0001225208-17-017658.txt : 20171124 0001225208-17-017658.hdr.sgml : 20171124 20171124083127 ACCESSION NUMBER: 0001225208-17-017658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171121 FILED AS OF DATE: 20171124 DATE AS OF CHANGE: 20171124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIVERIS ANDREW N CENTRAL INDEX KEY: 0001269971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38196 FILM NUMBER: 171221058 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DowDuPont Inc. CENTRAL INDEX KEY: 0001666700 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 811224539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 974 CENTRE ROAD CITY: WILMINGTON STATE: DE ZIP: 19805 4 1 doc4.xml X0306 4 2017-11-21 0001666700 DowDuPont Inc. DWDP 0001269971 LIVERIS ANDREW N C/O THE DOW CHEMICAL COMPANY 2030 DOW CENTER MIDLAND MI 48674 1 Executive Chairman Common Stock 2017-11-21 4 M 0 49449.0000 38.6200 A 699385.0890 D Common Stock 2017-11-21 4 S 0 49449.0000 71.6331 D 649936.0890 D Common Stock 1718.5009 I By 401(k) Plan Common Stock 3668.2024 I By 401(k) Plan ESOP Common Stock 821324.5000 I By Trust Non-Qualified Stock Option (Right to Buy) 38.6200 2017-11-21 4 M 0 49449.0000 38.6200 D 2018-02-15 Common Stock 49449.0000 569921.0000 D The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The price represents the weighted average sale price. All sales occurred at a range of $71.60 to $71.72. Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights. The options vested in three annual installments beginning on February 15, 2009. /s/ Andrew N. Liveris 2017-11-24