0001140361-15-011213.txt : 20150310
0001140361-15-011213.hdr.sgml : 20150310
20150310172224
ACCESSION NUMBER: 0001140361-15-011213
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150306
FILED AS OF DATE: 20150310
DATE AS OF CHANGE: 20150310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avago Technologies LTD
CENTRAL INDEX KEY: 0001441634
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: U0
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
BUSINESS PHONE: (65) 6755-7888
MAIL ADDRESS:
STREET 1: 1 YISHUN AVENUE 7
CITY: SINGAPORE
STATE: U0
ZIP: 768923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OOI BOON C
CENTRAL INDEX KEY: 0001272706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34428
FILM NUMBER: 15690137
4
1
doc1.xml
FORM 4
X0306
4
2015-03-06
0
0001441634
Avago Technologies LTD
AVGO
0001272706
OOI BOON C
C/O AVAGO TECHNOLOGIES U.S. INC.
1320 RIDDER PARK DRIVE
SAN JOSE
CA
95131
0
1
0
0
SVP, Global Operations
Ordinary Shares
2015-03-06
4
M
0
35000
8.12
A
113591
D
Ordinary Shares
2015-03-06
4
M
0
50000
35.31
A
163591
D
Ordinary Shares
2015-03-06
4
S
0
54999
128.1074
D
108592
D
Ordinary Shares
2015-03-06
4
S
0
18101
128.8182
D
90491
D
Ordinary Shares
2015-03-06
4
S
0
11900
129.7881
D
78591
D
Stock Option (Right to Buy)
8.12
2015-03-06
4
M
0
35000
0.00
D
2019-01-14
Ordinary Shares
35000
0
D
Stock Option (Right to Buy)
35.31
2015-03-06
4
M
0
50000
0.00
D
2019-03-05
Ordinary Shares
50000
50000
D
Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
Includes 75,501 Restricted Share Units.
This transaction was executed in multiple trades in prices ranging from $127.52 to $128.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
This transaction was executed in multiple trades in prices ranging from $128.52 to $129.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
This transaction was executed in multiple trades in prices ranging from $129.52 to $130.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
The option is fully vested and exercisable.
The option vests as to 50% of the shares subject thereto on each of March 6, 2015 and March 6, 2016.
/s/ Patricia McCall, Attorney-in-Fact for Boon C. Ooi
2015-03-10