0001140361-15-011213.txt : 20150310 0001140361-15-011213.hdr.sgml : 20150310 20150310172224 ACCESSION NUMBER: 0001140361-15-011213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150306 FILED AS OF DATE: 20150310 DATE AS OF CHANGE: 20150310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avago Technologies LTD CENTRAL INDEX KEY: 0001441634 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: U0 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 BUSINESS PHONE: (65) 6755-7888 MAIL ADDRESS: STREET 1: 1 YISHUN AVENUE 7 CITY: SINGAPORE STATE: U0 ZIP: 768923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OOI BOON C CENTRAL INDEX KEY: 0001272706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34428 FILM NUMBER: 15690137 4 1 doc1.xml FORM 4 X0306 4 2015-03-06 0 0001441634 Avago Technologies LTD AVGO 0001272706 OOI BOON C C/O AVAGO TECHNOLOGIES U.S. INC. 1320 RIDDER PARK DRIVE SAN JOSE CA 95131 0 1 0 0 SVP, Global Operations Ordinary Shares 2015-03-06 4 M 0 35000 8.12 A 113591 D Ordinary Shares 2015-03-06 4 M 0 50000 35.31 A 163591 D Ordinary Shares 2015-03-06 4 S 0 54999 128.1074 D 108592 D Ordinary Shares 2015-03-06 4 S 0 18101 128.8182 D 90491 D Ordinary Shares 2015-03-06 4 S 0 11900 129.7881 D 78591 D Stock Option (Right to Buy) 8.12 2015-03-06 4 M 0 35000 0.00 D 2019-01-14 Ordinary Shares 35000 0 D Stock Option (Right to Buy) 35.31 2015-03-06 4 M 0 50000 0.00 D 2019-03-05 Ordinary Shares 50000 50000 D Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Includes 75,501 Restricted Share Units. This transaction was executed in multiple trades in prices ranging from $127.52 to $128.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. This transaction was executed in multiple trades in prices ranging from $128.52 to $129.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. This transaction was executed in multiple trades in prices ranging from $129.52 to $130.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. The option is fully vested and exercisable. The option vests as to 50% of the shares subject thereto on each of March 6, 2015 and March 6, 2016. /s/ Patricia McCall, Attorney-in-Fact for Boon C. Ooi 2015-03-10