-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+RwwWD6zbCn6LRVLjUyy4GC6tgKkcp2W2GrZkFOrSItg8O4CbTO3h0QGNAK+PHu 21lSn+iKHeBOA/osesmosg== 0000898432-11-000132.txt : 20110211 0000898432-11-000132.hdr.sgml : 20110211 20110211162116 ACCESSION NUMBER: 0000898432-11-000132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC CENTRAL INDEX KEY: 0001269932 IRS NUMBER: 043689735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10799 FILM NUMBER: 11599340 MAIL ADDRESS: STREET 1: 181 W MADISON STREET STREET 2: STE 3750 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 a13f-hr.txt OMB APPROVAL OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per form . . . . . . . 23.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 ---------- Check here if Amendment[ ]: Amendment Number: ---------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC ------------------------------------------------- Address: 181 WEST MADISON, 35TH FLOOR, CHICAGO, IL 60602 ------------------------------------------------- Form 13F File Number 28- 10799 --------------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Thomas W. Ulrich ---------------- Title: Principal ---------------- Phone: 312-422-1720 ---------------- Signature, Place, and Date of Signing: /s/ Thomas W. Ulrich - ----------------------------------- (Signature) Chicago, Illinois - ----------------------------------- (City, State) February 11, 2011 - ----------------------------------- (Date) Report Type (Check only one): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager. (If there are no entries in this list, omit this section.) NONE - ----------------------------- Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 92 --------------- Form 13F Information Table Value Total: $2,488,040 (thousands) List of Other Included Managers: NONE - ------------
GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC FORM 13F INFORMATION TABLE 12/31/2010 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC COM 02209s103 $12,120 492,305 SH SOLE 492,305 AMAZON COM INC COM 023135106 $82,670 459,283 SH SOLE 459,283 AMERICAN TOWER CORP CL A 029912201 $18,404 356,394 SH SOLE 356,394 ANNALY CAPITAL MGMT INC COM 035710409 $10,309 575,287 SH SOLE 575,287 APPLE INC COM 037833100 $114,429 354,755 SH SOLE 354,755 BAIDU INC SPONSORED ADR REP 056752108 $78,869 817,042 SH SOLE 817,042 A BANK OF AMERICA COM 060505104 $1,421 106,538 SH SOLE 106,538 CORPORATION BAYTEX ENERGY TR TRUST UNIT 73176109 $24,314 519,326 SH SOLE 519,326 BE AEROSPACE INC COM 073302101 $35,245 951,809 SH SOLE 951,809 BHP BILLITON LTD SPONSORED ADR 088606108 $15,382 165,545 SH SOLE 165,545 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 $31,631 473,308 SH SOLE 473,308 C H ROBINSON WORLDWIDE INC COM NEW 12541w209 $15,571 194,177 SH SOLE 194,177 CSX CORP COM 126408103 $6,838 105,836 SH SOLE 105,836 CARBO CERAMICS INC COM 140781105 $10,652 102,884 SH SOLE 102,884 CELGENE CORP COM 151020104 $30,856 521,757 SH SOLE 521,757 CHEVRON CORP NEW COM 166764100 $37,290 408,664 SH SOLE 408,664 CHIPOTLE MEXICAN GRILL INC COM 169656105 $62,167 292,333 SH SOLE 292,333 CITIGROUP INC COM 172967101 $558 118,120 SH SOLE 118,120 CNINSURE INC SPONSORED ADR 18976M103 $2,063 119,356 SH SOLE 119,356 COCA COLA CO COM 191216100 $19,124 290,782 SH SOLE 290,782 COGNIZANT TECH SOLUTIO CL A 192446102 $64,663 882,292 SH SOLE 882,292 CONTINENTAL RESOURCES INC COM 212015101 $34,578 587,564 SH SOLE 587,564 COPANO ENERGY L L C COM UNITS 217202100 $4,066 120,486 SH SOLE 120,486 CPFL ENERGIA S A SPONSORED ADR 126153105 $22,397 291,594 SH SOLE 291,594 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 $19,535 482,944 SH SOLE 482,944 DIGITAL RLTY TR INC COM 253868103 $31,922 619,375 SH SOLE 619,375 DOMINION RES INC VA NEW COM 25746U109 $6,949 162,687 SH SOLE 162,687 ECHO GLOBAL LOGISTICS INC COM 27875t101 $1,414 117,475 SH SOLE 117,475 EDWARDS LIFESCIENCES CORP COM 28176E108 $11,182 138,329 SH SOLE 138,329 EMERSON ELEC CO COM 291011104 $28,574 499,822 SH SOLE 499,822 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273r109 $19,079 368,190 SH SOLE 368,190 ENTERPRISE PRODS PARTNERS COM 293792107 $60,904 1,463,709 SH SOLE 1,463,709 LP EXPRESS SCRIPTS INC COM 302182100 $14,143 261,667 SH SOLE 261,667 EXXON MOBIL CORP COM 30231G102 $10,178 139,205 SH SOLE 139,205 F5 NETWORKS INC COM 315616102 $47,632 365,950 SH SOLE 365,950 FASTENAL CO COM 311900104 $11,011 183,803 SH SOLE 183,803 FMC TECHNOLOGIES INC COM 30249U101 $33,274 374,253 SH SOLE 374,253 FREEPORT-MCMORAN COPPER & COM 35671d857 $52,715 438,963 SH SOLE 438,963 GO GENERAL ELECTRIC CO COM 369604103 $4,445 243,065 SH SOLE 243,065 GRAPHIC PACKAGING HLDG CO COM 388689101 $427 110,000 SH SOLE 110,000 GREEN MTN COFFEE ROASTERS COM 393122106 $45,238 1,376,715 SH SOLE 1,376,715 IN HCP INC COM 40414L109 $24,781 673,599 SH SOLE 673,599 HDFC BANK LTD COM 40415F101 $45,778 273,943 SH SOLE 273,943 IGI LABS INC COM 449575109 $458 272,727 SH SOLE 272,727 INERGY L P UNIT LTD PTNR 456615103 $5,564 141,809 SH SOLE 141,809 INTEL CORP COM 458140100 $3,581 170,307 SH SOLE 170,307 ITC HLDGS CORP COM 465685105 $19,080 307,843 SH SOLE 307,843 JONES LANG LASALLE INC COM 48020Q107 $20,665 246,251 SH SOLE 246,251 KRAFT FOODS INC CL A 50075N104 $8,175 259,443 SH SOLE 259,443 LAS VEGAS SANDS CORP COM 517834107 $44,044 958,540 SH SOLE 958,540 MAGELLAN MIDSTREAM PTNRS COM UNIT RP LP 559080106 $60,587 1,072,343 SH SOLE 1,072,343 LP MASTERCARD INC CL A 57636q104 $30,506 136,125 SH SOLE 136,125 MCDONALDS CORP COM 580135101 $33,243 433,078 SH SOLE 433,078 MELCO CROWN ENTMT LTD ADR 585464100 $1,724 271,165 SH SOLE 271,165 MERCADOLIBRE INC COM 58733r102 $28,252 423,919 SH SOLE 423,919 MICROCHIP TECHNOLOGY INC COM 595017104 $27,468 802,944 SH SOLE 802,944 MICROSOFT CORP COM 594918104 $4,196 150,359 SH SOLE 150,359 MOSAIC CO COM 61945a107 $61,831 809,739 SH SOLE 809,739 MSCI INC CL A 55354g100 $15,808 405,762 SH SOLE 405,762 NATIONAL PRESTO INDS INC COM 637215104 $17,379 133,674 SH SOLE 133,674 NETAPP INC COM 64110d104 $44,159 803,489 SH SOLE 803,489 NOVAMED INC DEL COM NEW 66986W207 $4,018 348,538 SH SOLE 348,538 OPENTABLE INC COM 68372A104 $21,697 307,860 SH SOLE 307,860 PHILIP MORRIS INTL INC COM 718172109 $58,984 1,007,772 SH SOLE 1,007,772 PLAINS ALL AMERN PIPELINE UNIT LTD PARTN 726503105 $57,872 921,689 SH SOLE 921,689 L PRAXAIR INC COM 74005p104 $21,903 229,425 SH SOLE 229,425 PRICELINE.COM INC COM NEW 741503403 $58,773 147,100 SH SOLE 147,100 PROCTER & GAMBLE CO COM 742718109 $7,748 120,451 SH SOLE 120,451 QUALCOMM INC COM 747525103 $9,448 190,918 SH SOLE 190,918 QUALITY SYSTEMS INC COM 747582104 $26,175 374,907 SH SOLE 374,907 RESMED INC COM 761152107 $9,938 286,918 SH SOLE 286,918 ROVI CORP COM 779376102 $55,457 894,332 SH SOLE 894,332 ROWE T PRICE GROUP INC COM 74144t108 $83,100 1,287,580 SH SOLE 1,287,580 SALESFORCE COM INC COM 79466l302 $61,336 464,670 SH SOLE 464,670 SEADRILL LIMITED SHS G7945E105 $30,331 894,207 SH SOLE 894,207 SILICON LABORATORIES INC COM 826919102 $10,006 217,446 SH SOLE 217,446 SILVER WHEATON CORP COM 828336107 $4,084 104,620 SH SOLE 104,620 SIMON PPTY GROUP INC NEW COM 828806109 $28,452 285,982 SH SOLE 285,982 SOTHEBYS COM 835898107 $21,095 468,781 SH SOLE 468,781 STARBUCKS CORP COM 855244109 $9,775 304,256 SH SOLE 304,256 STERICYCLE INC COM 858912108 $60,348 745,774 SH SOLE 745,774 SUNOCO LOGISTICS PRTNRS L COM UNITS 86764l108 $8,474 101,381 SH SOLE 101,381 P SXC HEALTH SOLUTIONS CORP COM 78505p100 $38,776 904,722 SH SOLE 904,722 TAUBMAN CTRS INC COM 876664103 $10,970 217,320 SH SOLE 217,320 UNITED PARCEL SERVICE INC CL B 911312106 $25,077 345,513 SH SOLE 345,513 UNITED TECHNOLOGIES CORP COM 913017109 $25,400 322,667 SH SOLE 322,667 VANCEINFO TECHNOLOGIES INC ADR 921564100 $19,795 573,129 SH SOLE 573,129 VMWARE INC COM 928563402 $41,850 470,708 SH SOLE 470,708 VORNADO REALTY TR SH BEN INT 929042109 $22,286 267,448 SH SOLE 267,448 WALGREEN CO COM 931422109 $4,339 111,383 SH SOLE 111,383 WEATHERFORD INTERNATIONAL REG h27013103 $2,764 121,269 SH SOLE 121,269 LT WILLIAMS PARTNERS L P COM UNIT LP 96950F104 $16,251 348,380 SH SOLE 348,380 TOTAL $2,488,040 38,787,794 38,787,794
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