0000919574-11-005771.txt : 20111102
0000919574-11-005771.hdr.sgml : 20111102
20111102154546
ACCESSION NUMBER: 0000919574-11-005771
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111102
DATE AS OF CHANGE: 20111102
EFFECTIVENESS DATE: 20111102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001269950
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10538
FILM NUMBER: 111174403
MAIL ADDRESS:
STREET 1: 645 FIFTH AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d1238990_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended September 30, 2011
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Deltec Asset Management LLC
Address: 623 Fifth Avenue
New York, New York 10022
13F File Number: 028-10538
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen Zuppello
Title: Senior Managing Director
Phone: (212) 546-6285
Signature, Place and Date of Signing:
/s/ Stephen Zuppello New York, New York November 2, 2011
------------------------ ---------------------- ---------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 129
Form 13F Information Table Value Total: $234,645
(thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARD NONE
-------------- ---------------- --------- -------- --------- --- ---- ---------- ----- --------- ----- ----
ABB LTD SPONSORED ADR 000375204 342 20,000 SH SOLE 20,000
ALEXANDERS INC COM 014752109 477 1,320 SH SOLE 1,320
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 6,794 307,720 SH SOLE 307,720
ANADARKO PETE CORP COM 032511107 11,788 186,960 SH SOLE 186,960
ANNALY CAP MGMT INC COM 035710409 216 13,000 SH SOLE 13,000
APACHE CORP COM 037411105 584 7,281 SH SOLE 7,281
AU OPTRONICS CORP SPONSORED ADR 002255107 139 35,000 SH SOLE 35,000
BANCO BRADESCO S A SP ADR PFD NEW 059460303 487 32,912 SH SOLE 32,912
BANCO MACRO SA SPON ADR B 05961W105 400 20,000 SH SOLE 20,000
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 2,954 403,500 SH SOLE 403,500
BANCO SANTANDER SA ADR 05964H105 730 90,740 SH SOLE 90,740
BANCOLOMBIA S A SPON ADR PREF 05968L102 317 5,700 SH SOLE 5,700
BANK OF AMERICA CORPORATION COM 060505104 2,056 336,019 SH SOLE 336,019
BELDEN INC COM 077454106 219 8,500 SH SOLE 8,500
BON-TON STORES INC COM 09776J101 2,069 416,207 SH SOLE 416,207
BP PLC SPONSORED ADR 055622104 1,127 31,239 SH SOLE 31,239
CARRIZO OIL & CO INC COM 144577103 323 15,000 SH SOLE 15,000
CELGENE CORP RIGHT 12/31/2011 151020112 158 90,975 SH SOLE 90,975
CEMEX SAB DE CV SPON ADR NEW 151290889 74 23,315 SH SOLE 23,315
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 633 13,000 SH SOLE 13,000
CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 4,644 140,718 SH SOLE 140,718
CISCO SYS INC COM 17275R102 188 12,150 SH SOLE 12,150
CITIGROUP INC COM NEW 172967424 5,432 212,080 SH SOLE 212,080
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 4,846 158,100 SH SOLE 158,100
COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 4,145 279,308 SH SOLE 279,308
CONSOLIDATED EDISON INC COM 209115104 342 6,000 SH SOLE 6,000
COPA HOLDINGS SA CL A P31076105 7,746 126,430 SH SOLE 126,430
CORNING INC COM 219350105 805 65,100 SH SOLE 65,100
COSAN LTD SHS A G25343107 5,386 568,750 SH SOLE 568,750
COTT CORP QUE COM 22163N106 136 20,000 SH SOLE 20,000
CPFL ENERGIA S A SPONSORED ADR 126153105 5,466 246,750 SH SOLE 246,750
CURIS INC COM 231269101 32 10,000 SH SOLE 10,000
D R HORTON INC COM 23331A109 136 15,000 SH SOLE 15,000
DANA HLDG CORP COM 235825205 105 10,000 SH SOLE 10,000
DEERE & CO COM 244199105 3,196 49,500 SH SOLE 49,500
DELTA AIR LINES INC DEL COM NEW 247361702 3,235 431,395 SH SOLE 431,395
DEPOMED INC COM 249908104 18,792 3,480,087 SH SOLE 3,480,087
DONNELLEY R R & SONS CO COM 257867101 311 22,000 SH SOLE 22,000
ECOPETROL S A SPONSORED ADS 279158109 2,957 73,400 SH SOLE 73,400
F M C CORP COM NEW 302491303 235 3,400 SH SOLE 3,400
FIBRIA CELULOSE S A SP ADR REP COM 31573A109 3,744 494,591 SH SOLE 494,591
FIRST PACTRUST BANCORP INC COM 33589V101 1,153 101,800 SH SOLE 101,800
FMC TECHNOLOGIES INC COM 30249U101 388 10,316 SH SOLE 10,316
FORD MTR CO DEL COM PAR $0.01 345370860 629 65,000 SH SOLE 65,000
FRONTIER COMMUNICATIONS CORP COM 35906A108 156 25,500 SH SOLE 25,500
GAFISA S A SPONS ADR 362607301 1,794 310,900 SH SOLE 310,900
GENERAL ELECTRIC CO COM 369604103 175 11,528 SH SOLE 11,528
GENON ENERGY INC COM 37244E107 30 10,815 SH SOLE 10,815
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 822 147,900 SH SOLE 147,900
GRAFTECH INTL LTD COM 384313102 254 20,000 SH SOLE 20,000
GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 711 85,900 SH SOLE 85,900
GSI GROUP INC CDA NEW COM NEW 36191C205 467 60,856 SH SOLE 60,856
HALLIBURTON CO COM 406216101 2,799 91,700 SH SOLE 91,700
HCA HOLDINGS INC COM 40412C101 726 36,000 SH SOLE 36,000
HDFC BANK LTD ADR REPS 3 SHS 40415F101 568 19,500 SH SOLE 19,500
HEWLETT PACKARD CO COM 428236103 999 44,500 SH SOLE 44,500
HUNTINGTON BANCSHARES INC COM 446150104 481 100,200 SH SOLE 100,200
ICICI BK LTD ADR 45104G104 4,791 138,000 SH SOLE 138,000
INGERSOLL-RAND PLC SHS G47791101 3,380 120,320 SH SOLE 120,320
ISHARES INC MCSI GERMAN 464286806 274 15,000 SH SOLE 15,000
ISHARES TR BARCLYS TIPS BD 464287176 217 1,900 SH SOLE 1,900
ISHARES TR DJ HOME CONSTN 464288752 213 23,800 SH SOLE 23,800
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 8,426 542,922 SH SOLE 542,922
JDS UNIPHASE CORP COM PAR $0.001 46612J507 214 21,500 SH SOLE 21,500
JOHNSON CTLS INC COM 478366107 4,214 159,800 SH SOLE 159,800
JONES GROUP INC COM 48020T101 2,556 277,519 SH SOLE 277,519
JPMORGAN CHASE & CO COM 46625H100 1,398 46,400 SH SOLE 46,400
KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 5,338 162,938 SH SOLE 162,938
KEYCORP NEW COM 493267108 119 20,000 SH SOLE 20,000
KIMCO RLTY CORP COM 49446R109 150 10,000 SH SOLE 10,000
LSI CORPORATION COM 502161102 52 10,004 SH SOLE 10,004
MAGNA INTL INC COM 559222401 488 14,800 SH SOLE 14,800
MANITOWOC INC COM 563571108 3,313 493,733 SH SOLE 493,733
MARATHON OIL CORP COM 565849106 2,389 110,700 SH SOLE 110,700
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 228 9,000 SH SOLE 9,000
MFA FINANCIAL INC COM 55272X102 706 100,500 SH SOLE 100,500
MORGAN STANLEY COM NEW 617446448 162 12,000 SH SOLE 12,000
MUELLER WTR PRODS INC COM SER A 624758108 3,003 1,210,808 SH SOLE 1,210,808
NABORS INDUSTRIES LTD SHS G6359F103 3,649 297,600 SH SOLE 297,600
NXP SEMICONDUCTORS N V COM N6596X109 141 10,000 SH SOLE 10,000
OCCIDENTAL PETE CORP DEL COM 674599105 758 10,600 SH SOLE 10,600
ON SEMICONDUCTOR CORP COM 682189105 2,028 282,394 SH SOLE 282,394
OWENS ILL INC COM NEW 690768403 745 49,279 SH SOLE 49,279
PAMPA ENERGIA S A SPONS ADR LVL I 697660207 1,417 122,700 SH SOLE 122,700
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 12,798 617,670 SH SOLE 617,670
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 263 11,700 SH SOLE 11,700
PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 3,093 62,450 SH SOLE 62,450
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 454 7,700 SH SOLE 7,700
POSTROCK ENERGY CORP COM 737525105 150 47,400 SH SOLE 47,400
POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 266 16,500 SH SOLE 16,500
PRIMUS TELECOMMUNICATIONS GR COM 741929301 393 37,000 SH SOLE 37,000
PULTE GROUP INC COM 745867101 821 207,831 SH SOLE 207,831
RANDGOLD RES LTD ADR 752344309 870 9,000 SH SOLE 9,000
REGIONS FINANCIAL CORP NEW COM 7591EP100 50 15,000 SH SOLE 15,000
RESOURCE CAP CORP COM 76120W302 1,978 395,612 SH SOLE 395,612
RSC HOLDINGS INC COM 74972L102 1,498 210,165 SH SOLE 210,165
RYLAND GROUP INC COM 783764103 266 25,000 SH SOLE 25,000
SANOFI RIGHT 12/31/2020 80105N113 731 690,000 SH SOLE 690,000
SCHLUMBERGER LTD COM 806857108 1,123 18,800 SH SOLE 18,800
SHIP FINANCE INTERNATIONAL L SHS G81075106 2,633 202,500 SH SOLE 202,500
SK TELECOM LTD SPONSORED ADR 78440P108 141 10,000 SH SOLE 10,000
SOLUTIA INC *W EXP 02/27/201 834376147 10 15,000 SH SOLE 15,000
SOUTHWESTERN ENERGY CO COM 845467109 333 10,000 SH SOLE 10,000
SYNOVUS FINL CORP COM 87161C105 14 12,698 SH SOLE 12,698
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2,916 255,100 SH SOLE 255,100
TALBOTS INC COM 874161102 54 20,000 SH SOLE 20,000
TATA MTRS LTD SPONSORED ADR 876568502 1,277 83,000 SH SOLE 83,000
TE CONNECTIVITY LTD REG SHS H84989104 1,704 60,562 SH SOLE 60,562
TELECOM ARGENTINA S A SPON ADR REP B 879273209 2,655 142,500 SH SOLE 142,500
TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1,143 43,200 SH SOLE 43,200
TENET HEALTHCARE CORP COM 88033G100 1,597 388,665 SH SOLE 388,665
TENNECO INC COM 880349105 2,956 115,439 SH SOLE 115,439
TEREX CORP NEW COM 880779103 1,513 147,500 SH SOLE 147,500
THAI FD INC COM 882904105 177 15,000 SH SOLE 15,000
TIMKEN CO COM 887389104 3,942 120,100 SH SOLE 120,100
TRIANGLE PETE CORP COM NEW 89600B201 75 21,000 SH SOLE 21,000
TTM TECHNOLOGIES INC COM 87305R109 179 18,846 SH SOLE 18,846
TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 372 33,000 SH SOLE 33,000
ULTRA PETROLEUM CORP COM 903914109 324 11,700 SH SOLE 11,700
UNITED CONTL HLDGS INC COM 910047109 1,411 72,806 SH SOLE 72,806
UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 19 10,000 SH SOLE 10,000
VALE S A ADR 91912E105 399 17,500 SH SOLE 17,500
VALE S A ADR REPSTG PFD 91912E204 8,122 386,750 SH SOLE 386,750
VORNADO RLTY TR SH BEN INT 929042109 536 7,180 SH SOLE 7,180
WABASH NATL CORP COM 929566107 466 97,690 SH SOLE 97,690
WARNER CHILCOTT PLC IRELAND SHS A G94368100 5,369 375,475 SH SOLE 375,475
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 2,432 199,158 SH SOLE 199,158
WELLS FARGO & CO NEW COM 949746101 398 16,500 SH SOLE 16,500
WHITING PETE CORP NEW COM 966387102 435 12,400 SH SOLE 12,400
SK 01552 0002 1238990