0001179110-13-008196.txt : 20130510
0001179110-13-008196.hdr.sgml : 20130510
20130510165836
ACCESSION NUMBER: 0001179110-13-008196
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130508
FILED AS OF DATE: 20130510
DATE AS OF CHANGE: 20130510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tylis Albert
CENTRAL INDEX KEY: 0001465572
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32330
FILM NUMBER: 13834301
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHSTAR REALTY FINANCE CORP.
CENTRAL INDEX KEY: 0001273801
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE,
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-547-2640
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE,
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHSTAR REALTY
DATE OF NAME CHANGE: 20031218
4
1
edgar.xml
FORM 4 -
X0306
4
2013-05-08
0
0001273801
NORTHSTAR REALTY FINANCE CORP.
NRF
0001465572
Tylis Albert
C/O NORTHSTAR REALTY FINANCE CORP.
399 PARK AVENUE, 18TH FLOOR
NEW YORK
NY
10022
0
1
0
0
President
Common Stock
2013-05-08
4
C
0
399635
A
412363
D
Common Stock
2013-05-08
4
S
0
412363
10.0394
D
0
D
LTIP Units
2013-05-08
4
G
0
2000
0
D
Common Stock
2000
1479656
D
LTIP Units
2013-05-08
4
C
0
399635
D
Common Stock
399635
1080021
D
Mr. Tylis converted 399,635 units of limited partnership interest ("LTIP Units") structured as profits interests in NorthStar Realty Finance Limited Partnership ("NRFLP"), a majority-owned subsidiary and the operating partnership of NorthStar Realty Finance Corp. ("the Company"), into 399,635 common units of partnership interests in NRFLP ("OP Units"), which were redeemed for 399,635 shares of common stock ("Common Stock"), par value $0.01 per share, of the Company.
The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.94 to $10.19, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Conditioned on minimum allocations to the capital accounts of the LTIP Unit for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into one OP Unit. Each of the OP Units underlying these LTIP Units is redeemable for: (1) cash equal to the then fair market value of one (1) share of Common Stock or (2) at the option of the Company in its capacity as general partner of NRFLP, one (1) share of Common Stock. The rights to convert LTIP Units into OP Units and redeem OP Units do not have expiration dates.
Represents bona fide charitable gift of LTIP Units.
Does not include 743,967 performance based restricted stock units held by the reporting person that may be settled in LTIP Units, if available and earned.
/s/ Ronald J. Lieberman, as Attorney-in-Fact for Albert Tylis
2013-05-10