0001144204-12-025244.txt : 20120501 0001144204-12-025244.hdr.sgml : 20120501 20120501145319 ACCESSION NUMBER: 0001144204-12-025244 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120501 DATE AS OF CHANGE: 20120501 EFFECTIVENESS DATE: 20120501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC CENTRAL INDEX KEY: 0001269932 IRS NUMBER: 043689735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10799 FILM NUMBER: 12799992 MAIL ADDRESS: STREET 1: 181 W MADISON STREET STREET 2: STE 3750 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 v311400_13fhr.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2012 Check here if Amendment[ ]: Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC -------------------------------------------- Address: 181 WEST MADISON, 35TH FLOOR, CHICAGO, IL 60602 ------------------------------------------------ Form 13F File Number 28-10799 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Kurt M. Newsom ------------------------ Title: Chief Compliance Officer ------------------------ Phone: 312-422-1724 ------------------------ Signature, Place, and Date of Signing: /s/ Kurt M. Newsom --------------------------------------------- (Signature) Chicago, Illinois --------------------------------------------- (City, State) May 1, 2012 --------------------------------------------- (Date) Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager. (If there are no entries in this list, omit this section.) NONE -------------------------- Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 --------------------- Form 13F Information Table Entry Total: 509 --------------------- Form 13F Information Table Value Total: $2,141,221 (thousands) --------------------- List of Other Included Managers: NONE ------------ Geneva Investment Management of Chicago, LLC Form 13F INFORMATION TABLE 3/31/2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1,000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ 1/100 BERKSHIRE HTWY CLA 100 S COM 084990175 1219 1000 SH Sole 1000 3M COMPANY COM 88579Y101 899 10081 SH Sole 10081 A T & T INC NEW COM 00206r102 5211 166843 SH Sole 166843 ABB LTD ADR F COM 000375204 1009 49432 SH Sole 49432 ABBOTT LABORATORIES COM 002824100 18730 305595 SH Sole 305595 ACACIA RESH ACACIA TECH COM 003881307 229 5491 SH Sole 5491 ACCENTURE PLC CL A F COM G1151C101 53641 831651 SH Sole 831651 AFFILIATED MANAGERS GRP COM 008252108 471 4211 SH Sole 4211 AIRGAS INC COM 009363102 327 3670 SH Sole 3670 AKORN INC COM COM 009728106 172 14695 SH Sole 14695 ALEXCO RESOURCE CORP COM COM 01535P106 188 27000 SH Sole 27000 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