0001179110-20-008711.txt : 20200804 0001179110-20-008711.hdr.sgml : 20200804 20200804174059 ACCESSION NUMBER: 0001179110-20-008711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200801 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH J DAVID CENTRAL INDEX KEY: 0001272974 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37784 FILM NUMBER: 201074470 MAIL ADDRESS: STREET 1: GMS INC. STREET 2: 100 CRESCENT CENTRE PARKWAY, SUITE 800 CITY: TUCKER STATE: 2Q ZIP: 30084 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GMS Inc. CENTRAL INDEX KEY: 0001600438 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 800 CITY: TUCKER STATE: GA ZIP: 30084 BUSINESS PHONE: 800-392-4619 MAIL ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 800 CITY: TUCKER STATE: GA ZIP: 30084 FORMER COMPANY: FORMER CONFORMED NAME: GYP Holdings I Corp. DATE OF NAME CHANGE: 20140218 4 1 edgar.xml FORM 4 - X0306 4 2020-08-01 0 0001600438 GMS Inc. GMS 0001272974 SMITH J DAVID GMS INC. 100 CRESCENT CENTRE PARKWAY, SUITE 800 TUCKER GA 30084 1 0 0 0 Common Stock 2020-08-01 4 M 0 4794 A 21895 D Restricted Stock Units 2020-08-01 4 M 0 4794 0 D Common Stock 4794 0 D Restricted Stock Units 2020-08-01 4 A 0 4481 0 A Common Stock 4481 4481 D Restricted stock units converted into common stock on a one-for-one basis. On August 1, 2019, the reporting person was granted restricted stock units that vested and settled on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the applicable vesting date, these restricted stock units are scheduled to vest on the first anniversary of the grant date and will be settled, with respect to vested restricted stock units, in shares of the issuer's common stock no later than 30 days after each applicable vesting date. /s/ Craig D. Apolinsky, Attorney-in-Fact for J. David Smith 2020-08-04