-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VKPymT4hvjmyRI3SExXyUsN9lBrmNv+c3K2kOJ2/SlCU59ASMrONVTnzQaauUoo6 IZdTNCJ37AHMxM6qLRba7w== 0000919574-09-002221.txt : 20090212 0000919574-09-002221.hdr.sgml : 20090212 20090212120212 ACCESSION NUMBER: 0000919574-09-002221 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTEC ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001269950 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10538 FILM NUMBER: 09592969 MAIL ADDRESS: STREET 1: 645 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d960844_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended December 31, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Deltec Asset Management LLC Address: 623 Fifth Avenue New York, New York 10022 13F File Number: 028-10538 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Zuppello Title: Senior Managing Director Phone: (212) 546-6285 Signature, Place and Date of Signing: /s/ Stephen Zuppello New York, New York February 12, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $194,612 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- ABB LTD SPONSORED ADR 000375204 1501 100,000 SH SOLE NONE 100,000 ADVANCED TECHNOLOGY ACQU COR *W EXP 06/18/201 007556111 1 39,800 SH SOLE NONE 39,800 AERCAP HOLDING NV SHS N00985106 30 10,000 SH SOLE NONE 10,000 ALESCO FINL INC COM 014485106 29 67,000 SH SOLE NONE 67,000 ALEXANDERS INC COM 014752109 534 2,096 SH SOLE NONE 2,096 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 924 100,000 SH SOLE NONE 100,000 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 6257 201,900 SH SOLE NONE 201,900 ANADARKO PETE CORP COM 032511107 6703 173,880 SH SOLE NONE 173,880 ANGLO AMERN PLC ADR NEW 03485P201 271 23,296 SH SOLE NONE 23,296 ARRIS GROUP INC COM 04269Q100 103 13,000 SH SOLE NONE 13,000 BALLY TECHNOLOGIES INC COM 05874B107 204 8,500 SH SOLE NONE 8,500 BANCO BRADESCO S A SP ADR PFD NEW 059460303 1887 191,200 SH SOLE NONE 191,200 BANCO ITAU HLDG FINANCIERIA S SP ADR 500 PFD 059602201 1415 122,000 SH SOLE NONE 122,000 BANCO LATINAMERICANO DE EXP CL E P16994132 1265 88,100 SH SOLE NONE 88,100 BANCOLOMBIA S A SPON ADR PREF 05968L102 11417 488,963 SH SOLE NONE 488,963 BE AEROSPACE INC COM 073302101 737 95,800 SH SOLE NONE 95,800 BELDEN INC COM 077454106 2168 103,827 SH SOLE NONE 103,827 BON-TON STORES INC COM 09776J101 300 291,063 SH SOLE NONE 291,063 BPW ACQUISITION CORP COM 055637102 449 50,000 SH SOLE NONE 50,000 BUNGE LIMITED COM G16962105 1397 27,000 SH SOLE NONE 27,000 CALPINE CORP COM NEW 131347304 1132 155,428 SH SOLE NONE 155,428 CANARGO ENERGY CORP COM 137225108 1 32,000 SH SOLE NONE 32,000 CELL THERAPEUTICS INC NOTE 4.000% 7/0 150934AF4 9275 1,855,000 PRN SOLE NONE 1,855,000 CEMEX SAB DE CV SPON ADR NEW 151290889 1119 122,349 SH SOLE NONE 122,349 CHALLENGER ENERGY CORP COM 15758N101 12 10,000 SH SOLE NONE 10,000 CHUNGHWA TELECOM CO LTD SPON ADR NEW 17133Q304 4144 265,621 SH SOLE NONE 265,621 CISCO SYS INC COM 17275R102 1083 66,421 SH SOLE NONE 66,421 CIT GROUP INC COM 125581108 213 47,000 SH SOLE NONE 47,000 CITIGROUP INC COM 172967101 165 24,594 SH SOLE NONE 24,594 COMMSCOPE INC COM 203372107 1663 107,000 SH SOLE NONE 107,000 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 4146 93,575 SH SOLE NONE 93,575 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 7748 563,902 SH SOLE NONE 563,902 COMPANHIA PARANAESE ENERG C SPON ADR PFD 20441B407 105 10,000 SH SOLE NONE 10,000 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 913 71,250 SH SOLE NONE 71,250 COMPANHIA VALE DO RIO DOCE SPON ADR PFD 204412100 8275 776,950 SH SOLE NONE 776,950 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 230 19,000 SH SOLE NONE 19,000 CONEXANT SYSTEMS INC NOTE 4.000% 3/0 207142AH3 953 2,000,000 PRN SOLE NONE 2,000,000 CONSOLIDATED EDISON INC COM 209115104 234 6,000 SH SOLE NONE 6,000 COPA HOLDING SA CL A P31076105 9378 309,300 SH SOLE NONE 309,300 CORNING INC COM 219350105 139 14,600 SH SOLE NONE 14,600 CPFL ENERGIA SA SPONSORED ADR 126153105 6085 155,750 SH SOLE NONE 155,750 DEPOMED INC COM 249908104 2771 1,679,472 SH SOLE NONE 1,679,472 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 897 39,275 SH SOLE NONE 39,275 ECOPETROL S A SPONSORED ADS 279158109 184 10,000 SH SOLE NONE 10,000 EXTERRAN HLDGS INC COM 30225X103 735 34,500 SH SOLE NONE 34,500 EXXON MOBIL CORP COM 30231G102 455 5,699 SH SOLE NONE 5,699 FINISAR COM 31787A101 405 1,067,010 SH SOLE NONE 1,067,010 GAFISA S A SPONS ADR 362607301 139 15,000 SH SOLE NONE 15,000 GENESIS LEASE LTD ADR 37183T107 34 12,000 SH SOLE NONE 12,000 GHL ACQUISITION CORP COM 36172H108 1035 115,000 SH SOLE NONE 115,000 HALLIBURTON CO COM 406216101 596 32,800 SH SOLE NONE 32,800 HDFC BANK LTD ADR REPS 3 SHS 40415F101 1724 24,150 SH SOLE NONE 24,150 HICKS ACQUISITION CO I INC COM 429086309 1217 133,000 SH SOLE NONE 133,000 HONEYWELL INTL INC COM 438516106 292 8,900 SH SOLE NONE 8,900 HOVNANIAN ENTERPRISES INC CL A 442487203 24 13,800 SH SOLE NONE 13,800 INGERSOLL-RAND COMPANY LTD CL A G4776G101 1068 61,560 SH SOLE NONE 61,560 ISHARES INC MSCI JAPAN 464286848 249 26,000 SH SOLE NONE 26,000 ISHARES TR FTSE XNHUA IDX 464287184 2042 70,200 SH SOLE NONE 70,200 ISTAR FINL INC COM 45031U101 71 32,000 SH SOLE NONE 32,000 IXYS CORP COM 46600W106 3920 474,521 SH SOLE NONE 474,521 JDS UNIPHASE CORP COM PAR $0.001 46612J507 584 160,000 SH SOLE NONE 160,000 JOHNSON & JOHNSON COM 478160104 379 6,336 SH SOLE NONE 6,336 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 315 12,000 SH SOLE NONE 12,000 MAGELLAN HEALTH SVCS INC COM NEW 559079207 428 10,933 SH SOLE NONE 10,933 MIRANT CORP NEW COM 60467R100 308 16,329 SH SOLE NONE 16,329 MORGAN STANLEY COM NEW 617446448 217 13,500 SH SOLE NONE 13,500 MOSAIC CO COM 61945A107 346 10,000 SH SOLE NONE 10,000 MUELLER WTR PRODS INC COM SER B 624758207 4222 500,283 SH SOLE NONE 500,283 NATIONAL CITY CORP COM 635405103 18 10,000 SH SOLE NONE 10,000 NATIONAL OILWELL VARCO INC COM 637071101 1310 53,600 SH SOLE NONE 53,600 NORTEL INVERSORA S A SPON ADR PFD B 656567401 296 71,700 SH SOLE NONE 71,700 ON SEMICONDUCTOR CORP COM 682189105 2248 661,128 SH SOLE NONE 661,128 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 242 28,162 SH SOLE NONE 28,162 OPNEXT INC COM 68375V105 446 254,700 SH SOLE NONE 254,700 ORIGEN FINL INC COM 68619E208 578 979,283 SH SOLE NONE 979,283 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 600 24,000 SH SOLE NONE 24,000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 18842 923,120 SH SOLE NONE 923,120 PHARMACEUTICAL PROD DEV INC COM 717124101 1993 68,700 SH SOLE NONE 68,700 PHILIPPINE LONG DISTANCE TEL SPONSORED ADR 718252604 7681 163,600 SH SOLE NONE 163,600 PIMCO CORPORATE OPP FD COM 72201B101 366 35,000 SH SOLE NONE 35,000 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 434 12,500 SH SOLE NONE 12,500 POINT 360 COM 730507100 155 114,601 SH SOLE NONE 114,601 PRECISION CASTPARTS CORP COM 740189105 1071 18,000 SH SOLE NONE 18,000 PROSHARES TR PSHS SH MSCI EMR 74347R396 440 5,600 SH SOLE NONE 5,600 PROSHARES TR PSHS UT SHT MSCI 74347R354 1314 25,000 SH SOLE NONE 25,000 SAPPHIRE INDUSTRIALS CORP COM 80306T109 1000 109,000 SH SOLE NONE 109,000 SIEMENS A G SPONSORED ADR 826197501 227 3,000 SH SOLE NONE 3,000 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 1413 316,743 SH SOLE NONE 316,743 SK TELECOM LTD SPONSORED ADR 78440P108 727 40,000 SH SOLE NONE 40,000 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1683 69,000 SH SOLE NONE 69,000 SOUTHERN COPPER CORP COM 84265V105 883 55,000 SH SOLE NONE 55,000 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 264 22,000 SH SOLE NONE 22,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2744 347,366 SH SOLE NONE 347,366 TALISMAN ENERGY INC COM 87425E103 589 59,000 SH SOLE NONE 59,000 TAM SA SP ADR REP PFD 87484D103 3433 416,595 SH SOLE NONE 416,595 TELECOMUNICACOES DE SAO PAUL SPON ADR PFD 87929A102 1403 72,300 SH SOLE NONE 72,300 TEREX CORP NEW COM 880779103 2163 124,900 SH SOLE NONE 124,900 THAI FD INC COM 882904105 87 15,000 SH SOLE NONE 15,000 THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 176 25,638 SH SOLE NONE 25,638 THOMAS & BETTS CORP COM 884315102 610 25,400 SH SOLE NONE 25,400 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 373 5,700 SH SOLE NONE 5,700 TRANSWITCH CORP COM 894065101 9 33,914 SH SOLE NONE 33,914 UNIBANCO-UNIAO DE BANCOS BRA ADR 90458E107 10764 166,570 SH SOLE NONE 166,570 VINA CONCHA Y TORO S A SPONSORED ADR 927191106 595 19,500 SH SOLE NONE 19,500 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 439 35,000 SH SOLE NONE 35,000 VORNADO RLTY TR SH BEN INT 929042109 1406 23,292 SH SOLE NONE 23,292 VOTORANTIM CELULOSE E PAPEL SPONSORED ADR 92906P106 6039 761,500 SH SOLE NONE 761,500 WEATHERFORD INTERNATIONAL LT COM G95089101 292 27,000 SH SOLE NONE 27,000
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