0001127602-12-030536.txt : 20121113
0001127602-12-030536.hdr.sgml : 20121112
20121113135040
ACCESSION NUMBER: 0001127602-12-030536
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121108
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRUSE STEIN
CENTRAL INDEX KEY: 0001270033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 121197841
MAIL ADDRESS:
STREET 1: HOLLAND AMERICA LINE
STREET 2: 300 ELLIOTT AVE WEST
CITY: SEATTLE
STATE: WA
ZIP: 98119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-11-08
0000815097
CARNIVAL CORP
CCL
0001270033
KRUSE STEIN
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
President & CEO, HAL
Common Stock
2012-11-08
4
M
0
10800
26.565
A
110928.9714
D
Common Stock
2012-11-08
4
S
0
10800
38.9201
D
100128.9714
D
Common Stock
2012-11-08
4
S
0
10000
38.9559
D
90128.9714
D
Common Stock
2012-11-09
4
S
0
217.545
38.89
D
89911.4264
D
Stock Options (Right to Buy)
26.565
2012-11-08
4
M
0
10800
0
D
2004-04-17
2013-04-17
Common Stock
10800
0
D
This transaction was executed in multiple trades at prices ranging from $38.90 to $38.94. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $38.93 to $38.98. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Options vest ratably over five years beginning on the first anniversary of the grant date.
/s/ Stein Kruse
2012-11-12