0000919574-11-005771.txt : 20111102 0000919574-11-005771.hdr.sgml : 20111102 20111102154546 ACCESSION NUMBER: 0000919574-11-005771 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001269950 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10538 FILM NUMBER: 111174403 MAIL ADDRESS: STREET 1: 645 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1238990_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Deltec Asset Management LLC Address: 623 Fifth Avenue New York, New York 10022 13F File Number: 028-10538 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zuppello Title: Senior Managing Director Phone: (212) 546-6285 Signature, Place and Date of Signing: /s/ Stephen Zuppello New York, New York November 2, 2011 ------------------------ ---------------------- --------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 129 Form 13F Information Table Value Total: $234,645 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARD NONE -------------- ---------------- --------- -------- --------- --- ---- ---------- ----- --------- ----- ---- ABB LTD SPONSORED ADR 000375204 342 20,000 SH SOLE 20,000 ALEXANDERS INC COM 014752109 477 1,320 SH SOLE 1,320 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 6,794 307,720 SH SOLE 307,720 ANADARKO PETE CORP COM 032511107 11,788 186,960 SH SOLE 186,960 ANNALY CAP MGMT INC COM 035710409 216 13,000 SH SOLE 13,000 APACHE CORP COM 037411105 584 7,281 SH SOLE 7,281 AU OPTRONICS CORP SPONSORED ADR 002255107 139 35,000 SH SOLE 35,000 BANCO BRADESCO S A SP ADR PFD NEW 059460303 487 32,912 SH SOLE 32,912 BANCO MACRO SA SPON ADR B 05961W105 400 20,000 SH SOLE 20,000 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 2,954 403,500 SH SOLE 403,500 BANCO SANTANDER SA ADR 05964H105 730 90,740 SH SOLE 90,740 BANCOLOMBIA S A SPON ADR PREF 05968L102 317 5,700 SH SOLE 5,700 BANK OF AMERICA CORPORATION COM 060505104 2,056 336,019 SH SOLE 336,019 BELDEN INC COM 077454106 219 8,500 SH SOLE 8,500 BON-TON STORES INC COM 09776J101 2,069 416,207 SH SOLE 416,207 BP PLC SPONSORED ADR 055622104 1,127 31,239 SH SOLE 31,239 CARRIZO OIL & CO INC COM 144577103 323 15,000 SH SOLE 15,000 CELGENE CORP RIGHT 12/31/2011 151020112 158 90,975 SH SOLE 90,975 CEMEX SAB DE CV SPON ADR NEW 151290889 74 23,315 SH SOLE 23,315 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 633 13,000 SH SOLE 13,000 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 4,644 140,718 SH SOLE 140,718 CISCO SYS INC COM 17275R102 188 12,150 SH SOLE 12,150 CITIGROUP INC COM NEW 172967424 5,432 212,080 SH SOLE 212,080 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 4,846 158,100 SH SOLE 158,100 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 4,145 279,308 SH SOLE 279,308 CONSOLIDATED EDISON INC COM 209115104 342 6,000 SH SOLE 6,000 COPA HOLDINGS SA CL A P31076105 7,746 126,430 SH SOLE 126,430 CORNING INC COM 219350105 805 65,100 SH SOLE 65,100 COSAN LTD SHS A G25343107 5,386 568,750 SH SOLE 568,750 COTT CORP QUE COM 22163N106 136 20,000 SH SOLE 20,000 CPFL ENERGIA S A SPONSORED ADR 126153105 5,466 246,750 SH SOLE 246,750 CURIS INC COM 231269101 32 10,000 SH SOLE 10,000 D R HORTON INC COM 23331A109 136 15,000 SH SOLE 15,000 DANA HLDG CORP COM 235825205 105 10,000 SH SOLE 10,000 DEERE & CO COM 244199105 3,196 49,500 SH SOLE 49,500 DELTA AIR LINES INC DEL COM NEW 247361702 3,235 431,395 SH SOLE 431,395 DEPOMED INC COM 249908104 18,792 3,480,087 SH SOLE 3,480,087 DONNELLEY R R & SONS CO COM 257867101 311 22,000 SH SOLE 22,000 ECOPETROL S A SPONSORED ADS 279158109 2,957 73,400 SH SOLE 73,400 F M C CORP COM NEW 302491303 235 3,400 SH SOLE 3,400 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 3,744 494,591 SH SOLE 494,591 FIRST PACTRUST BANCORP INC COM 33589V101 1,153 101,800 SH SOLE 101,800 FMC TECHNOLOGIES INC COM 30249U101 388 10,316 SH SOLE 10,316 FORD MTR CO DEL COM PAR $0.01 345370860 629 65,000 SH SOLE 65,000 FRONTIER COMMUNICATIONS CORP COM 35906A108 156 25,500 SH SOLE 25,500 GAFISA S A SPONS ADR 362607301 1,794 310,900 SH SOLE 310,900 GENERAL ELECTRIC CO COM 369604103 175 11,528 SH SOLE 11,528 GENON ENERGY INC COM 37244E107 30 10,815 SH SOLE 10,815 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 822 147,900 SH SOLE 147,900 GRAFTECH INTL LTD COM 384313102 254 20,000 SH SOLE 20,000 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 711 85,900 SH SOLE 85,900 GSI GROUP INC CDA NEW COM NEW 36191C205 467 60,856 SH SOLE 60,856 HALLIBURTON CO COM 406216101 2,799 91,700 SH SOLE 91,700 HCA HOLDINGS INC COM 40412C101 726 36,000 SH SOLE 36,000 HDFC BANK LTD ADR REPS 3 SHS 40415F101 568 19,500 SH SOLE 19,500 HEWLETT PACKARD CO COM 428236103 999 44,500 SH SOLE 44,500 HUNTINGTON BANCSHARES INC COM 446150104 481 100,200 SH SOLE 100,200 ICICI BK LTD ADR 45104G104 4,791 138,000 SH SOLE 138,000 INGERSOLL-RAND PLC SHS G47791101 3,380 120,320 SH SOLE 120,320 ISHARES INC MCSI GERMAN 464286806 274 15,000 SH SOLE 15,000 ISHARES TR BARCLYS TIPS BD 464287176 217 1,900 SH SOLE 1,900 ISHARES TR DJ HOME CONSTN 464288752 213 23,800 SH SOLE 23,800 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 8,426 542,922 SH SOLE 542,922 JDS UNIPHASE CORP COM PAR $0.001 46612J507 214 21,500 SH SOLE 21,500 JOHNSON CTLS INC COM 478366107 4,214 159,800 SH SOLE 159,800 JONES GROUP INC COM 48020T101 2,556 277,519 SH SOLE 277,519 JPMORGAN CHASE & CO COM 46625H100 1,398 46,400 SH SOLE 46,400 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 5,338 162,938 SH SOLE 162,938 KEYCORP NEW COM 493267108 119 20,000 SH SOLE 20,000 KIMCO RLTY CORP COM 49446R109 150 10,000 SH SOLE 10,000 LSI CORPORATION COM 502161102 52 10,004 SH SOLE 10,004 MAGNA INTL INC COM 559222401 488 14,800 SH SOLE 14,800 MANITOWOC INC COM 563571108 3,313 493,733 SH SOLE 493,733 MARATHON OIL CORP COM 565849106 2,389 110,700 SH SOLE 110,700 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 228 9,000 SH SOLE 9,000 MFA FINANCIAL INC COM 55272X102 706 100,500 SH SOLE 100,500 MORGAN STANLEY COM NEW 617446448 162 12,000 SH SOLE 12,000 MUELLER WTR PRODS INC COM SER A 624758108 3,003 1,210,808 SH SOLE 1,210,808 NABORS INDUSTRIES LTD SHS G6359F103 3,649 297,600 SH SOLE 297,600 NXP SEMICONDUCTORS N V COM N6596X109 141 10,000 SH SOLE 10,000 OCCIDENTAL PETE CORP DEL COM 674599105 758 10,600 SH SOLE 10,600 ON SEMICONDUCTOR CORP COM 682189105 2,028 282,394 SH SOLE 282,394 OWENS ILL INC COM NEW 690768403 745 49,279 SH SOLE 49,279 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 1,417 122,700 SH SOLE 122,700 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 12,798 617,670 SH SOLE 617,670 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 263 11,700 SH SOLE 11,700 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 3,093 62,450 SH SOLE 62,450 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 454 7,700 SH SOLE 7,700 POSTROCK ENERGY CORP COM 737525105 150 47,400 SH SOLE 47,400 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 266 16,500 SH SOLE 16,500 PRIMUS TELECOMMUNICATIONS GR COM 741929301 393 37,000 SH SOLE 37,000 PULTE GROUP INC COM 745867101 821 207,831 SH SOLE 207,831 RANDGOLD RES LTD ADR 752344309 870 9,000 SH SOLE 9,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 50 15,000 SH SOLE 15,000 RESOURCE CAP CORP COM 76120W302 1,978 395,612 SH SOLE 395,612 RSC HOLDINGS INC COM 74972L102 1,498 210,165 SH SOLE 210,165 RYLAND GROUP INC COM 783764103 266 25,000 SH SOLE 25,000 SANOFI RIGHT 12/31/2020 80105N113 731 690,000 SH SOLE 690,000 SCHLUMBERGER LTD COM 806857108 1,123 18,800 SH SOLE 18,800 SHIP FINANCE INTERNATIONAL L SHS G81075106 2,633 202,500 SH SOLE 202,500 SK TELECOM LTD SPONSORED ADR 78440P108 141 10,000 SH SOLE 10,000 SOLUTIA INC *W EXP 02/27/201 834376147 10 15,000 SH SOLE 15,000 SOUTHWESTERN ENERGY CO COM 845467109 333 10,000 SH SOLE 10,000 SYNOVUS FINL CORP COM 87161C105 14 12,698 SH SOLE 12,698 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2,916 255,100 SH SOLE 255,100 TALBOTS INC COM 874161102 54 20,000 SH SOLE 20,000 TATA MTRS LTD SPONSORED ADR 876568502 1,277 83,000 SH SOLE 83,000 TE CONNECTIVITY LTD REG SHS H84989104 1,704 60,562 SH SOLE 60,562 TELECOM ARGENTINA S A SPON ADR REP B 879273209 2,655 142,500 SH SOLE 142,500 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1,143 43,200 SH SOLE 43,200 TENET HEALTHCARE CORP COM 88033G100 1,597 388,665 SH SOLE 388,665 TENNECO INC COM 880349105 2,956 115,439 SH SOLE 115,439 TEREX CORP NEW COM 880779103 1,513 147,500 SH SOLE 147,500 THAI FD INC COM 882904105 177 15,000 SH SOLE 15,000 TIMKEN CO COM 887389104 3,942 120,100 SH SOLE 120,100 TRIANGLE PETE CORP COM NEW 89600B201 75 21,000 SH SOLE 21,000 TTM TECHNOLOGIES INC COM 87305R109 179 18,846 SH SOLE 18,846 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 372 33,000 SH SOLE 33,000 ULTRA PETROLEUM CORP COM 903914109 324 11,700 SH SOLE 11,700 UNITED CONTL HLDGS INC COM 910047109 1,411 72,806 SH SOLE 72,806 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 19 10,000 SH SOLE 10,000 VALE S A ADR 91912E105 399 17,500 SH SOLE 17,500 VALE S A ADR REPSTG PFD 91912E204 8,122 386,750 SH SOLE 386,750 VORNADO RLTY TR SH BEN INT 929042109 536 7,180 SH SOLE 7,180 WABASH NATL CORP COM 929566107 466 97,690 SH SOLE 97,690 WARNER CHILCOTT PLC IRELAND SHS A G94368100 5,369 375,475 SH SOLE 375,475 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 2,432 199,158 SH SOLE 199,158 WELLS FARGO & CO NEW COM 949746101 398 16,500 SH SOLE 16,500 WHITING PETE CORP NEW COM 966387102 435 12,400 SH SOLE 12,400
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