-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjdgWP2IwrKcrF0m7CwM+YXabPFfdBtQqdx0WlDmHkD+P1ibHO5vAT2i0dkjO/IT koHSQoyxFcxlroOepPDCyw== 0001209191-10-051417.txt : 20101022 0001209191-10-051417.hdr.sgml : 20101022 20101022173253 ACCESSION NUMBER: 0001209191-10-051417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101021 FILED AS OF DATE: 20101022 DATE AS OF CHANGE: 20101022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACK JOHN J CENTRAL INDEX KEY: 0001272147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 101137993 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-10-21 0 0000895421 MORGAN STANLEY MS 0001272147 MACK JOHN J C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 1 1 0 0 Chairman of the Board Common Stock 2010-10-21 4 J 0 28900 24.85 A 2249387.243 D Common Stock 875.369 I By 401(k) Plan Common Stock 356800 I By Grantor Retained Annuity Trust On October 21, 2010, the Reporting Person substituted assets of equal value into a grantor retained annuity trust in exchange for 28,900 shares of Common Stock. Since the Reporting Person's last report, 107,500 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. /s/ Charlene R. Herzer, Agent and Attorney-in-Fact 2010-10-22 -----END PRIVACY-ENHANCED MESSAGE-----