-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vj+GjuPSqOwr9JZ8QvBS+Q3O95Uw1Qs21oB6gnwctUdzDclR9084UWZAzIQQMAOQ vM0xbiB81FkgxDytKWyzfA== 0000898432-10-001068.txt : 20100809 0000898432-10-001068.hdr.sgml : 20100809 20100809160739 ACCESSION NUMBER: 0000898432-10-001068 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100809 DATE AS OF CHANGE: 20100809 EFFECTIVENESS DATE: 20100809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC CENTRAL INDEX KEY: 0001269932 IRS NUMBER: 043689735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10799 FILM NUMBER: 101001696 MAIL ADDRESS: STREET 1: 181 W MADISON STREET STREET 2: STE 3750 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 a13f-hr.txt ------------------------- OMB APPROVAL ------------------------- OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per form . . .23.5 ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 --------------- Check here if Amendment[ ]:Amendment Number: --------------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC ----------------------------------------------- Address: 181 WEST MADISON, SUITE 3575, CHICAGO, IL 60602 ----------------------------------------------- Form 13F File Number 28-10799 ----------------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Thomas W. Ulrich ---------------- Title: Principal ---------------- Phone: 312-422-1720 ---------------- Signature, Place, and Date of Signing: /s/ Thomas W. Ulrich - -------------------------------- (Signature) Chicago, Illinois - -------------------------------- (City, State) August 9, 2010 - -------------------------------- (Date) Report Type (Check only one): [X] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE.(Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT.(Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager.(If there are no entries in this list, omit this section.) NONE - --------------------- Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 163 ------------ Form 13F Information Table Value Total: 1,663,237(thousands) ------------ List of Other Included Managers: NONE ----------
Geneva Investment Management of Chicago, LLC Form 13F INFORMATION TABLE 6/30/2010 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1,000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- ----------------- --------- ---------- ---------- ------ ----- ---------- -------- ------------------- 3M CO COM 88579Y101 $ 1,194 15,122 SH SOLE $ 1,194 ABBOTT LABS COM 002824100 $ 13,862 296,317 SH SOLE $ 13,862 ALLIANT ENERGY CORP COM 018802108 $ 573 18,039 SH SOLE $ 573 ALTRIA GROUP INC COM 02209s103 $ 9,583 478,196 SH SOLE $ 9,583 AMAZON COM INC COM 023135106 $ 43,091 394,386 SH SOLE $ 43,091 AMPHENOL CORP NEW CL A 032095101 $ 7,372 187,683 SH SOLE $ 7,372 ANNALY CAP MGMT INC COM 035710409 $ 7,349 428,525 SH SOLE $ 7,349 APPLE INC COM 037833100 $ 77,028 306,237 SH SOLE $ 77,028 ARENA RESOURCES INC COM 040049108 $ 14,395 451,261 SH SOLE $ 14,395 AT&T INC COM 00206r102 $ 1,397 57,750 SH SOLE $ 1,397 BAIDU INC SPON ADR REP A 056752108 $ 46,261 679,505 SH SOLE $ 46,261 BANK OF AMERICA CORPORATION COM 060505104 $ 715 49,731 SH SOLE $ 715 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 $ 1,926 24,163 SH SOLE $ 1,926 BP PLC SPONSORED ADR 055622104 $ 611 21,146 SH SOLE $ 611 BRISTOL-MYERS SQUIBB CO COM 110122108 $ 441 17,701 SH SOLE $ 441 BUCKEYE PARTNERS LP UNIT LTD PARTN 118230101 $ 17,816 301,766 SH SOLE $ 17,816 C H ROBINSON WORLDWIDE INC COM NEW 12541w209 $ 12,721 228,552 SH SOLE $ 12,721 CAPELLA EDUCATION COMPANY COM 139594105 $ 15,689 192,852 SH SOLE $ 15,689 CELGENE CORP COM 151020104 $ 29,489 580,260 SH SOLE $ 29,489 CHEVRON CORP NEW COM 166764100 $ 24,342 358,714 SH SOLE $ 24,342 CHIPOTLE MEXICAN GRILL INC COM 169656105 $ 31,378 229,352 SH SOLE $ 31,378 CISCO SYS INC COM 17275r102 $ 9,764 458,168 SH SOLE $ 9,764 CITIGROUP INC COM 172967101 $ 394 104,753 SH SOLE $ 394 CME GROUP INC COM 12572Q105 $ 14,804 52,580 SH SOLE $ 14,804 CNINSURE INC SPONSORED ADR 18976m103 $ 6,717 258,945 SH SOLE $ 6,717 COCA COLA CO COM 191216100 $ 11,116 221,798 SH SOLE $ 11,116 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 $ 39,775 794,543 SH SOLE $ 39,775 COLGATE PALMOLIVE CO COM 194162103 $ 1,314 16,680 SH SOLE $ 1,314 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 $ 5,019 72,200 SH SOLE $ 5,019 CONCHO RES INC COM 20605P101 $ 570 10,305 SH SOLE $ 570 CONOCOPHILLIPS COM 20825c104 $ 522 10,635 SH SOLE $ 522 CONTINENTAL RESOURCES INC COM 212015101 $ 8,098 181,491 SH SOLE $ 8,098 COPANO ENERGY L L C COM UNITS 217202100 $ 762 27,740 SH SOLE $ 762 CPFL ENERGIA S A SPONSORED ADR 126153105 $ 8,670 129,502 SH SOLE $ 8,670 CSX CORP COM 126408103 $ 5,563 112,079 SH SOLE $ 5,563 CTRIP COM INTL LTD AMERICAN DEP SHS 22943f100 $ 15,916 423,749 SH SOLE $ 15,916 DANAHER CORP DEL COM 235851102 $ 1,802 48,549 SH SOLE $ 1,802 DEVON ENERGY CORP NEW COM 25179m103 $ 720 11,820 SH SOLE $ 720 DIAGEO P L C SPON ADR NEW 25243q205 $ 4,285 68,300 SH SOLE $ 4,285 DIGITAL RLTY TR INC COM 253868103 $ 27,253 472,493 SH SOLE $ 27,253 DISNEY WALT CO COM DISNEY 254687106 $ 674 21,386 SH SOLE $ 674 DU PONT E I DE NEMOURS & CO COM 263534109 $ 614 17,738 SH SOLE $ 614 DUKE ENERGY CORP NEW COM 26441c105 $ 293 18,332 SH SOLE $ 293 ECHO GLOBAL LOGISTICS INC COM 27875t101 $ 795 65,144 SH SOLE $ 795 EDWARDS LIFESCIENCES CORP COM 28176E108 $ 3,478 62,087 SH SOLE $ 3,478 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 $ 553 19,280 SH SOLE $ 553 EMERSON ELEC CO COM 291011104 $ 16,351 374,249 SH SOLE $ 16,351 ENERGY TRANSFER PARTNERS L P UNIT LTD PARTN 29273r109 $ 16,059 346,100 SH SOLE $ 16,059 ENTERPRISE PRODS PARTNERS LP COM 293792107 $ 37,305 1,054,700 SH SOLE $ 37,305 EXELON CORP COM 30161n101 $ 449 11,823 SH SOLE $ 449 EXPRESS INC COM 30219E103 $ 439 26,800 SH SOLE $ 439 EXPRESS SCRIPTS INC COM 302182100 $ 14,634 311,234 SH SOLE $ 14,634 EXXON MOBIL CORP COM 30231G102 $ 3,183 55,776 SH SOLE $ 3,183 F5 NETWORKS INC COM 315616102 $ 32,436 473,036 SH SOLE $ 32,436 FASTENAL CO COM 311900104 $ 8,771 174,753 SH SOLE $ 8,771 FIFTH THIRD BANCORP COM 316773100 $ 519 42,252 SH SOLE $ 519 FIRST MIDWEST BANCORP DEL COM 320867104 $ 443 36,406 SH SOLE $ 443 FLOWSERVE CORP COM 34354P105 $ 3,501 41,285 SH SOLE $ 3,501 FREEPORT-MCMORAN COPPER & GO COM 35671d857 $ 4,972 84,088 SH SOLE $ 4,972 GENERAL ELECTRIC CO COM 369604103 $ 2,947 204,388 SH SOLE $ 2,947 GENERAL GROWTH PPTYS INC COM 370021107 $ 285 21,506 SH SOLE $ 285 GOOGLE INC CL A 38259p508 $ 36,901 82,933 SH SOLE $ 36,901 GRAFTECH INTL LTD COM 384313102 $ 651 44,540 SH SOLE $ 651 GRAPHIC PACKAGING HLDG CO COM 388689101 $ 504 160,000 SH SOLE $ 504 GREEN MTN COFFEE ROASTERS INC COM 393122106 $ 34,756 1,352,370 SH SOLE $ 34,756 HALLIBURTON CO COM 406216101 $ 358 14,565 SH SOLE $ 358 HARBIN ELECTRIC INC COM 41145w109 $ 226 13,555 SH SOLE $ 226 HCC INS HLDGS INC COM 404132102 $ 371 15,000 SH SOLE $ 371 HCP INC COM 40414L109 $ 7,780 241,233 SH SOLE $ 7,780 HDFC BANK LTD ADR REPS 3 SHS 40415f101 $ 30,083 210,414 SH SOLE $ 30,083 HEWLETT-PACKARD CO COM 428236103 $ 450 10,395 SH SOLE $ 450 HOME DEPOT INC COM 437076102 $ 300 10,688 SH SOLE $ 300 ILLINOIS TOOL WKS INC COM 452308109 $ 722 17,491 SH SOLE $ 722 INERGY HLDGS L P UNIT LTD PTNR 456615103 $ 10,324 260,906 SH SOLE $ 10,324 INTEL CORP COM 458140100 $ 1,381 71,024 SH SOLE $ 1,381 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 3,325 26,928 SH SOLE $ 3,325 INTUITIVE SURGICAL INC COM NEW 46120e602 $ 31,392 99,462 SH SOLE $ 31,392 IRIDIUM COMMUNICATIONS INC COM 46269c102 $ 351 35,000 SH SOLE $ 351 ITC HLDGS CORP COM 465685105 $ 11,864 224,234 SH SOLE $ 11,864 JOHNSON & JOHNSON COM 478160104 $ 2,645 44,791 SH SOLE $ 2,645 JOHNSON CTLS INC COM 478366107 $ 508 18,913 SH SOLE $ 508 JONES LANG LASALLE INC COM 48020Q107 $ 7,626 116,181 SH SOLE $ 7,626 JPMORGAN CHASE & CO COM 46625h100 $ 16,357 446,788 SH SOLE $ 16,357 KAYNE ANDERSON MLP INVSMNT COM 486606106 $ 301 11,485 SH SOLE $ 301 KINDER MORGAN MANAGEMENT LLC SHS 49455u100 $ 1,122 19,831 SH SOLE $ 1,122 KRAFT FOODS INC CL A 50075N104 $ 7,938 283,503 SH SOLE $ 7,938 LAS VEGAS SANDS CORP COM 517834107 $ 7,821 353,240 SH SOLE $ 7,821 LILLY ELI & CO COM 532457108 $ 363 10,835 SH SOLE $ 363 LONGTOP FINL TECHNOLOGIES LT ADR 54318p108 $ 11,238 346,844 SH SOLE $ 11,238 LULULEMON ATHLETICA INC COM 550021109 $ 835 22,435 SH SOLE $ 835 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 $ 40,694 870,457 SH SOLE $ 40,694 MARSH & MCLENNAN COS INC COM 571748102 $ 926 41,049 SH SOLE $ 926 MASTERCARD INC CL A 57636q104 $ 45,135 226,206 SH SOLE $ 45,135 MAXIM INTEGRATED PRODS COM 57772k101 $ 6,238 372,847 SH SOLE $ 6,238 MCDONALDS CORP COM 580135101 $ 23,990 364,203 SH SOLE $ 23,990 MEDCO HEALTH SOLUTIONS INC COM 58405u102 $ 1,565 28,408 SH SOLE $ 1,565 MEDIFAST INC COM 58470H101 $ 369 14,255 SH SOLE $ 369 MEDTRONIC INC COM 585055106 $ 504 13,900 SH SOLE $ 504 MERCADOLIBRE INC COM 58733r102 $ 12,421 236,371 SH SOLE $ 12,421 MERCK & CO INC NEW COM 58933Y105 $ 492 14,077 SH SOLE $ 492 MICROCHIP TECHNOLOGY INC COM 595017104 $ 17,642 635,975 SH SOLE $ 17,642 MICROSOFT CORP COM 594918104 $ 3,075 133,636 SH SOLE $ 3,075 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 $ 872 27,766 SH SOLE $ 872 MORNINGSTAR INC COM 617700109 $ 484 10,467 SH SOLE $ 484 MOSAIC CO COM 61945a107 $ 23,175 594,543 SH SOLE $ 23,175 MSCI INC CL A 55354g100 $ 10,874 396,848 SH SOLE $ 10,874 NATIONAL PRESTO INDS INC COM 637215104 $ 9,563 102,987 SH SOLE $ 9,563 NETAPP INC COM 64110d104 $ 28,566 765,637 SH SOLE $ 28,566 NORDSTROM INC COM 655664100 $ 3,642 113,142 SH SOLE $ 3,642 NORFOLK SOUTHERN CORP COM 655844108 $ 615 11,600 SH SOLE $ 615 NORTHERN TR CORP COM 665859104 $ 1,158 24,803 SH SOLE $ 1,158 NOVAMED INC DEL COM 66986W108 $ 3,616 435,721 SH SOLE $ 3,616 ORACLE CORP COM 68389x105 $ 461 21,497 SH SOLE $ 461 PENN WEST ENERGY TR TR UNIT 707885109 $ 276 14,499 SH SOLE $ 276 PEPSICO INC COM 713448108 $ 1,560 25,601 SH SOLE $ 1,560 PETROCHINA CO LTD SPON ADR 71646E100 $ 2,232 20,345 SH SOLE $ 2,232 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654v408 $ 422 12,304 SH SOLE $ 422 PFIZER INC DEL COM 717081103 $ 1,301 91,228 SH SOLE $ 1,301 PHILIP MORRIS INTL INC COM 718172109 $ 43,180 941,970 SH SOLE $ 43,180 PIEDMONT NAT GAS INC COM 720186105 $ 655 25,900 SH SOLE $ 655 PLAINS ALL AMERN PIPELINE LP UNIT LTD PARTN 726503105 $ 37,230 634,238 SH SOLE $ 37,230 PRAXAIR INC COM 74005p104 $ 8,601 113,183 SH SOLE $ 8,601 PRICE T ROWE GROUP INC COM 74144t108 $ 36,251 816,640 SH SOLE $ 36,251 PRICELINE COM INC COM NEW 741503403 $ 18,668 105,746 SH SOLE $ 18,668 PRIVATEBANCORP INC COM 742962103 $ 298 26,856 SH SOLE $ 298 PROCTER & GAMBLE CO COM 742718109 $ 6,836 113,977 SH SOLE $ 6,836 QUALCOMM INC COM 747525103 $ 8,312 253,114 SH SOLE $ 8,312 QUALITY SYS INC COM 747582104 $ 15,709 270,892 SH SOLE $ 15,709 RANGE RES CORP COM 75281a109 $ 627 15,610 SH SOLE $ 627 ROVI CORP COM 779376102 $ 10,709 282,496 SH SOLE $ 10,709 SALESFORCE COM INC COM 79466l302 $ 48,277 562,532 SH SOLE $ 48,277 SILICON LABORATORIES INC COM 826919102 $ 14,771 364,172 SH SOLE $ 14,771 SILVER WHEATON CORP COM 828336107 $ 410 20,400 SH SOLE $ 410 SIMON PPT GROUP INC NEW NEW COM 828806109 $ 17,566 217,541 SH SOLE $ 17,566 SOTHEBYS COM 835898107 $ 9,005 393,764 SH SOLE $ 9,005 SOUTHWESTERN ENERGY CO COM 845467109 $ 1,940 50,201 SH SOLE $ 1,940 SPECTRA ENERGY PARTNERS LP COM 84756N109 $ 1,301 38,325 SH SOLE $ 1,301 STARBUCKS CORP COM 855244109 $ 5,511 226,787 SH SOLE $ 5,511 STERICYCLE INC COM 858912108 $ 36,110 550,629 SH SOLE $ 36,110 STRAYER ED INC COM 863236105 $ 14,060 67,630 SH SOLE $ 14,060 SUNCOR ENERGY INC NEW COM 867224107 $ 5,493 186,577 SH SOLE $ 5,493 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764l108 $ 1,341 18,628 SH SOLE $ 1,341 SXC HEALTH SOLUTIONS CORP COM 78505p100 $ 27,836 380,015 SH SOLE $ 27,836 TAUBMAN CTRS INC COM 876664103 $ 6,337 168,412 SH SOLE $ 6,337 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 $ 8,790 169,071 SH SOLE $ 8,790 THORATEC CORP COM NEW 885175307 $ 1,043 24,415 SH SOLE $ 1,043 ULTA SALON COSMETCS & FRAG I COM 90384s303 $ 11,255 475,799 SH SOLE $ 11,255 UNIFIRST CORP MASS COM 904708104 $ 660 15,000 SH SOLE $ 660 UNITED PARCEL SERVICE INC CL B 911312106 $ 7,536 132,475 SH SOLE $ 7,536 UNITED TECHNOLOGIES CORP COM 913017109 $ 14,540 224,001 SH SOLE $ 14,540 US BANCORP DEL COM NEW 902973304 $ 436 19,529 SH SOLE $ 436 VALEANT PHARMACEUTICALS INTL COM 91911X104 $ 13,438 256,986 SH SOLE $ 13,438 VANCEINFO TECHNOLOGIES INC ADR 921564100 $ 12,894 553,859 SH SOLE $ 12,894 VERIZON COMMUNICATIONS INC COM 92343v104 $ 772 27,543 SH SOLE $ 772 VMWARE INC CL A COM 928563402 $ 31,984 511,004 SH SOLE $ 31,984 VORNADO RLTY TR SH BEN INT 929042109 $ 14,476 198,432 SH SOLE $ 14,476 WALGREEN CO COM 931422109 $ 2,774 103,890 SH SOLE $ 2,774 WALMART STORES INC COM 931142103 $ 1,496 31,116 SH SOLE $ 1,496 WELLS FARGO & CO NEW COM 949746101 $ 352 13,732 SH SOLE $ 352 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 $ 10,596 242,909 SH SOLE $ 10,596 WISCONSIN ENERGY CORP COM 976657106 $ 1,878 37,014 SH SOLE $ 1,878 WMS INDS INC COM 929297109 $ 11,380 289,940 SH SOLE $ 11,380 ZIMMER HLDGS INC COM 98956p102 $ 544 10,061 SH SOLE $ 544 TOTAL $1,663,237 32,624,918 $1,663,237
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