0000919574-12-006480.txt : 20121114
0000919574-12-006480.hdr.sgml : 20121114
20121114164437
ACCESSION NUMBER: 0000919574-12-006480
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZIMMER LUCAS CAPITAL LLC
CENTRAL INDEX KEY: 0001269832
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10550
FILM NUMBER: 121205397
BUSINESS ADDRESS:
STREET 1: 7 WEST 54TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-509-1600
MAIL ADDRESS:
STREET 1: 7 WEST 54TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
d1333331_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended September 30, 2012
Check here if Amendment: | |; Amendment Number:
This Amendment (Check only one): | | is a restatement
| | adds new holding entries.
Institutional Manager Filing this Report:
Name: Zimmer Lucas Capital, LLC
Address: 7 West 54th Street
New York, New York 10019
13F File Number: 28-10550
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stuart J. Zimmer
Title: Managing Member
Phone: 212-440-0740
Signature, Place and Date of Signing:
/s/ Stuart J. Zimmer New York, New York November 14, 2012
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $228,600
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1. 28-10735 ZLP Master Utility Fund, Ltd.
2. 28-10775 ZLP Master Opportunity Fund, Ltd.
3. 28-11923 ZLP Fund, LP
FORM 13F INFORMATION TABLE
Zimmer Lucas Capital, LLC
September 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE
-------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ----
AMERICAN ELEC PWR INC COM 025537101 9,337.25 212,500 SH SHARED-DEFINED 1,2 212,500
AMERICAN ELEC PWR INC COM 025537101 4,394.00 100,000 PUT SHARED-DEFINED 1,2 100,000
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 479.70 10,000 SH SHARED-DEFINED 10,000
CHENIERE ENERGY INC COM NEW 16411R208 751.65 48,400 SH SHARED-DEFINED 1,2,3 48,400
CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 1,715.25 75,000 SH SHARED-DEFINED 3 75,000
CLECO CORP NEW COM 12561W105 5,667.30 135,000 SH SHARED-DEFINED 1,2 135,000
CMS ENERGY CORP COM 125896100 10,597.50 450,000 SH SHARED-DEFINED 1,2 450,000
COPANO ENERGY L L C COM UNITS 217202100 2,314.80 70,188 SH SHARED-DEFINED 3 70,188
DOMINION RES INC VA NEW COM 25746U109 1,323.50 25,000 CALL SHARED-DEFINED 1 25,000
DTE ENERGY CO COM 233331107 15,734.25 262,500 SH SHARED-DEFINED 1,2 262,500
DUKE ENERGY CORP NEW COM NEW 26441C204 15,387.63 237,500 SH SHARED-DEFINED 1,2 237,500
EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 3,442.85 92,500 SH SHARED-DEFINED 3 92,500
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 1,092.22 37,100 SH SHARED-DEFINED 3 37,100
ENTERPRISE PRODS PARTNERS L COM 293792107 2,042.16 38,100 SH SHARED-DEFINED 3 38,100
EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 3,538.71 122,872 SH SHARED-DEFINED 3 122,872
PROSHARES TR II ULTRASHRT EURO 74347W882 603.60 30,000 SH SHARED-DEFINED 30,000
IDACORP INC COM 451107106 3,279.87 75,800 SH SHARED-DEFINED 1,2 75,800
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 36,530.00 1,000,000 PUT SHARED-DEFINED 1,2 1,000,000
ITC HLDGS CORP COM 465685105 7,558.00 100,000 SH SHARED-DEFINED 1,2 100,000
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 636.71 11,700 SH SHARED-DEFINED 3 11,700
NEXTERA ENERGY INC COM 65339F101 6,153.88 87,500 SH SHARED-DEFINED 1,2 87,500
NISOURCE INC COM 65473P105 9,427.60 370,000 SH SHARED-DEFINED 1,2 370,000
NORTHEAST UTILS COM 664397106 25,805.25 675,000 SH SHARED-DEFINED 1,2 675,000
NUSTAR ENERGY LP UNIT COM 67058H102 1,729.92 34,000 SH SHARED-DEFINED 3 34,000
ONEOK INC NEW COM 682680103 13,183.80 272,900 SH SHARED-DEFINED 1,2,3 272,900
PG&E CORP COM 69331C108 3,200.25 75,000 SH SHARED-DEFINED 1,2 75,000
QUESTAR CORP COM 748356102 4,066.00 200,000 SH SHARED-DEFINED 1,2 200,000
SEMPRA ENERGY COM 816851109 451.43 7,000 SH SHARED-DEFINED 1,2 7,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 5,326.89 37,000 PUT SHARED-DEFINED 1,2 37,000
SPECTRA ENERGY CORP COM 847560109 8,808.00 300,000 SH SHARED-DEFINED 1,2,3 300,000
SUNOCO INC COM 86764P109 10,419.68 222,500 SH SHARED-DEFINED 1,2,3 222,500
SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1,828.68 39,200 SH SHARED-DEFINED 3 39,200
WISCONSIN ENERGY CORP COM 976657106 11,771.88 312,500 SH SHARED-DEFINED 1,2 312,500
SK 02192 0008 1333331