0001272544-16-000011.txt : 20161101 0001272544-16-000011.hdr.sgml : 20161101 20161101125748 ACCESSION NUMBER: 0001272544-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 EFFECTIVENESS DATE: 20161101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MONTGOMERY INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001272544 IRS NUMBER: 521513769 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10668 FILM NUMBER: 161963953 BUSINESS ADDRESS: STREET 1: 6229 EXECUTIVE BOULEVARD CITY: ROCKVILLE STATE: MD ZIP: 20852 BUSINESS PHONE: 3018979700 MAIL ADDRESS: STREET 1: 6229 EXECUTIVE BOULEVARD CITY: ROCKVILLE STATE: MD ZIP: 20852 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001272544 XXXXXXXX 09-30-2016 09-30-2016 MONTGOMERY INVESTMENT MANAGEMENT INC

6229 EXECUTIVE BOULEVARD ROCKVILLE MD 20852

13F HOLDINGS REPORT 028-10668 N Elaine Schuler 301-897-9700 Elaine Schuler Rockville MD 11-01-2016 1 174 213089 false 2 0001026013 028-16553 KOONCE CALVIN SCOTT INFORMATION TABLE 2 inftable1.xml AFLAC Inc. COM 001055102 374 5200 SH DFND 01 02 5000 0 200 AFLAC Inc. COM 001055102 72 1000 SH OTR 02 1000 0 0 AT&T Inc. COM 00206R102 228 5606 SH DFND 01 02 5606 0 0 AbbVie Inc. COM 00287Y109 1065 16890 SH DFND 01 02 11290 0 5600 AbbVie Inc. COM 00287Y109 189 3000 SH OTR 02 3000 0 0 Abbott Laboratories Co. COM 002824100 762 18010 SH DFND 01 02 12410 0 5600 Abbott Laboratories Co. COM 002824100 127 3000 SH OTR 02 3000 0 0 Agilent Technologies Inc. COM 00846U101 215 4574 SH DFND 01 02 3888 0 686 Agilent Technologies Inc. COM 00846U101 115 2440 SH OTR 02 2440 0 0 American Express Co. COM 025816109 495 7727 SH DFND 01 02 7657 0 70 Anadarko Petroleum COM 032511107 5160 81439 SH DFND 01 02 74069 0 7370 Anadarko Petroleum COM 032511107 2661 42000 SH OTR 02 42000 0 0 Apache Corporation COM 037411105 5251 82214 SH DFND 01 02 74614 0 7600 Apache Corporation COM 037411105 2172 34000 SH OTR 02 34000 0 0 Apple Inc. COM 037833100 57 500 SH SOLE 500 0 0 Apple Inc. COM 037833100 1980 17510 SH DFND 01 02 15580 0 1930 Apple Inc. COM 037833100 237 2100 SH OTR 02 2100 0 0 B B & T Corporation COM 054937107 53 1400 SH SOLE 1400 0 0 B B & T Corporation COM 054937107 16205 429609 SH DFND 01 02 389048 0 40561 B B & T Corporation COM 054937107 6563 174000 SH OTR 02 174000 0 0 BHP Billiton PLC ADR COM 05545E209 722 23781 SH DFND 01 02 18181 0 5600 BP PLC COM 055622104 664 18878 SH DFND 01 02 13078 0 5800 BP PLC COM 055622104 112 3174 SH OTR 02 3174 0 0 Bank of America Corporation COM 060505104 31 2000 SH SOLE 2000 0 0 Bank of America Corporation COM 060505104 4455 284644 SH DFND 01 02 272544 0 12100 Bank of America Corporation COM 060505104 697 44516 SH OTR 02 44516 0 0 Berkshire Hathaway Inc. Class COM 084670108 649 3 SH DFND 01 02 3 0 0 Berkshire Hathaway Inc. Class COM 084670702 227 1572 SH DFND 01 02 1572 0 0 Burke and Herbert Bank & Trust COM 121331102 386 200 SH DFND 01 02 200 0 0 Burke and Herbert Bank & Trust COM 121331102 193 100 SH OTR 02 100 0 0 CF Industries Holdings Inc. COM 125269100 2188 89855 SH DFND 01 02 78595 0 11260 CF Industries Holdings Inc. COM 125269100 925 38000 SH OTR 02 38000 0 0 CSRA Inc. COM 12650T104 217 8050 SH DFND 01 02 8050 0 0 CSRA Inc. COM 12650T104 108 4000 SH OTR 02 4000 0 0 CSX Corporation COM 126408103 290 9500 SH DFND 01 02 9500 0 0 CalAtlantic Group Inc. COM 128195104 50 1500 SH SOLE 1500 0 0 CalAtlantic Group Inc. COM 128195104 3571 106794 SH DFND 01 02 96123 0 10671 CalAtlantic Group Inc. COM 128195104 2363 70653 SH OTR 02 70653 0 0 Carter Bank & Trust COM 146102108 291 22100 SH DFND 01 02 22100 0 0 Caterpillar Inc. COM 149123101 1976 22263 SH DFND 01 02 18218 0 4045 Caterpillar Inc. COM 149123101 178 2000 SH OTR 02 2000 0 0 Cenovus Energy Inc. COM 15135U109 1105 76900 SH DFND 01 02 72610 0 4290 Cenovus Energy Inc. COM 15135U109 345 24000 SH OTR 02 24000 0 0 Chesapeake Energy Corp. COM 165167107 505 80470 SH DFND 01 02 74470 0 6000 Chesapeake Energy Corp. COM 165167107 552 88000 SH OTR 02 88000 0 0 Chevron Corporation COM 166764100 62 600 SH SOLE 600 0 0 Chevron Corporation COM 166764100 6668 64789 SH DFND 01 02 57989 0 6800 Chevron Corporation COM 166764100 1955 19000 SH OTR 02 19000 0 0 Cliffs Natural Resources Inc. COM 18683K101 123 21100 SH DFND 01 02 18500 0 2600 Cliffs Natural Resources Inc. COM 18683K101 175 30000 SH OTR 02 30000 0 0 Comcast Corporation Cl A New COM 20030N101 208 3131 SH DFND 01 02 3131 0 0 Comcast Corporation Cl A New COM 20030N101 322 4852 SH OTR 02 4852 0 0 Computer Sciences Corp. COM 205363104 420 8050 SH DFND 01 02 8050 0 0 Computer Sciences Corp. COM 205363104 209 4000 SH OTR 02 4000 0 0 ConocoPhillips COM 20825C104 3846 88481 SH DFND 01 02 76781 0 11700 ConocoPhillips COM 20825C104 1574 36199 SH OTR 02 36199 0 0 Costco Wholesale Corporation COM 22160K105 229 1500 SH DFND 01 02 1400 0 100 Darden Restaurants Inc. COM 237194105 307 5000 SH DFND 01 02 5000 0 0 Delta Air Lines Inc. COM 247361702 39 1000 SH SOLE 1000 0 0 Delta Air Lines Inc. COM 247361702 1322 33600 SH DFND 01 02 32500 0 1100 Delta Air Lines Inc. COM 247361702 220 5600 SH OTR 02 5600 0 0 Duke Energy Corp. COM 26441C204 338 4227 SH DFND 01 02 2894 0 1333 Eagle Bancorp Inc. MD COM 268948106 384 7788 SH DFND 01 02 7788 0 0 Encana Corporation COM 292505104 949 90679 SH DFND 01 02 86154 0 4525 Encana Corporation COM 292505104 251 24000 SH OTR 02 24000 0 0 Ensco PLC COM G3157S106 362 42547 SH DFND 01 02 29847 0 12700 Ensco PLC COM G3157S106 442 52000 SH OTR 02 52000 0 0 Exxon Mobil Corp. COM 30231G102 1735 19873 SH DFND 01 02 19873 0 0 Exxon Mobil Corp. COM 30231G102 236 2709 SH OTR 02 2709 0 0 Federal Realty Trust COM 313747206 1401 9100 SH DFND 01 02 9100 0 0 Freeport-McMoRan Inc. COM 35671D857 2107 194010 SH DFND 01 02 168942 0 25068 Freeport-McMoRan Inc. COM 35671D857 1412 130000 SH OTR 02 130000 0 0 General Electric Co. COM 369604103 30 1000 SH SOLE 1000 0 0 General Electric Co. COM 369604103 1062 35845 SH DFND 01 02 29845 0 6000 General Electric Co. COM 369604103 237 8000 SH OTR 02 8000 0 0 General Mills Inc. COM 370334104 38 600 SH SOLE 600 0 0 General Mills Inc. COM 370334104 14890 233095 SH DFND 01 02 229395 0 3700 General Mills Inc. COM 370334104 2938 46000 SH OTR 02 46000 0 0 Gulf Coast Ultra Deep Royalty COM 40222T104 1 13000 SH DFND 01 02 13000 0 0 HP Inc. COM 40434L105 1698 109357 SH DFND 01 02 87857 0 21500 HP Inc. COM 40434L105 466 30000 SH OTR 02 30000 0 0 Halliburton Company COM 406216101 141 3150 SH DFND 01 02 2800 0 350 Halliburton Company COM 406216101 90 2000 SH OTR 02 2000 0 0 Helmerich & Payne Inc. COM 423452101 202 3000 SH DFND 01 02 3000 0 0 Hewlett Packard Enterprise Co. COM 42824C109 2724 119757 SH DFND 01 02 98257 0 21500 Hewlett Packard Enterprise Co. COM 42824C109 728 32000 SH OTR 02 32000 0 0 Home Depot Inc. COM 437076102 439 3413 SH DFND 01 02 3413 0 0 Honeywell International Inc. COM 438516106 12 100 SH SOLE 100 0 0 Honeywell International Inc. COM 438516106 408 3500 SH DFND 01 02 3500 0 0 International Business Machine COM 459200101 64 400 SH SOLE 400 0 0 International Business Machine COM 459200101 9403 59193 SH DFND 01 02 50703 0 8490 International Business Machine COM 459200101 3018 19000 SH OTR 02 19000 0 0 John Deere & Co. COM 244199105 2543 29800 SH DFND 01 02 25200 0 4600 John Deere & Co. COM 244199105 512 6000 SH OTR 02 6000 0 0 Johnson & Johnson COM 478160104 59 500 SH SOLE 500 0 0 Johnson & Johnson COM 478160104 2782 23552 SH DFND 01 02 18872 0 4680 Johnson & Johnson COM 478160104 709 6000 SH OTR 02 6000 0 0 LGI Homes Inc COM 50187T106 37 1000 SH SOLE 1000 0 0 LGI Homes Inc COM 50187T106 368 10000 SH DFND 01 02 10000 0 0 LGI Homes Inc COM 50187T106 405 11000 SH OTR 02 11000 0 0 Laboratory Corp. of America Ho COM 50540R409 55 400 SH SOLE 400 0 0 Laboratory Corp. of America Ho COM 50540R409 428 3110 SH DFND 01 02 3110 0 0 Laboratory Corp. of America Ho COM 50540R409 687 5000 SH OTR 02 5000 0 0 MDU Resources COM 552690109 3748 147310 SH DFND 01 02 136875 0 10435 MDU Resources COM 552690109 1717 67500 SH OTR 02 67500 0 0 McDonalds Corporation COM 580135101 1631 14139 SH DFND 01 02 11639 0 2500 McDonalds Corporation COM 580135101 231 2000 SH OTR 02 2000 0 0 Merck & Company Inc. New COM 58933Y105 2884 46218 SH DFND 01 02 40043 0 6175 Merck & Company Inc. New COM 58933Y105 187 3000 SH OTR 02 3000 0 0 Microsoft Corp. COM 594918104 886 15387 SH DFND 01 02 11987 0 3400 Microsoft Corp. COM 594918104 288 5000 SH OTR 02 5000 0 0 Middleburg Financial Corporati COM 596094102 986 34879 SH DFND 01 02 34879 0 0 NVR Inc. COM 62944T105 3034 1850 SH DFND 01 02 750 0 1100 NVR Inc. COM 62944T105 3280 2000 SH OTR 02 2000 0 0 Nabors Industries Ltd. COM G6359F103 780 64125 SH DFND 01 02 55850 0 8275 Nabors Industries Ltd. COM G6359F103 397 32640 SH OTR 02 32640 0 0 National Oil Well Varco Inc. COM 637071101 2099 57144 SH DFND 01 02 51089 0 6055 National Oil Well Varco Inc. COM 637071101 346 9419 SH OTR 02 9419 0 0 NextEra Energy Inc. COM 65339F101 1810 14800 SH DFND 01 02 9800 0 5000 Noble Energy Inc. COM 655044105 39 1087 SH DFND 01 02 1087 0 0 Noble Energy Inc. COM 655044105 304 8504 SH OTR 02 8504 0 0 Now Inc. COM 67011P100 314 14641 SH DFND 01 02 13128 0 1513 Now Inc. COM 67011P100 61 2838 SH OTR 02 2838 0 0 Old Dominion Freight Line Inc. COM 679580100 217 3160 SH DFND 01 02 2700 0 460 Old Dominion Freight Line Inc. COM 679580100 137 2000 SH OTR 02 2000 0 0 PNC Financial Services Group I COM 693475105 3106 34474 SH DFND 01 02 33070 0 1404 PNC Financial Services Group I COM 693475105 270 3000 SH OTR 02 3000 0 0 Pfizer Inc. COM 717081103 27 800 SH SOLE 800 0 0 Pfizer Inc. COM 717081103 276 8162 SH DFND 01 02 2962 0 5200 Pfizer Inc. COM 717081103 339 10000 SH OTR 02 10000 0 0 Philip Morris Intl Inc. COM 718172109 385 3955 SH DFND 01 02 3955 0 0 Phillips 66 COM 718546104 3773 46839 SH DFND 01 02 39639 0 7200 Phillips 66 COM 718546104 1812 22500 SH OTR 02 22500 0 0 Potash Corp. of Saskatchewan I COM 73755L107 211 12900 SH DFND 01 02 8950 0 3950 Quest Diagnostics COM 74834L100 858 10135 SH DFND 01 02 10135 0 0 Quest Diagnostics COM 74834L100 254 3000 SH OTR 02 3000 0 0 Rayonier Advanced Materials In COM 75508B104 821 61424 SH DFND 01 02 56356 0 5068 Rayonier Advanced Materials In COM 75508B104 80 6000 SH OTR 02 6000 0 0 Rayonier Incorporated COM 754907103 2925 110228 SH DFND 01 02 94435 0 15793 Rayonier Incorporated COM 754907103 478 18000 SH OTR 02 18000 0 0 Raytheon Company COM 755111507 817 6000 SH DFND 01 02 5000 0 1000 Raytheon Company COM 755111507 545 4000 SH OTR 02 4000 0 0 Regions Financial Corp. New COM 7591EP100 332 33646 SH DFND 01 02 26457 0 7189 Regions Financial Corp. New COM 7591EP100 395 40000 SH OTR 02 40000 0 0 SPDR S&P 500 ETF Trust COM 78462F103 387 1790 SH DFND 01 02 1790 0 0 Schlumberger Ltd. COM 806857108 1281 16288 SH DFND 01 02 14288 0 2000 Schlumberger Ltd. COM 806857108 663 8426 SH OTR 02 8426 0 0 South32 Limited COM 84473L105 102 10888 SH DFND 01 02 8648 0 2240 South32 Limited COM 84473L105 45 4800 SH OTR 02 4800 0 0 Spectra Energy Corp. COM 847560109 791 18510 SH DFND 01 02 15010 0 3500 Spectra Energy Corp. COM 847560109 85 2000 SH OTR 02 2000 0 0 Stonegate Bank COM 861811107 348 10303 SH DFND 01 02 10303 0 0 Suncor Energy Inc. New COM 867224107 1028 37000 SH DFND 01 02 32000 0 5000 Suncor Energy Inc. New COM 867224107 1111 40000 SH OTR 02 40000 0 0 Sysco Corporation COM 871829107 382 7800 SH DFND 01 02 7800 0 0 Torchmark Corporation COM 891027104 3423 53572 SH DFND 01 02 53572 0 0 Transocean Ltd. COM H8817H100 120 11284 SH DFND 01 02 8284 0 3000 Transocean Ltd. COM H8817H100 85 8000 SH OTR 02 8000 0 0 Umpqua Holdings Corporation COM 904214103 408 27139 SH DFND 01 02 27139 0 0 United Rentals Inc. COM 911363109 704 8975 SH DFND 01 02 8275 0 700 United Rentals Inc. COM 911363109 78 1000 SH OTR 02 1000 0 0 VSE Corporation COM 918284100 8020 235946 SH DFND 01 02 235946 0 0 Valero Energy Corp. COM 91913Y100 1694 31960 SH DFND 01 02 24860 0 7100 Valero Energy Corp. COM 91913Y100 795 15000 SH OTR 02 15000 0 0 Vanguard FTSE Emerging Markets COM 922042858 429 11390 SH DFND 01 02 11390 0 0 Wal-Mart Stores Inc. COM 931142103 978 13554 SH DFND 01 02 13254 0 300 Wal-Mart Stores Inc. COM 931142103 288 4000 SH OTR 02 4000 0 0 Washington REIT SBI COM 939653101 2047 65775 SH DFND 01 02 57485 0 8290 Weyerhaeuser Company COM 962166104 2025 63410 SH DFND 01 02 51447 0 11963 Weyerhaeuser Company COM 962166104 537 16800 SH OTR 02 16800 0 0 Central Europe, Russia & Turke CFND 153436100 306 15920 SH DFND 01 02 9920 0 6000 Central Europe, Russia & Turke CFND 153436100 192 10000 SH OTR 02 10000 0 0 India Fund Inc. CFND 454089103 221 8900 SH DFND 01 02 8900 0 0 Munivest CFND 09253r105 187 17685 SH DFND 01 02 17685 0 0