0001273685-20-000034.txt : 20200313 0001273685-20-000034.hdr.sgml : 20200313 20200313165116 ACCESSION NUMBER: 0001273685-20-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serrano Jason T CENTRAL INDEX KEY: 0001763908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32216 FILM NUMBER: 20713512 MAIL ADDRESS: STREET 1: 275 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK MORTGAGE TRUST INC CENTRAL INDEX KEY: 0001273685 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 470934168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 792-0107 MAIL ADDRESS: STREET 1: 90 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 4 1 wf-form4_158413265924264.xml FORM 4 X0306 4 2020-03-13 0 0001273685 NEW YORK MORTGAGE TRUST INC NYMT 0001763908 Serrano Jason T C/O NEW YORK MORTGAGE TRUST, INC. 90 PARK AVENUE NEW YORK NY 10016 1 1 0 0 President Common Stock, par value $0.01 per share 2020-03-13 4 P 0 43510 3.91 A 412668 D Common Stock, par value $0.01 per share 2020-03-13 4 P 0 400 3.905 A 413068 D Common Stock, par value $0.01 per share 2020-03-13 4 P 0 16090 3.92 A 429158 D Represents three separate open market purchases of New York Mortgage Trust's common stock, par value $0.01 per share, on March 13, 2020. /s/ Kristine R. Nario-Eng, as attorney-in-fact 2020-03-13