0001047469-12-001026.txt : 20120214 0001047469-12-001026.hdr.sgml : 20120214 20120214161913 ACCESSION NUMBER: 0001047469-12-001026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIXIS CENTRAL INDEX KEY: 0001274981 IRS NUMBER: 000000000 STATE OF INCORPORATION: I0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12482 FILM NUMBER: 12610145 BUSINESS ADDRESS: STREET 1: 30, AVENUE PIERRE MENDES FRANCE CITY: PARIS STATE: I0 ZIP: 75013 BUSINESS PHONE: 011 33 1 58 19 36 06 MAIL ADDRESS: STREET 1: 30, AVENUE PIERRE MENDES FRANCE CITY: PARIS STATE: I0 ZIP: 75013 FORMER COMPANY: FORMER CONFORMED NAME: NATEXIS BANQUES POPULAIRES SA DATE OF NAME CHANGE: 20031231 13F-HR 1 a2207328z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Natixis ------------------------------- Address: 30, avenue Pierre Mendes-France ------------------------------- 75013 Paris, France ------------------------------- Form 13F File Number: 28-12482 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alexandre Pommery ------------------------------- Title: Direction Financiere ------------------------------- Phone: 01133158193228 ------------------------------- Signature, Place, and Date of Signing: /s/ Alexandre Pommery Paris, France February 14, 2012 ------------------------------- ----------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-6808 Natixis Global Asset Management, L.P. --------------- ------------------------------------- 28-10092 Natixis Asset Management --------------- ------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 -------------------- Form 13F Information Table Entry Total: 324 -------------------- Form 13F Information Table Value Total: $1,678,898 (x$1,000) -------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28- Natixis Bleichroeder Inc. ------ ----------------- --------------------------------- 2 28- Banque Privee 1818 ------ ----------------- --------------------------------- 3 28- Nexgen Capital Limited ------ ----------------- --------------------------------- 4 28- Coface SA ------ ----------------- --------------------------------- 5 28- Natixis North America LLC ------ ----------------- ---------------------------------
Voting Voting Voting CUSIP Value Amount of Type of Investment Other Authority Authority Authority Name of Issuer Title of class Number (x$1,000) security security Discretion Managers SOLE SHARED NONE 3M CO COM 88579Y101 1211 14812 SH DEFINED 5 14812 - - 3M CO COM 88579Y101 1639 25917 SH SOLE - 25917 - - ABBOTT LABS COM 002824100 2362 42000 SH DEFINED 5 42000 - - ABBOTT LABS COM 002824100 12481 287614 SH SOLE - 287614 - - AKAMAI TECHNOLOGIES INC COM 00971T101 6467 200340 SH DEFINED 5 200340 - - AKAMAI TECHNOLOGIES INC COM 00971T101 4 179 SH SOLE - 179 - - ALCOA INC COM 013817101 102 11800 SH DEFINED 5 11800 - - ALCOA INC COM 013817101 138 20820 SH SOLE - 20820 - - ALLERGAN INC COM 018490102 2632 30000 SH DEFINED 5 30000 - - ALLIANCE DATA SYSTEMS CORP COM 018581108 17653 170000 SH DEFINED 5 170000 - - ALPHA NATURAL RESOURCES INC COM 02076X102 4188 205000 SH DEFINED 5 205000 - - ALPHA NATURAL RESOURCES INC COM 02076X102 1498 98692 SH SOLE - 98692 - - ALTRIA GROUP INC COM 02209S103 6658 290103 SH SOLE - 290103 - - ALTRIA GROUP INC COM 02209S103 124 4182 SH DEFINED 2 4182 - - AMAZON COM INC COM 023135106 24 140 SH DEFINED 2 140 - - AMAZON COM INC COM 023135106 7560 56443 SH SOLE - 56443 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5547 318195 SH SOLE - 318195 - - AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 3 128 SH DEFINED 5 128 - - AMERICAN ELEC PWR INC COM 025537101 1405 43912 SH SOLE - 43912 - - AMERICAN EXPRESS CO COM 025816109 454 9626 SH DEFINED 2 9626 - - AMERICAN EXPRESS CO COM 025816109 90 2465 SH SOLE - 2465 - - AMERICAN TOWER CORP CL A 029912201 224 3727 SH DEFINED 2 3727 - - ANALOG DEVICES INC COM 032654105 890 32238 SH SOLE - 32238 - - ANNALY CAP MGMT INC COM 035710409 409 33000 SH SOLE - 33000 - - APPLE INC COM 037833100 119 294 SH DEFINED 2 294 - - APPLE INC COM 037833100 120564 297690 SH DEFINED 5 297690 - - APPLE INC COM 037833100 186749 598387 SH SOLE - 598387 - - APPLIED MATLS INC COM 038222105 383 46493 SH SOLE - 46493 - - AQUA AMERICA INC COM 03836W103 454 26482 SH SOLE - 26482 - - ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 20962 1501706 SH SOLE - 1501706 - - ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 3209 39646 PRN SOLE - - - - ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 9 487 SH DEFINED 5 487 - - AT&T INC COM 00206R102 18127 779919 SH SOLE - 779919 - - AT&T INC COM 00206R102 107 3550 SH DEFINED 2 3550 - - AT&T INC COM 00206R102 1512 50000 SH DEFINED 5 50000 - - AVON PRODS INC COM 054303102 4 229 SH DEFINED 5 229 - - AVON PRODS INC COM 054303102 202 15055 SH SOLE - 15055 - - BAIDU INC SPON ADR REP A 056752108 432 4889 SH SOLE - 4889 - - BALL CORP COM 058498106 11427 320000 SH DEFINED 5 320000 - - BANCO BRADESCO S A SP ADR PFD NEW 059460303 4167 328459 SH SOLE - 328459 - - BANK MONTREAL QUE COM 063671101 1652 39310 SH SOLE - 39310 - - BANK OF AMERICA CORPORATION COM 060505104 1291 306838 SH SOLE - 306838 - - BANK OF AMERICA CORPORATION COM 060505104 3755 675400 SH DEFINED 5 675400 - - BANK OF AMERICA CORPORATION COM 060505104 8 1460 SH DEFINED 2 1460 - - BARCLAYS BANK PLC ADR PFD SR 5 06739H362 223 10000 SH DEFINED 2 10000 - - BARCLAYSBK PLC IPMS INDIA ETN 06739F291 255 7000 SH SOLE - 7000 - - BARCLAYSPLC ADR 06738E204 851 101356 SH SOLE - 101356 - - BARRICK GOLD CORP COM 067901108 9 190 SH DEFINED 5 190 - - BARRICK GOLD CORP COM 067901108 1918 55119 SH SOLE - 55119 - - BAXTER INTL INC COM 071813109 497 12967 SH SOLE - 12967 - - BCE INC COM NEW 05534B760 1903 60000 SH SOLE - 60000 - -
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Page 2 DELL INC COM 24702R101 16093 1100000 SH DEFINED 5 1100000 - - DEVON ENERGY CORP NEW COM 25179M103 22 456 SH SOLE - 456 - - DISNEY WALT CO COM DISNEY 254687106 1286 34283 SH DEFINED 5 34283 - - DISNEY WALT CO COM DISNEY 254687106 1339 46103 SH SOLE - 46103 - - DISNEY WALT CO COM DISNEY 254687106 18 480 SH DEFINED 2 480 - - DOMINION RES INC VA NEW COM 25746U109 961 23307 SH SOLE - 23307 - - DOW CHEM CO COM 260543103 41 1500 SH DEFINED 2 1500 - - DOW CHEM CO COM 260543103 300 13576 SH SOLE - 13576 - - DU PONT E I DE NEMOURS & CO COM 263534109 33 723 SH DEFINED 2 723 - - DU PONT E I DE NEMOURS & CO COM 263534109 811 22954 SH SOLE - 22954 - - DUKE ENERGY CORP NEW COM 26441C105 2767 162844 SH SOLE - 162844 - - DUKE ENERGY CORP NEW COM 26441C105 95 4314 SH DEFINED 5 4314 - - E TRADE FINANCIAL CORP COM NEW 269246401 907 114000 SH DEFINED 5 114000 - - EBAY INC COM 278642103 23258 994442 SH SOLE - 994442 - - EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 8655 250000 SH DEFINED 5 250000 - - ELAN PLC ADR 284131208 19 1368 SH DEFINED 5 1368 - - ELAN PLC ADR 284131208 124 11613 SH SOLE - 11613 - - ENCANA CORP COM 292505104 3754 265546 SH SOLE - 265546 - - EXELON CORP COM 30161N101 691 20525 SH SOLE - 20525 - - EXXON MOBIL CORP COM 30231G102 761 8978 SH DEFINED 2 8978 - - EXXON MOBIL CORP COM 30231G102 67808 800000 SH DEFINED 5 800000 - - EXXON MOBIL CORP COM 30231G102 2741 41720 SH SOLE - 41720 - - FIBRIA CELULOSE S A SP ADR REP COM 31573A109 69 12000 SH SOLE - 12000 - - FIRSTENERGY CORP COM 337932107 1210 34807 SH SOLE - 34807 - - FORD MTR CO DEL COM PAR $0.01 345370860 607 73720 SH SOLE - 73720 - - FORTRESS INVESTMENT GROUP LL CL A 34958B106 3380 1000000 SH DEFINED 5 1000000 - - GAFISA S A SPONS ADR 362607301 340 101000 SH SOLE - 101000 - - GENERAL ELECTRIC CO COM 369604103 13721 985583 SH SOLE - 985583 - - GENERAL ELECTRIC CO COM 369604103 2363 131535 SH DEFINED 2 131535 - - GENERAL ELECTRIC CO COM 369604103 13535 755710 SH DEFINED 5 755710 - - GERDAU S A SPONSORED ADR 373737105 157 26364 SH SOLE - 26364 - - GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 278 23647 SH SOLE - 23647 - - GOLDCORP INC NEW COM 380956409 5 106 SH DEFINED 5 106 - - GOLDCORP INC NEW COM 380956409 3497 104274 SH SOLE - 104274 - - GOLDMAN SACHS GROUP INC COM 38141G104 15380 170074 SH DEFINED 5 170074 - - GOLDMAN SACHS GROUP INC COM 38141G104 12 176 SH SOLE - 176 - - GOOGLE INC CL A 38259P508 141 219 SH DEFINED 2 219 - - GOOGLE INC CL A 38259P508 23725 36731 SH DEFINED 5 36731 - - GOOGLE INC CL A 38259P508 87051 175904 SH SOLE - 175904 - - HALLIBURTON CO COM 406216101 779 29913 SH SOLE - 29913 - - HDFC BANK LTD ADR REPS 3 SHS 40415F101 1008 50615 SH SOLE - 50615 - - HEINZ H J CO COM 423074103 4911 90870 SH DEFINED 5 90870 - - HEINZ H J CO COM 423074103 2475 59153 SH SOLE - 59153 - - HEWLETT PACKARD CO COM 428236103 881 34200 SH DEFINED 5 34200 - - HEWLETT PACKARD CO COM 428236103 4857 246087 SH SOLE - 246087 - - HOME DEPOT INC COM 437076102 546 16885 SH SOLE - 16885 - - HUMAN GENOME SCIENCES INC COM 444903108 410 73200 SH SOLE - 73200 - - ICICI BK LTD ADR 45104G104 2098 103720 SH SOLE - 103720 - - ILLINOIS TOOL WKS INC COM 452308109 289 8000 SH SOLE - 8000 - - INFOSYS LTD SPONSORED ADR 456788108 3286 83097 SH SOLE - 83097 - - INTEGRYS ENERGY GROUP INC COM 45822P105 360 8598 SH SOLE - 8598 - - INTEL CORP COM 458140100 8867 468843 SH SOLE - 468843 - -
Page 3 INTEL CORP COM 458140100 73 3001 SH DEFINED 5 3001 - - INTERNATIONAL BUSINESS MACHS COM 459200101 232 1262 SH DEFINED 2 1262 - - INTERNATIONAL BUSINESS MACHS COM 459200101 110 600 SH DEFINED 5 600 - - INTERNATIONAL BUSINESS MACHS COM 459200101 745 5196 SH SOLE - 5196 - - INTL PAPER CO COM 460146103 15038 508042 SH DEFINED 5 508042 - - ISHARES INC MSCI TURKEY FD 464286715 239 7500 SH SOLE - 7500 - - ISHARES INC MSCI BRAZIL 464286400 817 18630 SH SOLE - 18630 - - ISHARES INC MSCI THAILAND 464286624 323 7000 SH SOLE - 7000 - - ISHARES TR PHILL INVSTMRK 46429B408 308 17000 SH SOLE - 17000 - - ISHARESINC MSCI CHILE INVES 464286640 398 9000 SH SOLE - 9000 - - ISHARESINC MSCI S KOREA 464286772 201 5000 SH SOLE - 5000 - - ISHARESINC MSCI STH AFRCA 464286780 375 8000 SH SOLE - 8000 - - ISHARESINC MSCI MEX INVEST 464286822 394 9500 SH SOLE - 9500 - - ISHARESINC MSCI MALAYSIA 464286830 339 33000 SH SOLE - 33000 - - ISHARESINC MSCI TAIWAN 464286731 1392 153000 SH SOLE - 153000 - - ISHARESTR MSCI EMERG MKT 464287234 7372 252428 SH SOLE - 252428 - - ISHARESTR DJ US HEALTHCR 464287762 368 5141 SH DEFINED 2 5141 - - ISHARESTR S&P LTN AM 40 464287390 359 11000 SH SOLE - 11000 - - ISHARESTR MSCI EMERG MKT 464287234 17 443 SH DEFINED 2 443 - - ISHARESTR DJ SEL DIV INX 464287168 242 4499 SH DEFINED 2 4499 - - ISHARESTR RUSSELL 2000 464287655 3236 56650 SH SOLE - 56650 - - ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 2836 200817 SH SOLE - 200817 - - JOHNSON & JOHNSON COM 478160104 54 816 SH DEFINED 2 816 - - JOHNSON & JOHNSON COM 478160104 11308 222815 SH SOLE - 222815 - - JPMORGAN CHASE & CO COM 46625H100 27737 834200 SH DEFINED 5 834200 - - JPMORGAN CHASE & CO COM 46625H100 11094 430895 SH SOLE - 430895 - - KELLOGG CO COM 487836108 1317 33626 SH SOLE - 33626 - - KIMBERLY CLARK CORP COM 494368103 3700 64908 SH SOLE - 64908 - - KOHLS CORP COM 500255104 705 18358 SH SOLE - 18358 - - KRAFT FOODS INC CL A 50075N104 95 2547 SH DEFINED 2 2547 - - KRAFT FOODS INC CL A 50075N104 2450 84417 SH SOLE - 84417 - - LAS VEGAS SANDS CORP COM 517834107 17947 420000 SH DEFINED 5 420000 - - LDK SOLAR CO LTD SPONSORED ADR 50183L107 182 52677 SH SOLE - 52677 - - LILLY ELI & CO COM 532457108 3600 112602 SH SOLE - 112602 - - MARKET VECTORS ETF TR VIETNAM ETF 57060U761 243 22000 SH SOLE - 22000 - - MARKET VECTORS ETF TR INDONESIA ETF 57060U753 219 10000 SH SOLE - 10000 - - MATTEL INC COM 577081102 1399 65000 SH SOLE - 65000 - - MCDONALDS CORP COM 580135101 4505 44900 SH DEFINED 5 44900 - - MCDONALDS CORP COM 580135101 21291 274164 SH SOLE - 274164 - - MCDONALDS CORP COM 580135101 143 1430 SH DEFINED 2 1430 - - MCGRAW HILL COS INC COM 580645109 144 3200 SH DEFINED 2 3200 - - MCGRAW HILL COS INC COM 580645109 1 28 SH DEFINED 5 28 - - MCGRAW HILL COS INC COM 580645109 167 4781 SH SOLE - 4781 - - MECHEL OAO SPONSORED ADR 583840103 2708 420500 SH SOLE - 420500 - - MEDTRONIC INC COM 585055106 276 9360 SH SOLE - 9360 - - MEDTRONIC INC COM 585055106 235 6137 SH DEFINED 5 6137 - - MEMC ELECTR MATLS INC COM 552715104 172 56866 SH SOLE - 56866 - - MERCK & CO INC NEW COM 58933Y105 183 4834 SH DEFINED 2 4834 - - MERCK & CO INC NEW COM 58933Y105 10879 374294 SH SOLE - 374294 - - METLIFE INC COM 59156R108 14031 450000 SH DEFINED 5 450000 - - MGM RESORTS INTERNATIONAL COM 552953101 261 25000 SH DEFINED 5 25000 - - MICRON TECHNOLOGY INC COM 595112103 18 2858 SH DEFINED 5 2858 - -
Page 4 MICROSOFT CORP COM 594918104 3114 119945 SH DEFINED 5 119945 - - MICROSOFT CORP COM 594918104 291 11222 SH DEFINED 2 11222 - - MICROSOFT CORP COM 594918104 2716 135491 SH SOLE - 135491 - - MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 2344 211491 SH SOLE - 211491 - - MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 15 1020 SH DEFINED 5 1020 - - MOLSON COORS BREWING CO CL B 60871R209 6531 150000 SH DEFINED 5 150000 - - MONSANTO CO NEW COM 61166W101 18 250 SH DEFINED 5 250 - - MONSANTO CO NEW COM 61166W101 365 6723 SH SOLE - 6723 - - MONSANTO CO NEW COM 61166W101 223 3187 SH DEFINED 2 3187 - - MORGAN STANLEY COM NEW 617446448 594 50636 SH SOLE - 50636 - - MORGAN STANLEY COM NEW 617446448 6657 440000 SH DEFINED 5 440000 - - MOTOROLA MOBILITY HLDGS INC COM 620097105 6843 228935 SH SOLE - 228935 - - NATIONALGRID PLC SPON ADR NEW 636274300 3520 94000 SH SOLE - 94000 - - NEW YORK TIMES CO CL A 650111107 199 33191 SH SOLE - 33191 - - NEWMONT MINING CORP COM 651639106 518 11136 SH SOLE - 11136 - - NEWMONT MINING CORP COM 651639106 652 10864 SH DEFINED 2 10864 - - NEWMONT MINING CORP COM 651639106 8 128 SH DEFINED 5 128 - - NEWS CORP CL A 65248E104 204 11415 SH DEFINED 5 11415 - - NIKE INC CL B 654106103 45 467 SH DEFINED 5 467 - - NIKE INC CL B 654106103 231 3071 SH SOLE - 3071 - - NOKIA CORP SPONSORED ADR 654902204 26 5441 SH DEFINED 5 5441 - - NOKIA CORP SPONSORED ADR 654902204 534 145274 SH SOLE - 145274 - - OCCIDENTAL PETE CORP DEL COM 674599105 1601 22169 SH SOLE - 22169 - - OCH ZIFF CAP MGMT GROUP CL A 67551U105 13037 1550225 SH DEFINED 5 1550225 - - ORACLE CORP COM 68389X105 1330 66921 SH SOLE - 66921 - - PENTAIR INC COM 709631105 346 13392 SH SOLE - 13392 - - PEPSICO INC COM 713448108 1167 17595 SH DEFINED 5 17595 - - PEPSICO INC COM 713448108 2650 51697 SH SOLE - 51697 - - PEPSICO INC COM 713448108 16 240 SH DEFINED 2 240 - - PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 11765 620818 SH SOLE - 620818 - - PFIZER INC COM 717081103 125 5760 SH DEFINED 2 5760 - - PFIZER INC COM 717081103 22125 1322924 SH SOLE - 1322924 - - PG&E CORP COM 69331C108 659 20640 SH SOLE - 20640 - - PHILIP MORRIS INTL INC COM 718172109 426 5422 SH DEFINED 2 5422 - - PHILIP MORRIS INTL INC COM 718172109 9418 120000 SH DEFINED 5 120000 - - PHILIP MORRIS INTL INC COM 718172109 1240 20344 SH SOLE - 20344 - - POSCO SPONSORED ADR 693483109 4 54 SH DEFINED 5 54 - - POSCO SPONSORED ADR 693483109 12220 194000 SH SOLE - 194000 - - POTASH CORP SASK INC COM 73755L107 26 632 SH DEFINED 5 632 - - POTASH CORP SASK INC COM 73755L107 955 30095 SH SOLE - 30095 - - POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3589 83200 SH SOLE - 83200 - - PPL CORP COM 69351T106 1185 51718 SH SOLE - 51718 - - PROCTER & GAMBLE CO COM 742718109 63 940 SH DEFINED 2 940 - - PROCTER & GAMBLE CO COM 742718109 12555 243366 SH SOLE - 243366 - - PROCTER & GAMBLE CO COM 742718109 401 6011 SH DEFINED 5 6011 - - PROGRESS ENERGY INC COM 743263105 910 21000 SH SOLE - 21000 - - PROLOGIS INC COM 74340W103 19650 892800 SH SOLE - 892800 - - PUBLIC SVC ENTERPRISE GROUP COM 744573106 629 24805 SH SOLE - 24805 - - RESEARCH IN MOTION LTD COM 760975102 342 23571 SH DEFINED 5 23571 - - RESEARCH IN MOTION LTD COM 760975102 28394 2570293 SH SOLE - 2570293 - - RIO TINTO PLC SPONSORED ADR 767204100 8 171 SH DEFINED 5 171 - - RIO TINTO PLC SPONSORED ADR 767204100 3714 100000 SH SOLE - 100000 - -
Page 5 ROYAL BK CDA MONTREAL QUE COM 780087102 2416 62054 SH SOLE - 62054 - - ROYAL DUTCH SHELL PLC SPON ADR B 780259107 8814 150000 SH SOLE - 150000 - - RUDDICK CORP COM 781258108 1152 34885 SH SOLE - 34885 - - SARA LEE CORP COM 803111103 4730 250000 SH DEFINED 5 250000 - - SARA LEE CORP COM 803111103 6884 470347 SH SOLE - 470347 - - SCHLUMBERGER LTD COM 806857108 2732 40000 SH DEFINED 5 40000 - - SCHLUMBERGER LTD COM 806857108 424 8162 SH SOLE - 8162 - - SEADRILL LIMITED SHS G7945E105 293 11335 SH SOLE - 11335 - - SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 885 33071 SH SOLE - 33071 - - SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1737 69093 SH SOLE - 69093 - - SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7033 698489 SH SOLE - 698489 - - SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1200 42995 SH SOLE - 42995 - - SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1200 46486 SH SOLE - 46486 - - SEMGROUP CORP CL A 81663A105 23937 918520 SH DEFINED 5 918520 - - SEMPRA ENERGY COM 816851109 679 15931 SH SOLE - 15931 - - SOUTHERN CO COM 842587107 3802 105922 SH SOLE - 105922 - - SOUTHERN COPPER CORP COM 84265V105 442 14646 SH DEFINED 5 14646 - - SPDR S&P 500 ETF TR TR UNIT 78462F103 39 310 SH DEFINED 2 310 - - SPDR S&P 500 ETF TR TR UNIT 78462F103 8416 86619 SH SOLE - 86619 - - SPRINT NEXTEL CORP COM SER 1 852061100 27 15413 SH SOLE - 15413 - - SPRINT NEXTEL CORP COM SER 1 852061100 100 42660 SH DEFINED 5 42660 - - STARBUCKS CORP COM 855244109 301 8409 SH SOLE - 8409 - - STARBUCKS CORP COM 855244109 186 4035 SH DEFINED 5 4035 - - STILLWATER MNG CO COM 86074Q102 1258 162352 SH SOLE - 162352 - - SUNCOR ENERGY INC NEW COM 867224107 242 11000 SH SOLE - 11000 - - SUNPOWER CORP COM 867652406 72 15801 SH SOLE - 15801 - - SUNTECH PWR HLDGS CO LTD ADR 86800C104 53 32202 SH SOLE - 32202 - - SYMANTEC CORP COM 871503108 727 60070 SH SOLE - 60070 - - TARGET CORP COM 87612E106 1827 45882 SH SOLE - 45882 - - TELE NORTE LESTE PART S A SPON ADR PFD 879246106 72 10000 SH SOLE - 10000 - - TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4837 153788 SH SOLE - 153788 - - TIFFANY & CO NEW COM 886547108 1664 32070 SH SOLE - 32070 - - TIVO INC COM 888706108 3060 341183 SH DEFINED 5 341183 - - TORONTO DOMINION BK ONT COM NEW 891160509 228 4000 SH SOLE - 4000 - - TRANSCANADA CORP COM 89353D107 367 11000 SH SOLE - 11000 - - TRAVELERS COMPANIES INC COM 89417E109 39 838 SH SOLE - 838 - - TRAVELERS COMPANIES INC COM 89417E109 1432 24200 SH DEFINED 5 24200 - - UNION PAC CORP COM 907818108 552 6807 SH SOLE - 6807 - - UNION PAC CORP COM 907818108 8 75 SH DEFINED 5 75 - - UNITED PARCEL SERVICE INC CL B 911312106 1215 21445 SH SOLE - 21445 - - UNITED PARCEL SERVICE INC CL B 911312106 4 60 SH DEFINED 5 60 - - UNITED STATES STL CORP NEW COM 912909108 237 12000 SH SOLE - 12000 - - UNITED TECHNOLOGIES CORP COM 913017109 859 15097 SH SOLE - 15097 - - UNITED TECHNOLOGIES CORP COM 913017109 1012 13849 SH DEFINED 2 13849 - - VALE S A ADR 91912E105 3 121 SH DEFINED 5 121 - - VALE S A ADR 91912E105 6169 376117 SH SOLE - 376117 - - VALERO ENERGY CORP NEW COM 91913Y100 2513 157217 SH SOLE - 157217 - - VERIZON COMMUNICATIONS INC COM 92343V104 7148 231686 SH SOLE - 231686 - - VERIZON COMMUNICATIONS INC COM 92343V104 29 728 SH DEFINED 5 728 - - VIACOM INC NEW CL B 92553P201 12945 285073 SH DEFINED 5 285073 - - VIMPELCOM LTD SPONSORED ADR 92719A106 115615 15881474 SH SOLE - 15881474 - - WAL MART STORES INC COM 931142103 125 2100 SH DEFINED 2 2100 - -
Page 6 WAL MART STORES INC COM 931142103 2390 51721 SH SOLE - 51721 - - WASTE MGMT INC DEL COM 94106L109 897 35520 SH SOLE - 35520 - - WELLPOINT INC COM 94973V107 12256 185000 SH DEFINED 5 185000 - - WELLPOINT INC COM 94973V107 8 149 SH SOLE - 149 - - WELLS FARGO & CO NEW COM 949746101 16195 757324 SH SOLE - 757324 - - WHOLE FOODS MKT INC COM 966837106 1965 36470 SH SOLE - 36470 - - WILLIAMS COS INC DEL COM 969457100 47417 1436000 SH DEFINED 5 1436000 - - WISCONSIN ENERGY CORP COM 976657106 341 12546 SH SOLE - 12546 - - XCEL ENERGY INC COM 98389B100 313 14659 SH SOLE - 14659 - - YAHOO INC COM 984332106 105 6528 SH DEFINED 2 6528 - - YAHOO INC COM 984332106 48 3832 SH SOLE - 3832 - - YINGLI GREEN ENERGY HLDG CO ADR 98584B103 53 17900 SH SOLE - 17900 - - YUM BRANDS INC COM 988498101 23561 513325 SH SOLE - 513325 - -
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