FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
REYNOLDS AMERICAN INC [ RAI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/02/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/02/2008(2) | M | 2,492 | A | $0 | 7,015.9189 | D | |||
Common Stock | 03/02/2008(2) | D | 2,492 | D | $63.72 | 4,533.1155(5) | D | |||
Common Stock | 03/02/2008(2) | M | 358 | A | $0 | 2,022.6904 | I | Owned by Spouse | ||
Common Stock | 03/02/2008(2) | D | 358 | D | $63.72 | 1,656.1734(6)(7) | I | Owned by Spouse |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance Shares | (1) | 03/02/2008(2) | M(3) | 2,492 | 03/02/2008 | 03/02/2008 | Common Stock | 2,492 | $0 | 0 | D | ||||
Performance Shares | (1) | 03/02/2008(2) | M(4) | 358 | 03/02/2008 | 03/02/2008 | Common Stock | 358(6) | $0 | 0 | I | Owned by Spouse |
Explanation of Responses: |
1. One Performance share represents one share of Issuer's Common Stock. |
2. Performance shares vested on 3/2/2008 but will be paid on 3/14/2008. |
3. The reported transaction represents the cash settlement of 2,492 performance shares. |
4. The reported transaction represents the cash settlement of 358 performance shares. |
5. This amount reflects a correction of an additional 0.3398 shares acquired through the dividend reinvestment program of which she is no longer a participant and also reflects an additional 8.8568 shares owned in a joint ownership account with her spouse that she originally disclaimed beneficial ownership. Accordingly, this amount includes 17.7136 shares owned in a joint ownership account with her spouse. |
6. This total reflects an additional 0.3398 in dividends acquired through the dividend reinvestment program of which he is no longer a participant. It also reflects a reduction of 8.8568 shares owned in a joint ownership account with his spouse to which she must claim beneficial ownership. |
7. Mrs. Caldwell disclaims beneficial ownership of these shares. |
Remarks: |
McDara P. Folan, III, Attorney-in-fact | 03/04/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |