0001181431-11-046913.txt : 20110824
0001181431-11-046913.hdr.sgml : 20110824
20110824193140
ACCESSION NUMBER: 0001181431-11-046913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110822
FILED AS OF DATE: 20110824
DATE AS OF CHANGE: 20110824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSURED GUARANTY LTD
CENTRAL INDEX KEY: 0001273813
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
BUSINESS PHONE: 441-279-5700
MAIL ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
FORMER COMPANY:
FORMER CONFORMED NAME: AGR LTD
DATE OF NAME CHANGE: 20040122
FORMER COMPANY:
FORMER CONFORMED NAME: AGC HOLDINGS LTD
DATE OF NAME CHANGE: 20031218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSS WILBUR L JR
CENTRAL INDEX KEY: 0001026610
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 111055085
MAIL ADDRESS:
STREET 1: 328 EL VEDADO ROAD
CITY: PALM BEACH
STATE: FL
ZIP: 33480
4
1
rrd320581.xml
X0304
4
2011-08-22
0
0001273813
ASSURED GUARANTY LTD
AGO
0001026610
ROSS WILBUR L JR
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
2011-08-22
4
P
0
50000
11.33
A
16961996
I
See footnote
Common Stock
2011-08-23
4
P
0
322500
11.61
A
17284496
I
See footnote
Common Stock
2011-08-24
4
P
0
80000
11.88
A
17364496
I
See footnotes
Common Stock
16294
D
The Common Stock reported herein was purchased at a range of between $11.15 and $11.40 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
These shares were purchased by the following funds: 28,537 by WLR Recovery Fund IV, L.P. ("Fund IV"), 97 by WLR IV Parallel ESC, L.P. ("Parallel Fund"), 1,379 by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") and 19,987 by WLR AGO Co-Invest, L.P. ("Co-Invest Fund"); the aggregate total includes shares owned by the entities listed in footnotes 7 and 8.
The Common Stock reported herein was purchased at a range of between $11.41 and $11.81 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
These shares were purchased by the following funds: 300,244 by Fund IV, 1,022 by Parallel Fund, 14,507 by WLR/GS Fund and 6,727 by Co-Invest Fund; the aggregate total includes shares owned by the entities listed in footnotes 7 and 8.
The Common Stock reported herein was purchased at a range of between $11.77 and $12.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
These shares were purchased by the following funds: 74,479 by Fund IV, 253 by Parallel Fund, 3,599 by WLR/GS Fund and 1,669 by Co-Invest Fund; the aggregate total includes shares owned by the entities listed in footnotes 7 and 8.
WLR Recovery Fund IV, L.P. ("Fund IV") holds 14,205,283 shares directly, WLR Recovery Fund III, L.P. ("Fund III") holds 1,348,803 shares directly. WLR IV Parallel ESC, L.P. ("Parallel Fund") holds 48,885 shares directly. WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") hold 687,940 shares directly. WLR AGO Co Invest, L.P. ("Co-Invest Fund") hold 1,073,585 shares directly. Mr. Ross is the managing member of El Vedado, LLC, El Vedado, LLC is the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continuted in footnote 8)
Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.
/s/Wilbur L. Ross, Jr.
2011-08-24