0000919574-11-004324.txt : 20110803 0000919574-11-004324.hdr.sgml : 20110803 20110803150719 ACCESSION NUMBER: 0000919574-11-004324 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110803 EFFECTIVENESS DATE: 20110803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001269950 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10538 FILM NUMBER: 111006753 MAIL ADDRESS: STREET 1: 645 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1216266_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Deltec Asset Management LLC Address: 623 Fifth Avenue New York, New York 10022 13F File Number: 028-10538 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zuppello Title: Senior Managing Director Phone: (212) 546-6285 Signature, Place and Date of Signing: /s/ Stephen Zuppello New York, New York August 3, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 146 Form 13F Information Table Value Total: $355,634 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE -------------- --------------- ------ --------- -------- --- ----- ----------- ----- ----- ------ ---- 3M CO COM 88579Y101 285 3,000 SH SOLE 3,000 ABB LTD SPONSORED ADR 000375204 519 20,000 SH SOLE 20,000 ALEXANDERS INC COM 014752109 524 1,320 SH SOLE 1,320 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 6,585 122,210 SH SOLE 122,210 ANADARKO PETE CORP COM 032511107 13,468 175,460 SH SOLE 175,460 ANNALY CAP MGMT INC COM 035710409 235 13,000 SH SOLE 13,000 APACHE CORP COM 037411105 467 3,781 SH SOLE 3,781 AU OPTRONICS CORP SPONSORED ADR 002255107 1,909 277,500 SH SOLE 277,500 BALLY TECHNOLOGIES INC COM 05874B107 305 7,500 SH SOLE 7,500 BANCO BRADESCO S A SP ADR PFD NEW 059460303 749 36,542 SH SOLE 36,542 BANCO MACRO SA SPON ADR B 05961W105 2,642 70,000 SH SOLE 70,000 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 4,813 411,000 SH SOLE 411,000 BANCO SANTANDER SA ADR 05964H105 1,044 90,740 SH SOLE 90,740 BANCOLOMBIA S A SPON ADR PREF 05968L102 380 5,700 SH SOLE 5,700 BANK OF AMERICA CORPORATION COM 060505104 2,574 234,819 SH SOLE 234,819 BE AEROSPACE INC COM 073302101 698 17,108 SH SOLE 17,108 BELDEN INC COM 077454106 2,494 71,539 SH SOLE 71,539 BOEING CO COM 097023105 1,257 17,000 SH SOLE 17,000 BON-TON STORES INC COM 09776J101 3,657 376,207 SH SOLE 376,207 BP PLC SPONSORED ADR 055622104 1,384 31,239 SH SOLE 31,239 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 2,156 124,400 SH SOLE 124,400 BUNGE LIMITED COM G16962105 345 5,000 SH SOLE 5,000 CELGENE CORP RIGHT 12/31/2011 151020112 187 90,975 SH SOLE 90,975 CEMEX SAB DE CV SPON ADR NEW 151290889 4,538 527,635 SH SOLE 527,635 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 608 13,000 SH SOLE 13,000 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 4,970 143,844 SH SOLE 143,844 CISCO SYS INC COM 17275R102 2,586 165,645 SH SOLE 165,645 CITIGROUP INC COM NEW 172967424 5,422 130,210 SH SOLE 130,210 CLIFFS NATURAL RESOURCES INC COM 18683K101 277 3,000 SH SOLE 3,000 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 5,387 159,700 SH SOLE 159,700 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1,648 79,823 SH SOLE 79,823 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 272 10,000 SH SOLE 10,000 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 449 36,000 SH SOLE 36,000 CONSOLIDATED EDISON INC COM 209115104 319 6,000 SH SOLE 6,000 COPA HOLDINGS SA CL A P31076105 10,270 153,880 SH SOLE 153,880 CORNING INC COM 219350105 437 24,100 SH SOLE 24,100 COSAN LTD SHS A G25343107 6,314 513,750 SH SOLE 513,750 COTT CORP QUE COM 22163N106 168 20,000 SH SOLE 20,000 CPFL ENERGIA S A SPONSORED ADR 126153105 10,150 116,800 SH SOLE 116,800 D R HORTON INC COM 23331A109 484 42,000 SH SOLE 42,000 DEERE & CO COM 244199105 2,968 36,000 SH SOLE 36,000 DELTA AIR LINES INC DEL COM NEW 247361702 3,222 351,394 SH SOLE 351,394 DENDREON CORP COM 24823Q107 651 16,500 SH SOLE 16,500 DEPOMED INC COM 249908104 27,705 3,386,865 SH SOLE 3,386,865 DONNELLEY R R & SONS CO COM 257867101 542 27,650 SH SOLE 27,650 ECOPETROL S A SPONSORED ADS 279158109 3,230 73,400 SH SOLE 73,400 F M C CORP COM NEW 302491303 258 3,000 SH SOLE 3,000 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 8,341 632,409 SH SOLE 632,409 FIRST PACTRUST BANCORP INC COM 33589V101 1,479 99,500 SH SOLE 99,500 FMC TECHNOLOGIES INC COM 30249U101 462 10,316 SH SOLE 10,316 FREEPORT-MCMORAN COPPER & GO COM 35671D857 296 5,600 SH SOLE 5,600 FRONTIER COMMUNICATIONS CORP COM 35906A108 206 25,500 SH SOLE 25,500 GAFISA S A SPONS ADR 362607301 3,075 325,100 SH SOLE 325,100 GENERAL ELECTRIC CO COM 369604103 217 11,528 SH SOLE 11,528 GENON ENERGY INC COM 37244E107 42 10,815 SH SOLE 10,815 GERBER SCIENTIFIC INC COM 373730100 557 50,000 SH SOLE 50,000 GERDAU S A SPONSORED ADR 373737105 1,178 112,000 SH SOLE 112,000 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 1,809 148,900 SH SOLE 148,900 GRAFTECH INTL LTD COM 384313102 405 20,000 SH SOLE 20,000 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 1,339 98,900 SH SOLE 98,900 GSI GROUP INC CDA NEW COM NEW 36191C205 741 61,522 SH SOLE 61,522 HALLIBURTON CO COM 406216101 5,824 114,200 SH SOLE 114,200 HDFC BANK LTD ADR REPS 3 SHS 40415F101 688 3,900 SH SOLE 3,900 HEWLETT PACKARD CO COM 428236103 1,620 44,500 SH SOLE 44,500 HUNTINGTON BANCSHARES INC COM 446150104 592 90,200 SH SOLE 90,200 ICICI BK LTD ADR 45104G104 6,621 134,300 SH SOLE 134,300 ILLINOIS TOOL WKS INC COM 452308109 240 4,250 SH SOLE 4,250 INGERSOLL-RAND PLC SHS G47791101 5,024 110,640 SH SOLE 110,640 ISHARES INC MSCI GERMAN 464286806 403 15,000 SH SOLE 15,000 ISHARES TR BARCLYS TIPS BD 464287176 420 3,800 SH SOLE 3,800 ISHARES TR DJ HOME CONSTN 464288752 302 23,800 SH SOLE 23,800 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 17,342 736,384 SH SOLE 736,384 IXYS CORP COM 46600W106 2,363 157,739 SH SOLE 157,739 JDS UNIPHASE CORP COM PAR $0.001 46612J507 358 21,500 SH SOLE 21,500 JOHNSON CTLS INC COM 478366107 3,499 84,000 SH SOLE 84,000 JONES GROUP INC COM 48020T101 2,358 217,307 SH SOLE 217,307 JPMORGAN CHASE & CO COM 46625H100 2,473 60,400 SH SOLE 60,400 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 379 7,938 SH SOLE 7,938 KEYCORP NEW COM 493267108 250 30,000 SH SOLE 30,000 KIMCO RLTY CORP COM 49446R109 186 10,000 SH SOLE 10,000 KT CORP SPONSORED ADR 48268K101 389 20,000 SH SOLE 20,000 LENNAR CORP CL A 526057104 182 10,000 SH SOLE 10,000 LSI CORPORATION COM 502161102 71 10,004 SH SOLE 10,004 MAGNA INTL INC COM 559222401 1,162 21,500 SH SOLE 21,500 MANITOWOC INC COM 563571108 7,153 424,733 SH SOLE 424,733 MARATHON OIL CORP COM 565849106 3,003 57,000 SH SOLE 57,000 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 771 20,000 SH SOLE 20,000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 502 34,000 SH SOLE 34,000 MFA FINANCIAL INC COM 55272X102 808 100,500 SH SOLE 100,500 MICROSOFT CORP COM 594918104 465 17,869 SH SOLE 17,869 MORGAN STANLEY COM NEW 617446448 276 12,000 SH SOLE 12,000 MUELLER WTR PRODS INC COM SER A 624758108 5,547 1,393,708 SH SOLE 1,393,708 NABORS INDUSTRIES LTD SHS G6359F103 2,735 111,000 SH SOLE 111,000 NORDSTROM INC COM 655664100 868 18,500 SH SOLE 18,500 NXP SEMICONDUCTORS N V COM N6596X109 241 9,000 SH SOLE 9,000 OCCIDENTAL PETE CORP DEL COM 674599105 895 8,600 SH SOLE 8,600 ON SEMICONDUCTOR CORP COM 682189105 2,760 263,609 SH SOLE 263,609 OPNEXT INC COM 68375V105 41 18,000 SH SOLE 18,000 ORACLE CORP COM 68389X105 559 17,000 SH SOLE 17,000 OWENS ILL INC COM NEW 690768403 1,471 57,000 SH SOLE 57,000 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 4,889 318,700 SH SOLE 318,700 PETROHAWK ENERGY CORP COM 716495106 543 22,000 SH SOLE 22,000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 19,892 648,370 SH SOLE 648,370 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 6,104 112,950 SH SOLE 112,950 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 493 7,700 SH SOLE 7,700 POSTROCK ENERGY CORP COM 737525105 276 47,400 SH SOLE 47,400 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 297 16,500 SH SOLE 16,500 PULTE GROUP INC COM 745867101 1,592 207,831 SH SOLE 207,831 RAIT FINANCIAL TRUST COM 749227104 49 23,500 SH SOLE 23,500 RANDGOLD RES LTD ADR 752344309 756 9,000 SH SOLE 9,000 REGIONS FINANCIAL CORP NEW COM 7591EP100 93 15,000 SH SOLE 15,000 RESOURCE CAP CORP COM 76120W302 2,753 435,612 SH SOLE 435,612 RSC HOLDINGS INC COM 74972L102 3,188 266,565 SH SOLE 266,565 RYLAND GROUP INC COM 783764103 413 25,000 SH SOLE 25,000 SANOFI RIGHT 12/31/2020 80105N113 1,205 500,000 SH SOLE 500,000 SCHLUMBERGER LTD COM 806857108 2,082 24,100 SH SOLE 24,100 SHIP FINANCE INTERNATIONAL L SHS G81075106 2,164 120,098 SH SOLE 120,098 SK TELECOM LTD SPONSORED ADR 78440P108 187 10,000 SH SOLE 10,000 SOLUTIA INC *W EXP 02/27/201 834376147 32 15,000 SH SOLE 15,000 SOUTHWESTERN ENERGY CO COM 845467109 429 10,000 SH SOLE 10,000 SYNOVUS FINL CORP COM 87161C105 78 37,698 SH SOLE 37,698 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 3,797 301,110 SH SOLE 301,110 TALBOTS INC COM 874161102 838 251,000 SH SOLE 251,000 TATA MTRS LTD SPONSORED ADR 876568502 1,868 83,000 SH SOLE 83,000 TE CONNECTIVITY LTD REG SHS H84989104 4,864 132,312 SH SOLE 132,312 TELECOM ARGENTINA S A SPON ADR REP B 879273209 7,961 305,500 SH SOLE 305,500 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1,283 43,200 SH SOLE 43,200 TENET HEALTHCARE CORP COM 88033G100 3,960 634,665 SH SOLE 634,665 TENNECO INC COM 880349105 3,459 78,500 SH SOLE 78,500 TEREX CORP NEW COM 880779103 3,613 127,000 SH SOLE 127,000 THAI FD INC COM 882904105 191 15,000 SH SOLE 15,000 TIMKEN CO COM 887389104 801 15,900 SH SOLE 15,900 TRIQUINT SEMICONDUCTOR INC COM 89674K103 111 10,900 SH SOLE 10,900 TTM TECHNOLOGIES INC COM 87305R109 302 18,846 SH SOLE 18,846 TUPPERWARE BRANDS CORP COM 899896104 1,304 19,329 SH SOLE 19,329 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 596 44,000 SH SOLE 44,000 UNITED CONTL HLDGS INC COM 910047109 1,648 72,806 SH SOLE 72,806 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 26 10,000 SH SOLE 10,000 UNITED TECHNOLOGIES CORP COM 913017109 443 5,000 SH SOLE 5,000 VALE S A ADR 91912E105 559 17,500 SH SOLE 17,500 VALE S A ADR REPSTG PFD 91912E204 11,351 391,950 SH SOLE 391,950 VORNADO RLTY TR SH BEN INT 929042109 669 7,180 SH SOLE 7,180 WABASH NATL CORP COM 929566107 734 78,319 SH SOLE 78,319 WARNER CHILCOTT PLC IRELAND SHS A G94368100 10,299 426,805 SH SOLE 426,805 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 3,792 202,250 SH SOLE 202,250 WELLS FARGO & CO NEW COM 949746101 1,109 39,540 SH SOLE 39,540
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