0001225208-18-013479.txt : 20180917 0001225208-18-013479.hdr.sgml : 20180917 20180917163449 ACCESSION NUMBER: 0001225208-18-013479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180815 FILED AS OF DATE: 20180917 DATE AS OF CHANGE: 20180917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diaz Mauricio CENTRAL INDEX KEY: 0001733839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32217 FILM NUMBER: 181073775 MAIL ADDRESS: STREET 1: 48 NW 25 ST 108 CITY: MIAMI STATE: FL ZIP: 33127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cool Holdings, Inc. CENTRAL INDEX KEY: 0001274032 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 330599368 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 48 NW 25TH STREET STREET 2: SUITE 108 CITY: MIAMI STATE: FL ZIP: 33127 BUSINESS PHONE: 8583731675 MAIL ADDRESS: STREET 1: 48 NW 25TH STREET STREET 2: SUITE 108 CITY: MIAMI STATE: FL ZIP: 33127 FORMER COMPANY: FORMER CONFORMED NAME: InfoSonics Corp DATE OF NAME CHANGE: 20170925 FORMER COMPANY: FORMER CONFORMED NAME: INFOSONICS Corp DATE OF NAME CHANGE: 20130401 FORMER COMPANY: FORMER CONFORMED NAME: INFOSONICS CORP DATE OF NAME CHANGE: 20031219 4 1 doc4.xml X0306 4 2018-08-15 0001274032 Cool Holdings, Inc. AWSM 0001733839 Diaz Mauricio 48 NW 25TH STREET, SUITE 108 MIAMI FL 33127 1 1 CEO Warrant (Right to Buy) 3.5600 2018-08-15 4 A 0 424348.0000 0.0000 A 2019-02-15 2021-08-15 Common Stock 424348.0000 424348.0000 I By ICFR LLC In connection with the issuer's assumption of obligations of Cooltech Holdings Corp., a Nevada corporation ("Cooltech"), under promissory notes held by the reporting person ("Exchange Notes"), the reporting person entered into an Exchange Agreement as of June 22, 2018 with the issuer, pursuant to which the Exchange Notes could be surrendered for shares of common stock of the issuer, based on a per share price of $3.68, and a warrant to purchase shares of common stock of the issuer at a per share price of $3.56. This Form 4 reports acquisition of the warrant effective August 15, 2018 under the Exchange Agreement. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Vernon A. LoForti, Attorney-in-fact 2018-09-17