0001181431-13-059264.txt : 20131115
0001181431-13-059264.hdr.sgml : 20131115
20131115170218
ACCESSION NUMBER: 0001181431-13-059264
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131113
FILED AS OF DATE: 20131115
DATE AS OF CHANGE: 20131115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSURED GUARANTY LTD
CENTRAL INDEX KEY: 0001273813
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
BUSINESS PHONE: 441-279-5700
MAIL ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
FORMER COMPANY:
FORMER CONFORMED NAME: AGR LTD
DATE OF NAME CHANGE: 20040122
FORMER COMPANY:
FORMER CONFORMED NAME: AGC HOLDINGS LTD
DATE OF NAME CHANGE: 20031218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Albert Howard
CENTRAL INDEX KEY: 0001539875
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 131224581
MAIL ADDRESS:
STREET 1: 31 WEST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
rrd395370.xml
X0306
4
2013-11-13
0
0001273813
ASSURED GUARANTY LTD
AGO
0001539875
Albert Howard
31 WEST 52ND STREET
NEW YORK
NY
10019
0
1
0
0
Chief Risk Officer
Common Shares
2013-11-13
4
M
0
50000
18
A
153915.7166
D
Common Shares
2013-11-13
4
F
0
43872
23.31
D
110043.7166
D
Common Shares
2013-11-14
4
I
0
6128
23.55
A
116171.7166
D
Common Shares
2013-11-14
4
S
0
6128
23.6648
D
110843.7166
D
Options to Acquire Common Shares
18
2013-11-13
4
M
0
50000
0
D
2014-04-27
Common Shares
50000
0
D
Represents the payment of the exercise price and withholding taxes for an employee stock option through the attestation of previously owned shares.
The price is equal to the fair market value of the Comon Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.
This acquisition reflects an irrevocable election under a supplemental executive retirement plan ("SERP") to have account balances transferred to the employer stock fund. Account balances in the employer stock fund are payable solely in Common Shares of the Company following the reporting person's termination of employment with the Company or disability (or in the case of a hardship, if approved by the Compensation Committee) in accordance with the terms of the SERP and may not be transferred into an alternative investment account.
Total includes 800 shares purchased on 06/30/2013 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
Options vested as follows: 1/3 on 04/27/2005, 1/3 on 04/27/2006 and 1/3 on 04/27/2007.
By: Ling Chow, Attorney-in-fact
2013-11-15