-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTAf2Ag4haEqBZql9025OY0f/8IZ1qDZtway77B+xyKkDX8Yt1zsGWAgph90lBxj MbHjmgE9GtHuWJcb+fvRNg== 0000919574-10-004915.txt : 20100816 0000919574-10-004915.hdr.sgml : 20100816 20100816170025 ACCESSION NUMBER: 0000919574-10-004915 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZIMMER LUCAS CAPITAL LLC CENTRAL INDEX KEY: 0001269832 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10550 FILM NUMBER: 101020694 MAIL ADDRESS: STREET 1: 45 BROADWAY STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 d1122092_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2010 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Zimmer Lucas Capital, LLC Address: 535 Madison Avenue, 6th Floor New York, New York 10022 13F File Number: 28-10550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart J. Zimmer Title: Managing Member Phone: 212-440-0740 Signature, Place and Date of Signing: /s/ Stuart J. Zimmer New York, New York August 16, 2010 - ----------------------- ------------------------- --------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 54 Form 13F Information Table Value Total: $747,468 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-10735 ZLP Master Utility Fund, Ltd. 2. 28-10775 ZLP Master Opportunity Fund, Ltd. 3. 28-11923 ZLP Fund, LP FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------- --------------- --------- -------- ------------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- --------------- --------- -------- -------- ---- ---- ---------- -------- -------- ------ ---- AGL RES INC COM 001204106 25,970 725,000 SH SHARED 1,2 725,000 ALLEGHENY ENERGY INC COM 017361106 26,367 1,275,000 SH SHARED 1,2 1,275,000 ALLIANT ENERGY CORP COM 018802108 31,740 1,000,000 SH SHARED 1,2 1,000,000 AMERICAN ELEC PWR INC COM 025537101 33,108 1,025,000 SH SHARED 1,2 1,025,000 ANADARKO PETE CORP COM 032511107 2,075 57,500 SH SHARED 2,3 57,500 ATMOS ENERGY CORP COM 049560105 26,364 975,000 SH SHARED 1,2 975,000 AVISTA CORP COM 05379B107 8,789 450,000 SH SHARED 1,2 450,000 BARRETT BILL CORP COM 06846N104 18,462 600,000 SH SHARED 2,3 600,000 BRIGHAM EXPLORATION CO COM 109178103 22,333 1,452,100 SH SHARED 2,3 1,452,100 CARRIZO OIL & CO INC COM 144577103 13,977 900,000 SH SHARED 2,3 900,000 CENTERPOINT ENERGY INC COM 15189T107 12,385 941,100 SH SHARED 1,2 941,100 CLECO CORP NEW COM 12561W105 8,021 303,710 SH SHARED 1,2 303,710 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 6,353 238,494 SH SHARED 3 238,494 EL PASO CORP COM 28336L109 10,091 908,270 SH SHARED 2,3 908,270 EL PASO ELEC CO COM NEW 283677854 485 25,080 SH SHARED 1,2 25,080 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 1,233 43,000 SH SHARED 3 43,000 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 6,038 178,900 SH SHARED 3 178,900 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 11,448 246,722 SH SHARED 3 246,722 ENTERPRISE PRODS PARTNERS L COM 293792107 2,211 62,500 SH SHARED 3 62,500 EXCO RESOURCES INC COM 269279402 8,727 597,300 SH SHARED 2,3 597,300 EXELON CORP COM 30161N101 6,645 175,000 SH SHARED 1,2 175,000 ITC HLDGS CORP COM 465685105 21,164 400,000 SH SHARED 1,2 400,000 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 4,244 75,000 SH SHARED 2,3 75,000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 10,306 220,459 SH SHARED 3 220,459 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 416 8,000 SH SHARED 2 8,000 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 4,064 124,209 SH SHARED 3 124,209 MIRANT CORP NEW COM 60467R100 14,569 1,379,611 SH SHARED 1,2 1,379,611 MV OIL TR TR UNITS 553859109 12,292 476,798 SH SHARED 3 476,798 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 4,733 255,000 SH SHARED 3 255,000 NISOURCE INC COM 65473P105 19,510 1,345,500 SH SHARED 1,2 1,345,500 NV ENERGY INC COM 67073Y106 36,251 3,069,500 SH SHARED 1,2 3,069,500 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 6,625 70,000 SH SHARED 2,3 70,000 ONEOK INC NEW COM 682680103 14,977 346,300 SH SHARED 2,3 346,300 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 996 41,810 SH SHARED 3 41,810 PENN VA GP HLDGS L P COM UNIT R LIM 70788P105 1,051 57,700 SH SHARED 3 57,700 PIONEER NAT RES CO COM 723787107 5,945 100,000 SH SHARED 2,3 100,000 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 7,891 134,422 SH SHARED 3 134,422 PORTLAND GEN ELEC CO COM NEW 736508847 16,039 875,000 SH SHARED 1,2 875,000 PPL CORP COM 69351T106 84,456 3,385,000 SH SHARED 1,2 3,385,000 PROGRESS ENERGY INC COM 743263105 11,178 285,000 SH SHARED 1,2 285,000 QUESTAR CORP COM 748356102 2,275 50,000 SH SHARED 2,3 50,000 RANGE RES CORP COM 75281A109 5,019 125,000 SH SHARED 2,3 125,000 REX ENERGY CORPORATION COM 761565100 3,788 375,000 SH SHARED 2,3 375,000 ROSETTA RESOURCES INC COM 777779307 1,981 100,000 SH SHARED 2,3 100,000 RRI ENERGY INC COM 74971X107 4,057 1,070,420 SH SHARED 1,2 1,070,420 SCANA CORP NEW COM 80589M102 16,986 475,000 SH SHARED 1,2 475,000 SEMPRA ENERGY COM 816851109 55,563 1,187,500 SH SHARED 1,2 1,187,500 SOUTHERN CO COM 842587107 9,152 275,000 SH SHARED 1,2 275,000 SOUTHERN UN CO NEW COM 844030106 49,503 2,264,545 SH SHARED 1,2,3 2,264,545 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 7,826 108,700 SH SHARED 3 108,700 UNISOURCE ENERGY CORP COM 909205106 10,865 360,000 SH SHARED 1,2 360,000 WILLIAMS PIPELINE PARTNERS L COM UNIT LP IN 96950K103 3,883 120,152 SH SHARED 3 120,152 WISCONSIN ENERGY CORP COM 976657106 13,954 275,000 SH SHARED 1,2 275,000 XCEL ENERGY INC COM 98389B100 3,092 150,000 SH SHARED 1,2 150,000
SK 02192 0008 1122092 -----END PRIVACY-ENHANCED MESSAGE-----