0001047469-11-009633.txt : 20111117
0001047469-11-009633.hdr.sgml : 20111117
20111116175439
ACCESSION NUMBER: 0001047469-11-009633
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111117
DATE AS OF CHANGE: 20111116
EFFECTIVENESS DATE: 20111117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIXIS
CENTRAL INDEX KEY: 0001274981
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12482
FILM NUMBER: 111211026
BUSINESS ADDRESS:
STREET 1: 45, RUE SAINT-DOMINIQUE
CITY: PARIS
STATE: I0
ZIP: 75007
BUSINESS PHONE: 011 33 1 58 19 36 06
MAIL ADDRESS:
STREET 1: 45, RUE SAINT-DOMINIQUE
CITY: PARIS
STATE: I0
ZIP: 75007
FORMER COMPANY:
FORMER CONFORMED NAME: NATEXIS BANQUES POPULAIRES SA
DATE OF NAME CHANGE: 20031231
13F-HR
1
a2206420z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
-------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Natixis
-------------------------------
Address: 30, avenue Pierre Mendes-France
-------------------------------
75013 Paris, France
-------------------------------
Form 13F File Number: 28-12482
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alexandre Pommery
-------------------------------
Title: Direction Financiere
-------------------------------
Phone: 01133158193228
-------------------------------
Signature, Place, and Date of Signing:
/s/ Alexandre Pommery Paris, France November 15, 2011
------------------------------- ----------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/ / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-6808 Natixis Global Asset Management, L.P.
--------------- -------------------------------------
28-10092 Natixis Asset Management
--------------- -------------------------------------
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 5
--------------------
Form 13F Information Table Entry Total: 350
--------------------
Form 13F Information Table Value Total: $1,220,618 (x$1,000)
--------------------
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1 28- Natixis Bleichroeder Inc.
------ ----------------- ---------------------------------
2 28- Banque Privee 1818
------ ----------------- ---------------------------------
3 28- Nexgen Capital Limited
------ ----------------- ---------------------------------
4 28- Coface SA
------ ----------------- ---------------------------------
5 28- Natixis North America LLC
------ ----------------- ---------------------------------
Amount Voting Voting Voting
CUSIP Value of Type of Investment Other Authority Authority Authority
Name of Issuer Title of class Number (x$1,000) security security Discretion Managers SOLE SHARED NONE
---------------------------- --------------- --------- --------- -------- -------- ---------- -------- --------- --------- ---------
3M CO COM 88579Y101 3641 50721 SH DEFINED 5 50721 - -
3M CO COM 88579Y101 2601 34893 SH SOLE - 34893 - -
ABBOTT LABS COM 002824100 81 1582 SH DEFINED 5 1582 - -
ABBOTT LABS COM 002824100 2332 44983 SH SOLE - 44983 - -
ADVANCED MICRO DEVICES INC COM 007903107 149 28053 SH SOLE - 28053 - -
ADVANCED MICRO DEVICES INC COM 007903107 3 590 SH DEFINED 5 590 - -
ADVANCED MICRO DEVICES INC COM 007903107 5 1034 SH DEFINED 2 1034 - -
AKAMAI TECHNOLOGIES INC COM 00971T101 3981 200232 SH DEFINED 5 200232 - -
AKAMAI TECHNOLOGIES INC COM 00971T101 113 5400 SH SOLE - 5400 - -
ALCOA INC COM 013817101 403 40021 SH SOLE - 40021 - -
ALCOA INC COM 013817101 62 6486 SH DEFINED 5 6486 - -
ALLIANCE DATA SYSTEMS CORP COM 018581108 15759 170000 SH DEFINED 5 170000 - -
ALPHA NATURAL RESOURCES INC COM 02076X102 350 18687 SH SOLE - 18687 - -
ALPHA NATURAL RESOURCES INC COM 02076X102 3631 205230 SH DEFINED 5 205230 - -
ALTRIA GROUP INC COM 02209S103 112 4182 SH DEFINED 2 4182 - -
ALTRIA GROUP INC COM 02209S103 56 2104 SH DEFINED 5 2104 - -
ALTRIA GROUP INC COM 02209S103 3614 136700 SH SOLE - 136700 - -
AMAZON COM INC COM 023135106 30 140 SH DEFINED 2 140 - -
AMAZON COM INC COM 023135106 104 481 SH DEFINED 5 481 - -
AMAZON COM INC COM 023135106 2457 11046 SH SOLE - 11046 - -
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1973 87395 SH SOLE - 87395 - -
AMERICAN ELEC PWR INC COM 025537101 19 490 SH DEFINED 5 490 - -
AMERICAN ELEC PWR INC COM 025537101 1445 37553 SH SOLE - 37553 - -
AMERICAN EXPRESS CO COM 025816109 432 9626 SH DEFINED 2 9626 - -
AMERICAN EXPRESS CO COM 025816109 47 1055 SH DEFINED 5 1055 - -
AMERICAN EXPRESS CO COM 025816109 49171 1052465 SH SOLE - 1052465 - -
AMGEN INC COM 031162100 64 1166 SH DEFINED 5 1166 - -
AMGEN INC COM 031162100 152 2721 SH SOLE - 2721 - -
ANADARKO PETE CORP COM 032511107 87 1378 SH DEFINED 5 1378 - -
ANADARKO PETE CORP COM 032511107 403 6000 SH SOLE - 6000 - -
ANNALY CAP MGMT INC COM 035710409 334 20000 SH SOLE - 20000 - -
APPLE INC COM 037833100 119321 313030 SH DEFINED 5 313030 - -
APPLE INC COM 037833100 2027 5191 SH SOLE - 5191 - -
APPLE INC COM 037833100 117 306 SH DEFINED 2 306 - -
APPLIED MATLS INC COM 038222105 361 34029 SH SOLE - 34029 - -
APPLIED MATLS INC COM 038222105 17 1664 SH DEFINED 5 1664 - -
AQUA AMERICA INC COM 03836W103 436 20119 SH SOLE - 20119 - -
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 673 39920 SH SOLE - 39920 - -
ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 59524 56076 PRN SOLE - - - -
AT&T INC COM 00206R102 101 3550 SH DEFINED 2 3550 - -
AT&T INC COM 00206R102 3024 106021 SH DEFINED 5 106021 - -
BAIDU INC SPON ADR REP A 056752108 7 67 SH DEFINED 5 67 - -
BAIDU INC SPON ADR REP A 056752108 620 5622 SH SOLE - 5622 - -
BALL CORP COM 058498106 9932 320166 SH DEFINED 5 320166 - -
BANCO BRADESCO S A SP ADR PFD NEW 059460303 2716 175589 SH SOLE - 175589 - -
BANK MONTREAL QUE COM 063671101 1947 34310 SH SOLE - 34310 - -
BANK OF AMERICA CORPORATION COM 060505104 229 36041 SH SOLE - 36041 - -
BANK OF AMERICA CORPORATION COM 060505104 1247 203797 SH DEFINED 5 203797 - -
BANK OF AMERICA CORPORATION COM 060505104 9 1460 SH DEFINED 2 1460 - -
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 231 10000 SH DEFINED 2 10000 - -
BARCLAYS BK PLC IPMS INDIA ETN 06739F291 390 7000 SH SOLE - 7000 - -
1
BARRICK GOLD CORP COM 067901108 3241 70077 SH SOLE - 70077 - -
BAXTER INTL INC COM 071813109 279 4967 SH SOLE - 4967 - -
BAXTER INTL INC COM 071813109 129 2306 SH DEFINED 5 2306 - -
BERKSHIRE HATHAWAY INC DEL CL A 084670108 214 2 SH DEFINED 2 2 - -
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 129 1813 SH DEFINED 5 1813 - -
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 106 1462 SH SOLE - 1462 - -
BOEING CO COM 097023105 601 9629 SH SOLE - 9629 - -
BOEING CO COM 097023105 46 753 SH DEFINED 5 753 - -
BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 230 13000 SH SOLE - 13000 - -
BRISTOL MYERS SQUIBB CO COM 110122108 4032 128482 SH DEFINED 5 128482 - -
BRISTOL MYERS SQUIBB CO COM 110122108 2207 70926 SH SOLE - 70926 - -
BROADCOM CORP CL A 111320107 1247 37454 SH DEFINED 5 37454 - -
CAMPBELL SOUP CO COM 134429109 555 17200 SH SOLE - 17200 - -
CAMPBELL SOUP CO COM 134429109 25902 800183 SH DEFINED 5 800183 - -
CANADIAN NAT RES LTD COM 136385101 243 8000 SH SOLE - 8000 - -
CANADIAN NATL RY CO COM 136375102 1389 20316 SH SOLE - 20316 - -
CARNIVAL CORP PAIRED CTF 143658300 216 6738 SH SOLE - 6738 - -
CARNIVAL CORP PAIRED CTF 143658300 14 470 SH DEFINED 5 470 - -
CATERPILLAR INC DEL COM 149123101 647 8581 SH SOLE - 8581 - -
CATERPILLAR INC DEL COM 149123101 30 400 SH DEFINED 2 400 - -
CATERPILLAR INC DEL COM 149123101 80 1086 SH DEFINED 5 1086 - -
CDN IMPERIAL BK OF COMMERCE COM 136069101 9773 137906 SH SOLE - 137906 - -
CDN IMPERIAL BK OF COMMERCE COM 136069101 35 500 SH DEFINED 5 500 - -
CEMEX SAB DE CV SPON ADR NEW 151290889 229 66763 SH SOLE - 66763 - -
CF INDS HLDGS INC COM 125269100 888 6300 SH SOLE - 6300 - -
CF INDS HLDGS INC COM 125269100 9880 80073 SH DEFINED 5 80073 - -
CHEVRON CORP NEW COM 166764100 188 2035 SH DEFINED 5 2035 - -
CHEVRON CORP NEW COM 166764100 1516 16058 SH SOLE - 16058 - -
CHEVRON CORP NEW COM 166764100 89 966 SH DEFINED 2 966 - -
CHUBB CORP COM 171232101 17 291 SH DEFINED 5 291 - -
CHUBB CORP COM 171232101 209 3446 SH SOLE - 3446 - -
CISCO SYS INC COM 17275R102 11117 717657 SH DEFINED 5 717657 - -
CISCO SYS INC COM 17275R102 97 6256 SH DEFINED 2 6256 - -
CITIGROUP INC COM NEW 172967424 76 2964 SH DEFINED 5 2964 - -
CITIGROUP INC COM NEW 172967424 1079 40095 SH SOLE - 40095 - -
CITIGROUP INC COM NEW 172967424 3 120 SH DEFINED 2 120 - -
CITIGROUP INC *W EXP
01/04/201 172967226 62 140006 Sub. SOLE - 140006 - -
COACH INC COM 189754104 15 293 SH DEFINED 5 293 - -
COACH INC COM 189754104 235 4360 SH SOLE - 4360 - -
COCA COLA CO COM 191216100 5272 76354 SH SOLE - 76354 - -
COCA COLA CO COM 191216100 158 2333 SH DEFINED 5 2333 - -
COCA COLA CO COM 191216100 302 4477 SH DEFINED 2 4477 - -
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 6294 100383 SH DEFINED 5 100383 - -
COLGATE PALMOLIVE CO COM 194162103 11563 130394 SH DEFINED 5 130394 - -
COLGATE PALMOLIVE CO COM 194162103 1830 20443 SH SOLE - 20443 - -
COLGATE PALMOLIVE CO COM 194162103 32 364 SH DEFINED 2 364 - -
COMCAST CORP NEW CL A SPL 20030N200 23897 1155000 SH DEFINED 5 1155000 - -
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2295 73712 SH SOLE - 73712 - -
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 12 1534 SH DEFINED 5 1534 - -
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 2110 257362 SH SOLE - 257362 - -
CONSOLIDATED EDISON INC COM 209115104 17 297 SH DEFINED 5 297 - -
CONSOLIDATED EDISON INC COM 209115104 1339 23363 SH SOLE - 23363 - -
2
CORNING INC COM 219350105 275 21739 SH SOLE - 21739 - -
CORNING INC COM 219350105 20 1597 SH DEFINED 5 1597 - -
COSTCO WHSL CORP NEW COM 22160K105 11543 140563 SH DEFINED 5 140563 - -
CSX CORP COM 126408103 1231 62887 SH SOLE - 62887 - -
CSX CORP COM 126408103 21 1113 SH DEFINED 5 1113 - -
DANAHER CORP DEL COM 235851102 24 578 SH DEFINED 5 578 - -
DANAHER CORP DEL COM 235851102 238 5462 SH SOLE - 5462 - -
DEERE & CO COM 244199105 72 1110 SH DEFINED 5 1110 - -
DEERE & CO COM 244199105 324 4764 SH SOLE - 4764 - -
DELL INC COM 24702R101 15594 1102025 SH DEFINED 5 1102025 - -
DELL INC COM 24702R101 897 60294 SH SOLE - 60294 - -
DISNEY WALT CO COM DISNEY 254687106 320 10435 SH SOLE - 10435 - -
DISNEY WALT CO COM DISNEY 254687106 57 1886 SH DEFINED 5 1886 - -
DISNEY WALT CO COM DISNEY 254687106 14 480 SH DEFINED 2 480 - -
DOMINION RES INC VA NEW COM 25746U109 29 579 SH DEFINED 5 579 - -
DOMINION RES INC VA NEW COM 25746U109 1102 21495 SH SOLE - 21495 - -
DOW CHEM CO COM 260543103 712 30005 SH SOLE - 30005 - -
DOW CHEM CO COM 260543103 35 1500 SH DEFINED 2 1500 - -
DOW CHEM CO COM 260543103 27 1201 SH DEFINED 5 1201 - -
DU PONT E I DE NEMOURS & CO COM 263534109 4 83 SH DEFINED 2 83 - -
DU PONT E I DE NEMOURS & CO COM 263534109 337 8438 SH DEFINED 5 8438 - -
DU PONT E I DE NEMOURS & CO COM 263534109 1803 43611 SH SOLE - 43611 - -
DUKE ENERGY CORP NEW COM 26441C105 2660 132146 SH SOLE - 132146 - -
DUKE ENERGY CORP NEW COM 26441C105 27 1353 SH DEFINED 5 1353 - -
EBAY INC COM 278642103 44 1483 SH DEFINED 5 1483 - -
EBAY INC COM 278642103 904 29463 SH SOLE - 29463 - -
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 8868 250000 SH DEFINED 5 250000 - -
EMERSON ELEC CO COM 291011104 31 756 SH DEFINED 5 756 - -
EMERSON ELEC CO COM 291011104 218 4975 SH SOLE - 4975 - -
ENCANA CORP COM 292505104 3065 156239 SH SOLE - 156239 - -
EXCO RESOURCES INC COM 269279402 1990 175000 SH SOLE - 175000 - -
EXELON CORP COM 30161N101 29 673 SH DEFINED 5 673 - -
EXELON CORP COM 30161N101 599 13831 SH SOLE - 13831 - -
EXXON MOBIL CORP COM 30231G102 680 9357 SH DEFINED 2 9357 - -
EXXON MOBIL CORP COM 30231G102 72989 1004940 SH DEFINED 5 1004940 - -
FIBRIA CELULOSE S A SP ADR REP COM 31573A109 96 12000 SH SOLE - 12000 - -
FIRST SOLAR INC COM 336433107 5 80 SH DEFINED 5 80 - -
FIRST SOLAR INC COM 336433107 296 4547 SH SOLE - 4547 - -
FIRSTENERGY CORP COM 337932107 19 425 SH DEFINED 5 425 - -
FIRSTENERGY CORP COM 337932107 1145 25204 SH SOLE - 25204 - -
FOOT LOCKER INC COM 344849104 14063 700000 SH DEFINED 5 700000 - -
FORD MTR CO DEL COM PAR $0.01 345370860 231 23130 SH SOLE - 23130 - -
FORD MTR CO DEL COM PAR $0.01 345370860 37 3860 SH DEFINED 5 3860 - -
FREEPORT-MCMORAN COPPER & GO COM 35671D857 51 1670 SH DEFINED 5 1670 - -
FREEPORT-MCMORAN COPPER & GO COM 35671D857 219 6985 SH SOLE - 6985 - -
GAFISA S A SPONS ADR 362607301 386 61000 SH SOLE - 61000 - -
GENERAL ELECTRIC CO COM 369604103 4231 267151 SH SOLE - 267151 - -
GENERAL ELECTRIC CO COM 369604103 2032 130677 SH DEFINED 2 130677 - -
GENERAL ELECTRIC CO COM 369604103 11684 766671 SH DEFINED 5 766671 - -
GENERAL MLS INC COM 370334104 20 528 SH DEFINED 2 528 - -
GENERAL MLS INC COM 370334104 25 657 SH DEFINED 5 657 - -
GENERAL MLS INC COM 370334104 527 13555 SH SOLE - 13555 - -
3
GERDAU S A SPONSORED ADR 373737105 297 39335 SH SOLE - 39335 - -
GOLDCORP INC NEW COM 380956409 3627 81379 SH SOLE - 81379 - -
GOLDMAN SACHS GROUP INC COM 38141G104 21795 230514 SH DEFINED 5 230514 - -
GOLDMAN SACHS GROUP INC COM 38141G104 18 176 SH SOLE - 176 - -
GOOGLE INC CL A 38259P508 113 219 SH DEFINED 2 219 - -
GOOGLE INC CL A 38259P508 72177 140319 SH DEFINED 5 140319 - -
GOOGLE INC CL A 38259P508 1469 2785 SH SOLE - 2785 - -
GREEN MTN COFFEE ROASTERS IN COM 393122106 386 4002 SH SOLE - 4002 - -
GREEN MTN COFFEE ROASTERS IN COM 393122106 4 38 SH DEFINED 5 38 - -
HALLIBURTON CO COM 406216101 281 8719 SH SOLE - 8719 - -
HALLIBURTON CO COM 406216101 29 935 SH DEFINED 5 935 - -
HDFC BANK LTD ADR REPS 3 SHS 40415F101 1574 51286 SH SOLE - 51286 - -
HEINZ H J CO COM 423074103 8604 170439 SH DEFINED 5 170439 - -
HEINZ H J CO COM 423074103 1216 23657 SH SOLE - 23657 - -
HERSHEY CO COM 427866108 11857 200157 SH DEFINED 5 200157 - -
HESS CORP COM 42809H107 6836 130307 SH DEFINED 5 130307 - -
HEWLETT PACKARD CO COM 428236103 47 2107 SH DEFINED 5 2107 - -
HEWLETT PACKARD CO COM 428236103 1504 63261 SH SOLE - 63261 - -
HOME DEPOT INC COM 437076102 52 1589 SH DEFINED 5 1589 - -
HOME DEPOT INC COM 437076102 895 26497 SH SOLE - 26497 - -
HONEYWELL INTL INC COM 438516106 45 1036 SH DEFINED 2 1036 - -
HONEYWELL INTL INC COM 438516106 35 795 SH DEFINED 5 795 - -
HONEYWELL INTL INC COM 438516106 471 10473 SH SOLE - 10473 - -
ICICI BK LTD ADR 45104G104 3108 84331 SH SOLE - 84331 - -
ILLINOIS TOOL WKS INC COM 452308109 21 499 SH DEFINED 5 499 - -
ILLINOIS TOOL WKS INC COM 452308109 259 6000 SH SOLE - 6000 - -
INFOSYS LTD SPONSORED ADR 456788108 1 21 SH DEFINED 5 21 - -
INFOSYS LTD SPONSORED ADR 456788108 3705 71598 SH SOLE - 71598 - -
INTEL CORP COM 458140100 248 11630 SH DEFINED 5 11630 - -
INTEL CORP COM 458140100 2527 113798 SH SOLE - 113798 - -
INTERNATIONAL BUSINESS MACHS COM 459200101 297 1697 SH DEFINED 2 1697 - -
INTERNATIONAL BUSINESS MACHS COM 459200101 212 1213 SH DEFINED 5 1213 - -
INTERNATIONAL BUSINESS MACHS COM 459200101 1827 10198 SH SOLE - 10198 - -
INTL PAPER CO COM 460146103 11821 508444 SH DEFINED 5 508444 - -
ISHARES TR DJ SEL DIV INX 464287168 217 4499 SH DEFINED 2 4499 - -
ISHARES TR FTSE CHINA25
IDX 464287184 2814 85500 SH SOLE - 85500 - -
ISHARES TR MSCI EMERG MKT 464287234 1734 46928 SH SOLE - 46928 - -
ISHARES TR MSCI EMERG MKT 464287234 16 443 SH DEFINED 2 443 - -
ISHARES TR S&P LTN AM 40 464287390 483 12000 SH SOLE - 12000 - -
ISHARES TR DJ US HEALTHCR 464287762 336 5141 SH DEFINED 2 5141 - -
ITAU UNIBANCO HLDG SA SPON ADR REP
PFD 465562106 5410 336021 SH SOLE - 336021 - -
JOHNSON & JOHNSON COM 478160104 30 476 SH DEFINED 2 476 - -
JOHNSON & JOHNSON COM 478160104 3686 57683 SH SOLE - 57683 - -
JOHNSON & JOHNSON COM 478160104 177 2784 SH DEFINED 5 2784 - -
JPMORGAN CHASE & CO COM 46625H100 120 3986 SH DEFINED 5 3986 - -
JPMORGAN CHASE & CO COM 46625H100 2473 78774 SH SOLE - 78774 - -
KELLOGG CO COM 487836108 14 254 SH DEFINED 5 254 - -
KELLOGG CO COM 487836108 646 11995 SH SOLE - 11995 - -
KIMBERLY CLARK CORP COM 494368103 28 398 SH DEFINED 5 398 - -
KIMBERLY CLARK CORP COM 494368103 1714 24060 SH SOLE - 24060 - -
KKR & CO L P DEL COM UNITS 48248M102 9158 880531 SH DEFINED 5 880531 - -
KOHLS CORP COM 500255104 598 12184 SH SOLE - 12184 - -
4
KOHLS CORP COM 500255104 14 286 SH DEFINED 5 286 - -
KRAFT FOODS INC CL A 50075N104 1379 40004 SH SOLE - 40004 - -
KRAFT FOODS INC CL A 50075N104 86 2547 SH DEFINED 2 2547 - -
KRAFT FOODS INC CL A 50075N104 60 1794 SH DEFINED 5 1794 - -
LAS VEGAS SANDS CORP COM 517834107 16103 420000 SH DEFINED 5 420000 - -
LDK SOLAR CO LTD SPONSORED ADR 50183L107 81 25221 SH SOLE - 25221 - -
LILLY ELI & CO COM 532457108 891 23923 SH SOLE - 23923 - -
LILLY ELI & CO COM 532457108 38 1035 SH DEFINED 5 1035 - -
LINEAR TECHNOLOGY CORP COM 535678106 9686 350321 SH DEFINED 5 350321 - -
LOCKHEED MARTIN CORP COM 539830109 12 170 SH SOLE - 170 - -
LOCKHEED MARTIN CORP COM 539830109 10916 150279 SH DEFINED 5 150279 - -
LORILLARD INC COM 544147101 58687 530141 SH DEFINED 5 530141 - -
MCDONALDS CORP COM 580135101 1848 21048 SH DEFINED 5 21048 - -
MCDONALDS CORP COM 580135101 126 1430 SH DEFINED 2 1430 - -
MCDONALDS CORP COM 580135101 4678 52688 SH SOLE - 52688 - -
MCGRAW HILL COS INC COM 580645109 131 3200 SH DEFINED 2 3200 - -
MCGRAW HILL COS INC COM 580645109 13 306 SH DEFINED 5 306 - -
MCGRAW HILL COS INC COM 580645109 223 5281 SH SOLE - 5281 - -
MECHEL OAO SPONSORED ADR 583840103 3132 288900 SH SOLE - 288900 - -
MEDTRONIC INC COM 585055106 36 1073 SH DEFINED 5 1073 - -
MEDTRONIC INC COM 585055106 437 12857 SH SOLE - 12857 - -
MEMC ELECTR MATLS INC COM 552715104 1 234 SH DEFINED 5 234 - -
MEMC ELECTR MATLS INC COM 552715104 162 30110 SH SOLE - 30110 - -
MERCK & CO INC NEW COM 58933Y105 158 4834 SH DEFINED 2 4834 - -
MERCK & CO INC NEW COM 58933Y105 102 3130 SH DEFINED 5 3130 - -
MERCK & CO INC NEW COM 58933Y105 3530 108079 SH SOLE - 108079 - -
MICROSOFT CORP COM 594918104 3467 136246 SH SOLE - 136246 - -
MICROSOFT CORP COM 594918104 3121 125391 SH DEFINED 5 125391 - -
MICROSOFT CORP COM 594918104 260 10452 SH DEFINED 2 10452 - -
MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 2309 178042 SH SOLE - 178042 - -
MOLSON COORS BREWING CO CL B 60871R209 15851 400165 SH DEFINED 5 400165 - -
MONSANTO CO NEW COM 61166W101 33 543 SH DEFINED 5 543 - -
MONSANTO CO NEW COM 61166W101 158 2627 SH DEFINED 2 2627 - -
MONSANTO CO NEW COM 61166W101 1048 16590 SH SOLE - 16590 - -
MORGAN STANLEY COM NEW 617446448 1442 95572 SH SOLE - 95572 - -
MORGAN STANLEY COM NEW 617446448 5969 442137 SH DEFINED 5 442137 - -
NATIONAL OILWELL VARCO INC COM 637071101 7705 150430 SH DEFINED 5 150430 - -
NEWMONT MINING CORP COM 651639106 32 502 SH DEFINED 5 502 - -
NEWMONT MINING CORP COM 651639106 696 11136 SH SOLE - 11136 - -
NEWMONT MINING CORP COM 651639106 548 8704 SH DEFINED 2 8704 - -
NIKE INC CL B 654106103 641 7283 SH SOLE - 7283 - -
NIKE INC CL B 654106103 36 423 SH DEFINED 5 423 - -
OCCIDENTAL PETE CORP DEL COM 674599105 9359 130892 SH DEFINED 5 130892 - -
OCCIDENTAL PETE CORP DEL COM 674599105 234 3104 SH SOLE - 3104 - -
OCH ZIFF CAP MGMT GROUP CL A 67551U105 5024 550279 SH DEFINED 5 550279 - -
PENTAIR INC COM 709631105 432 13256 SH SOLE - 13256 - -
PEPSICO INC COM 713448108 1895 30280 SH SOLE - 30280 - -
PEPSICO INC COM 713448108 15 240 SH DEFINED 2 240 - -
PEPSICO INC COM 713448108 100 1608 SH DEFINED 5 1608 - -
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2205 94653 SH SOLE - 94653 - -
PFIZER INC COM 717081103 4602 255924 SH SOLE - 255924 - -
PFIZER INC COM 717081103 140 7927 SH DEFINED 5 7927 - -
5
PFIZER INC COM 717081103 80 4500 SH DEFINED 2 4500 - -
PG&E CORP COM 69331C108 17 409 SH DEFINED 5 409 - -
PG&E CORP COM 69331C108 792 18517 SH SOLE - 18517 - -
PHILIP MORRIS INTL INC COM 718172109 40658 651785 SH DEFINED 5 651785 - -
PHILIP MORRIS INTL INC COM 718172109 1049 16384 SH SOLE - 16384 - -
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