-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bsc31B+9rojssD96Rf03LydD14vwXnUxFauvUHqpO7N5u/OCI/Vl7qxBCFabThpt iTh6nxjIkFOUVGfE8ntedA== 0001047469-09-005627.txt : 20090514 0001047469-09-005627.hdr.sgml : 20090514 20090514170455 ACCESSION NUMBER: 0001047469-09-005627 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC CENTRAL INDEX KEY: 0001269932 IRS NUMBER: 043689735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10799 FILM NUMBER: 09827620 MAIL ADDRESS: STREET 1: 181 W MADISON STREET STREET 2: STE 3750 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 a2192457z13f-hr.txt 13F-HR OMB APPROVAL OMB NUMBER: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per form ... 22.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2009 --------- Check here if Amendment / /: Amendment Number: ---- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC ------------------------------------------------ Address: 181 WEST MADISON, SUITE 3575, CHICAGO, IL 60602 ------------------------------------------------ Form 13F File Number 28-10799 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas W. Ulrich ---------------- Title: Principal ---------------- Phone: 312-422-1720 ---------------- Signature, Place, and Date of Signing: /s/ Thomas W. Ulrich Chicago, Illinois May 14, 2009 ------------------------------- ----------------- ------------ [Signature] [City, State] [Date] Note: The CUSIP number listed for Time Warner Inc is a new number assigned as a result of a reverse stock split reported on 3/30/08. The number has not yet been updated on the SEC list of 13F securities. Report Type (Check only one): /x/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager. [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 136 -------------------- Form 13F Information Table Value Total: 1,157,716 -------------------- (thousands) List of Other Included Managers: NONE Form 13F INFORMATION TABLE 3/31/2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- --------- ---- MCDONALDS CORP COM COM 580135101 61,073 1,119,183 SOLE 1,119,183 STERICYCLE INC COM 858912108 41,223 863,671 SOLE 863,671 PHILIP MORRIS INTL INC COM COM 718172109 40,898 1,149,478 SOLE 1,149,478 MASTERCARD INC CL A 57636Q104 36,656 218,874 SOLE 218,874 APPLE INC COM 037833100 36,421 346,474 SOLE 346,474 AMAZON COM INC COM 023135106 36,361 495,118 SOLE 495,118 MONSANTO CO NEW COM 61166W101 36,021 433,477 SOLE 433,477 GOOGLE INC CL A 38259P508 35,129 100,929 SOLE 100,929 GILEAD SCIENCES INC COM 375558103 33,424 721,594 SOLE 721,594 BARD C R INC COM 067383109 28,653 359,421 SOLE 359,421 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 26,670 908,072 SOLE 908,072 QUALCOMM INC COM 747525103 25,687 660,172 SOLE 660,172 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 23,886 649,801 SOLE 649,801 ENTERPRISE PRODS PARTNERS L COM 293792107 23,380 1,050,818 SOLE 1,050,818 WALMART STORES INC COM 931142103 23,184 445,004 SOLE 445,004 ALCON INC COM SHS H01301102 23,150 254,652 SOLE 254,652 CELGENE CORP COM 151020104 22,757 512,555 SOLE 512,555 CHEVRON CORP NEW COM 166764100 22,682 337,331 SOLE 337,331 ABBOTT LABS COM 002824100 22,182 465,052 SOLE 465,052 BLACKROCK INC COM 09247X101 20,206 155,387 SOLE 155,387 SCHWAB CHARLES CORP NEW COM 808513105 20,094 1,296,444 SOLE 1,296,444 MOSAIC CO COM 61945A107 19,549 465,690 SOLE 465,690 FASTENAL CO COM 311900104 18,894 587,604 SOLE 587,604 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 17,825 395,689 SOLE 395,689 EXELON CORP COM 30161N101 17,399 383,332 SOLE 383,332 PEOPLES UNITED FINANCIAL INC COM 712704105 16,517 919,190 SOLE 919,190 FREEPORT-MCMORAN COPPER & GO COM 35671D857 16,391 430,104 SOLE 430,104 STRAYER ED INC COM 863236105 16,027 89,108 SOLE 89,108 COCA COLA CO COM 191216100 14,136 321,645 SOLE 321,645 ITC HLDGS CORP COM 465685105 13,985 320,632 SOLE 320,632 PRAXAIR INC COM 74005P104 13,132 195,167 SOLE 195,167 DIAGEO P L C SPON ADR NEW 25243Q205 13,117 293,131 SOLE 293,131 DIGITAL RLTY TR INC COM 253868103 12,236 368,793 SOLE 368,793 JOHNSON & JOHNSON COM 478160104 12,094 229,935 SOLE 229,935 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 11,707 317,371 SOLE 317,371 MORNINGSTAR INC COM 617700109 11,629 340,536 SOLE 340,536 AIRGAS INC COM 009363102 11,620 343,689 SOLE 343,689 AMERICAN WTR WKS CO INC NEW COM 030420103 11,241 584,293 SOLE 584,293 SUNCOR ENERGY INC COM 867229106 11,220 505,217 SOLE 505,217 EXXON MOBIL CORP COM 30231G102 10,571 155,233 SOLE 155,233 CAPELLA EDUCATION COMPANY COM 139594105 10,239 193,206 SOLE 193,206 NUVASIVE INC COM 670704105 10,103 321,969 SOLE 321,969 WASTE MGMT INC DEL COM 94106L109 9,877 385,825 SOLE 385,825 MEDCO HEALTH SOLUTIONS COM 58405U102 9,500 229,810 SOLE 229,810 FPL GROUP INC COM 302571104 9,229 181,943 SOLE 181,943 BURLINGTON NRTHN SANTA FE COM 12189T104 8,861 147,324 SOLE 147,324 RANGE RES CORP COM 75281A109 8,799 213,788 SOLE 213,788 ALTRIA GROUP INC COM 02209s103 8,364 522,125 SOLE 522,125 ICON PUB LTD CO SPONSORED ADR 45103T107 8,094 501,224 SOLE 501,224 VERIZON COMMUNICATIONS INC COM 92343V104 7,812 258,683 SOLE 258,683 BAXTER INTL INC COM 071813109 7,672 149,796 SOLE 149,796 MASIMO CORP COM 574795100 7,622 263,009 SOLE 263,009 DANAHER CORP DEL COM 235851102 7,251 133,746 SOLE 133,746 INTERCONTINENTALEXCHANGE INC COM 45865V100 6,539 87,815 SOLE 87,815 KRAFT FOODS INC CL A 50075N104 6,466 290,119 SOLE 290,119 PROCTER & GAMBLE CO COM 742718109 6,188 131,415 SOLE 131,415 APACHE CORP COM 037411105 5,733 89,457 SOLE 89,457 EXPRESS SCRIPTS INC COM 302182100 5,636 122,086 SOLE 122,086 BHP BILLITON LTD SPONSORED ADR 088606108 5,140 115,261 SOLE 115,261 EMERSON ELEC CO COM 291011104 4,789 167,575 SOLE 167,575 CISCO SYS INC COM 17275R102 4,547 271,197 SOLE 271,197 ARENA RESOURCES INC COM 040049108 4,455 174,864 SOLE 174,864 EXPEDITORS INTL WASH INC COM 302130109 4,412 155,985 SOLE 155,985 NOVAMED INC DEL COM 66986W108 4,283 1,887,213 SOLE 1,887,213 CONOCOPHILLIPS COM 20825C104 4,108 104,905 SOLE 104,905 CME GROUP INC COM 12572Q105 4,100 16,644 SOLE 16,644 DIAMOND OFFSHORE DRILLING IN COM 25271C102 4,012 63,834 SOLE 63,834 APOLLO GROUP INC CL A 037604105 3,415 43,610 SOLE 43,610 PLUM CREEK TIMBER CO INC COM 729251108 3,342 114,965 SOLE 114,965 NUSTAR ENERGY LP UNIT COM 67058H102 3,204 69,503 SOLE 69,503 PAYCHEX INC COM 704326107 3,077 119,905 SOLE 119,905 WALGREEN CO COM 931422109 2,731 105,212 SOLE 105,212 CHUBB CORP COM COM 171232101 2,588 61,155 SOLE 61,155 INTERNATIONAL BUSINESS MACHS COM 459200101 2,553 26,357 SOLE 26,357 GENERAL ELECTRIC CO COM 369604103 2,464 243,727 SOLE 243,727 MICROSOFT CORP COM 594918104 2,237 121,793 SOLE 121,793 JPMORGAN CHASE & CO COM 46625h100 1,811 68,138 SOLE 68,138 NORTHERN TR CORP COM 665859104 1,563 26,141 SOLE 26,141 PETROCHINA CO LTD SPONSORED ADR 71646E100 1,537 19,295 SOLE 19,295 WISCONSIN ENERGY CORP COM 976657106 1,523 37,014 SOLE 37,014 AT&T INC COM 00206r102 1,501 59,590 SOLE 59,590 PFIZER INC COM 717081103 1,339 98,323 SOLE 98,323 BP PLC SPONSORED ADR 055622104 1,304 32,525 SOLE 32,525 CHIPOTLE MEXICAN GRILL INC CL A 169656105 1,097 16,539 SOLE 16,539 PEPSICO INC COM 713448108 1,092 21,216 SOLE 21,216 SOUTHWESTERN ENERGY CO COM 845467109 1,077 36,290 SOLE 36,290 COLGATE-PALMOLIVE CO COM 194162103 1,001 16,980 SOLE 16,980 TRANSOCEAN LTD REG SHA H8817H100 929 15,791 SOLE 15,791 SCHLUMBERGER LTD COM 806857108 887 21,849 SOLE 21,849 MORGAN STANLEY COM NEW 617446448 878 38,578 SOLE 38,578 NATIONAL OILWELL VARCO INC COM 637071101 836 29,133 SOLE 29,133 STRYKER CORP COM 863667101 811 23,847 SOLE 23,847 MARSH & MCLENNAN COS INC COM 571748102 808 39,946 SOLE 39,946 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 804 17,222 SOLE 17,222 3M CO COM 88579Y101 773 15,551 SOLE 15,551 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 726 17,818 SOLE 17,818 PIEDMONT NAT GAS INC COM 720186105 718 27,770 SOLE 27,770 FOSTER WHEELER AG COM H27178104 711 40,730 SOLE 40,730 STARBUCKS CORP COM 855244109 704 63,430 SOLE 63,430 BANK OF AMERICA CORPORATION COM 060505104 665 97,585 SOLE 97,585 RESMED INC COM 761152107 658 18,640 SOLE 18,640 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 642 24,185 SOLE 24,185 WESTERN UN CO COM 959802109 627 49,951 SOLE 49,951 FLUOR CORP NEW COM 343412102 591 17,118 SOLE 17,118 SYBASE INC COM 871130100 540 17,835 SOLE 17,835 DEVON ENERGY CORP NEW COM 25179M103 539 12,080 SOLE 12,080 MERCK & CO INC COM 589331107 532 19,898 SOLE 19,898 INTEL CORP COM 458140100 474 31,593 SOLE 31,593 ILLINOIS TOOL WKS INC COM 452308109 469 15,234 SOLE 15,234 WYETH COM 983024100 463 10,774 SOLE 10,774 UNIFIRST CORP MASS COM 904708104 459 16,500 SOLE 16,500 HEALTH CARE REIT INC COM 42217K106 445 14,561 SOLE 14,561 ALLIANT ENERGY CORP COM 018802108 429 17,380 SOLE 17,380 MEDTRONIC INC COM 585055106 428 14,542 SOLE 14,542 CYBERSOURCE CORP COM 23251J106 424 28,675 SOLE 28,675 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 416 22,478 SOLE 22,478 HCC INS HLDGS INC COM 404132102 400 15,900 SOLE 15,900 HANSEN NAT CORP COM 411310105 393 10,935 SOLE 10,935 DISNEY WALT CO COM DISNEY 254687106 378 20,863 SOLE 20,863 ZIMMER HLDGS INC COM 98956p102 370 10,156 SOLE 10,156 NORFOLK SOUTHERN CORP COM 655844108 337 10,000 SOLE 10,000 TIME WARNER INC COM 887317303 335 17,358 SOLE 17,358 GENOPTIX INC COM 37243v100 334 12,265 SOLE 12,265 FIRST MIDWEST BANCORP DEL COM 320867104 329 38,406 SOLE 38,406 TYLER TECHNOLOGIES INC COM 902252105 318 21,766 SOLE 21,766 DU PONT E I DE NEMOURS & CO COM 263534109 302 13,547 SOLE 13,547 U S BANCORP DEL COM NEW 902973304 299 20,506 SOLE 20,506 FIRSTBANK CORP MICH COM 33761G104 293 58,594 SOLE 58,594 DUKE ENERGY CORP NEW COM 26441C105 291 20,353 SOLE 20,353 NEOGEN CORP COM 640491106 268 12,280 SOLE 12,280 ALCOA INC COM 013817101 245 33,416 SOLE 33,416 KANYE ANDERSON MLP INVSMNT C COM 486606106 244 12,285 SOLE 12,285 PRIVATEBANCORP INC COM 742962103 228 15,798 SOLE 15,798 JOHNSON CTLS INC COM 478366107 226 18,889 SOLE 18,889 HALLIBURTON CO COM 406216101 222 14,392 SOLE 14,392 WADDELL & REED FINL INC CL A 930059100 204 11,330 SOLE 11,330 TOTAL 1,157,716 29,478,695 29,478,695
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