0001047469-12-008550.txt : 20120827
0001047469-12-008550.hdr.sgml : 20120827
20120827161000
ACCESSION NUMBER: 0001047469-12-008550
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20101231
FILED AS OF DATE: 20120827
DATE AS OF CHANGE: 20120827
EFFECTIVENESS DATE: 20120827
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD INVESTMENT MANAGEMENT INC.
CENTRAL INDEX KEY: 0001273887
IRS NUMBER: 133519673
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13826
FILM NUMBER: 121057246
BUSINESS ADDRESS:
STREET 1: THREE WORLD FINANCIAL CENTER
STREET 2: 200 VESEY STREET, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281-1010
BUSINESS PHONE: 2125498400
MAIL ADDRESS:
STREET 1: THREE WORLD FINANCIAL CENTER
STREET 2: 200 VESEY STREET, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281-1010
FORMER COMPANY:
FORMER CONFORMED NAME: Brookfield Investment Management Inc.
DATE OF NAME CHANGE: 20091001
FORMER COMPANY:
FORMER CONFORMED NAME: Hyperion Brookfield Asset Management, Inc.
DATE OF NAME CHANGE: 20090716
FORMER COMPANY:
FORMER CONFORMED NAME: HYPERION CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 20031218
13F-HR/A
1
a2210865z13f-hra.txt
13F-HR/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F-HR
FORM 13F-HR COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2010
-----------------------
Check Here if Amendment /X/; Amendment Number: I
---------
This Amendment (Check only one.): /X/ is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Brookfield Investment Management Inc.
-------------------------------------
Address: Three World Financial Center
-------------------------------------
200 Vesey Street
-------------------------------------
New York, NY 10281
-------------------------------------
Form 13F File Number: 028-13826
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Seth Gelman
-------------------------------
Title: Chief Compliance Officer
-------------------------------
Phone: 212-549-8415
-------------------------------
Signature, Place, and Date of Signing:
/s/ Seth Gelman New York, NY August 27, 2012
------------------------------- ----------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
--------------------
Form 13F Information Table Entry Total: 63
--------------------
Form 13F Information Table Value Total: 2,028,896
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
(1) 028-13827 AMP Capital Brookfield (US) LLC
------ ----------------- ---------------------------------
FORM 13F
31-Dec-10
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other ----------------
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------------- ------------ ---------- -------- --- ---- ------- -------- -------- ------ -------
AT&T COM 00206R102 250 8500 SH Sole 8500
AvalonBay Communities Inc COM 053484101 68,453 608202 SH Defined (1) 492202 116000
B&G FOODS INC COM 05508R106 275 20000 SH Sole 20000
BANK OF AMERICA CORP COM 060505104 11,671 850,000 SH Sole 850,000
Beazer Homes USA Inc COM 07556Q105 9,790 1,818,527 SH Defined (1) 1,094,300 724227
BioMed Realty Trust Inc COM 09063H107 62,826 3368712 SH Defined (1) 2894886 473826
Boston Properties Inc COM 101121101 180,752 2099329 SH Defined (1) 1607429 491900
Brandywine Realty Trust SH BEN
INT NEW 105368203 77,785 6676864 SH Defined (1) 5337970 1338894
Brookfield Properties Corp COM 112900105 860 49040 SH Defined (1) 49040
Camden Property Trust SH BEN INT 133131102 89,247 1653328 SH Defined (1) 1403028 250300
CBL & Associates Properties In COM 124830100 187 10700 SH Defined (1) 10700
CenterPoint Energy Inc COM 15189T107 2,371 150800 SH Defined (1) 150800
China Real Estate Information ADR 16948Q103 2,942 306500 SH Defined (1) 137900 168600
CITIGROUP INC COM 172967101 13,255 2,750,000 SH Sole 2,750,000
Commonwealth REIT 6.50% Serie 6.5% PFD
CUM CO 203233408 21,367 975200 SH Defined (1) 975200
Coresite Realty Corp COM 21870Q105 20,058 1470500 SH Defined (1) 603900 866600
Crown Castle International Cor COM 228227104 4,653 106150 SH Defined (1) 106150
Digital Realty Trust Inc COM 253868103 92,197 1788846 SH Defined (1) 1502046 286800
DR HORTON COM 23331A109 7,412 580500 SH Sole 580500
Duke Realty Corp COM NEW 264411505 6,155 494000 SH Defined (1) 0 494000
EastGroup Properties Inc COM 277276101 20,881 493400 SH Defined (1) 119000 374400
Emeritus Corp COM 291005106 13,926 706551 SH Defined (1) 324500 382051
Empresas ICA SAB de CV SPON ADR
NEW 292448206 353 34600 SH Defined (1) 34600
Enbridge Inc COM 29250N105 1,846 32720 SH Defined (1) 32720
Equity One Inc COM 294752100 38,187 2100468 SH Defined (1) 1753377 347091
Essex Property Trust Inc COM 297178105 73,089 639900 SH Defined (1) 454500 185400
First Industrial Realty Trust COM 32054K103 12,329 1407451 SH Defined (1) 639140 768311
General Growth Properties Inc COM 370023103 62,447 4034039 SH Defined (1) 3409039 625000
GENERAL MOTORS CO COM 37045V100 7,316 200,500 SH Sole 200,500
GENERAL MOTORS CO JR PFD
CNV SRB 37045V209 1,086 20,000 SH Sole 20,000
Grupo Aeroportuario del Pacifi SPON ADR B 400506101 386 9500 SH Defined (1) 9500
Health Care REIT Inc COM 42217K106 78,757 1653161 SH Defined (1) 1300461 352700
HOVNANIAN ENTERPRISES INC CL A 442487203 102 24900 SH Sole 24900
ITC Holdings Corp COM 465685105 1,401 22600 SH Defined (1) 22600
JP MORGAN CHASE & CO COM 46625H100 10,111 225,000 SH Sole 225,000
KB Home COM 48666K109 12,450 922900 SH Defined (1) 405900 517000
Kilroy Realty Corp COM 49427F108 39,791 1091074 SH Defined (1) 894397 196677
Lennar Corp CL A 526057104 43,826 2337362 SH Defined (1) 2147062 190300
Lexington Rlty Trst Pref 6.50% PFD CONV
SER C 529043309 1,375 32100 SH Defined (1) 32100
Macerich Co/The COM 554382101 53,927 1138419 SH Defined (1) 895598 242821
MERITAGE HOMES CORP COM 59001A102 1,148 50,000 SH Sole 50,000
Mission West Properties Inc COM 605203108 2,900 433495 SH Defined (1) 170058 263437
MITEL NETWORKS CORP COM 60671Q104 1,149 195,000 SH Sole 195,000
National Grid PLC SPON ADR
NEW 636274300 1,943 43787 SH Defined (1) 43787
NISKA GAS STORAGE PARTNERS LLC UNIT LTD
LIABI 654678101 249 12500 SH Sole 12500
Omega Healthcare Investors Inc COM 681936100 72,028 3209806 SH Defined (1) 2353706 856100
PAETEC HOLDING CORP COM 695459107 56 15000 SH Sole 15000
Public Storage COM 74460D109 215,006 2119960 SH Defined (1) 1751360 368600
Rayonier Inc COM 754907103 4,086 77800 SH Defined (1) 77800
RYLAND GROUP INC COM 783764103 10,018 563400 SH Sole 563400
SBA Communications Corp COM 78388J106 1,994 48700 SH Defined (1) 48700
Sempra Energy COM 816851109 3,102 59100 SH Defined (1) 59100
Simon Property Group Inc COM 828806109 289,083 2905648 SH Defined (1) 2365632 540016
SL Green Realty Corp COM 78440X101 46,066 682353 SH Defined (1) 502753 179600
Southern Union Co COM 844030106 1,483 61600 SH Defined (1) 61600
Spectra Energy Corp COM 847560109 4,638 185600 SH Defined (1) 185600
Taubman Centers Inc COM 876664103 419 8300 SH Defined (1) 8300
Toll Brothers Inc COM 889478103 67,917 3574556 SH Defined (1) 2830556 744000
TransCanada Corp COM 89353D107 4,404 115635 SH Defined (1) 115635
UDR Inc COM 902653104 76,227 3240930 SH Defined (1) 2587630 653300
VERIZON COMMUNICATIONS INC COM 92343V104 268 7500 SH Sole 7500
Weingarten Realty Investors SH BEN INT 948741103 77,951 3280776 SH Defined (1) 2745476 535300
WINDSTREAM CORP COM 97381W104 669 8300 SH Sole 8300
REPORT SUMMARY 63 DATA RECORDS 2,028,896 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
Other Managers Name 13F File Number
(1) AMP Capital Brookfield (US) LLC 028-13827