMBER: 0001275283-16-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160311
FILED AS OF DATE: 20160315
DATE AS OF CHANGE: 20160315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REYNOLDS AMERICAN INC
CENTRAL INDEX KEY: 0001275283
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 200546644
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 NORTH MAIN ST
CITY: WINSTON SALEM
STATE: NC
ZIP: 27102
BUSINESS PHONE: 3367412000
MAIL ADDRESS:
STREET 1: 401 NORTH MAIN ST
CITY: WINSTON SALEM
STATE: NC
ZIP: 27102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALDWELL LISA J
CENTRAL INDEX KEY: 0001379325
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32258
FILM NUMBER: 161506568
MAIL ADDRESS:
STREET 1: 401 N MAIN STREET
CITY: WINSTON SALEM
STATE: NC
ZIP: 27102
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-03-11
0001275283
REYNOLDS AMERICAN INC
RAI
0001379325
CALDWELL LISA J
401 N MAIN STREET
WINSTON SALEM
NC
27101
0
1
0
0
EVP & Chief HR Officer
Common Stock
2016-03-11
4
S
0
30740
51.17
D
52095
D
Common Stock
2016-03-11
4
S
0
752
51.9568
D
51343
D
Common Stock
2016-03-11
4
S
0
2007
51.1923
D
0
I
Owned by spouse
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2015.
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $50.87 to $51.79, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $51.91 to $52.02, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on October 29, 2015.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Constantine E. Tsipis, Attorney-in-fact
2016-03-15