-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H+WqfCSy3mdKv+Z6BhX/68UkOkOhj2n1KOByz988TevbT8T0xyi70yACOV4B/BW2 UByeodc67SYFUxWyi8lnKQ== 0000919574-09-016207.txt : 20091116 0000919574-09-016207.hdr.sgml : 20091116 20091113173633 ACCESSION NUMBER: 0000919574-09-016207 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZIMMER LUCAS CAPITAL LLC CENTRAL INDEX KEY: 0001269832 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10550 FILM NUMBER: 091182881 MAIL ADDRESS: STREET 1: 45 BROADWAY STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 d1039936_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: | |; Amendment Number: This Amendment (Check only one): | | is a restatement | | adds new holding entries. Institutional Manager Filing this Report: Name: Zimmer Lucas Capital, LLC Address: 535 Madison Avenue, 6th Floor New York, New York 10022 13F File Number: 28-10550 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart J. Zimmer Title: Managing Member Phone: 212-440-0740 Signature, Place and Date of Signing: /s/ Stuart J. Zimmer New York, New York November 13, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: $439,191 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name - --- -------------------- --------------------------------- 1. 28-10735 ZLP Master Utility Fund, Ltd. 2. 28-10775 ZLP Master Opportunity Fund, Ltd. 3. 28-11923 ZLP Fund, LP FORM 13F INFORMATION TABLE September 30, 2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------- -------------- --------- -------- ------------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------- -------------- --------- -------- ------- --- ---- ---------- -------- ---- ------ ---- ALLEGHENY ENERGY INC COM 017361106 11,271 425,000 1,2 ALLIANT ENERGY CORP COM 018802108 4,874 175,000 1,2 AMEREN CORP COM 023608102 14,536 575,000 1,2 AMERICAN ELEC PWR INC COM 025537101 5,423 175,000 1,2 ATMOS ENERGY CORP COM 049560105 10,145 360,000 1,2 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 16,243 654,439 3 BUCKEYE GP HOLDINGS LP COM UNITS LP 118167105 10,700 443,963 3 CMS ENERGY CORP COM 125896100 24,409 1,821,585 1,2 CONSTELLATION ENERGY GROUP I COM 210371100 8,092 250,000 1,2 DTE ENERGY CO COM 233331107 13,617 387,500 1,2 DUNCAN ENERGY PARTNERS LP COM UNITS 265026104 3,118 156,200 3 EASTERN AMERN NAT GAS TR SPERS RCT UNIT 276217106 4,633 194,500 3 EDISON INTL COM 281020107 3,358 100,000 1,2 EL PASO CORP COM 28336L109 129 12,500 2,3 EMDEON INC CL A 29084T104 243 15,000 2 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 16,030 572,500 3 ENTERGY CORP NEW COM 29364G103 19,667 246,270 1,2 GREAT PLAINS ENERGY INC COM 391164100 3,213 179,000 1,2 HUGOTON RTY TR TEX UNIT BEN INT 444717102 6,132 342,367 3 IDACORP INC COM 451107106 13,315 462,500 1,2 INERGY L P UNIT LTD PTNR 456615103 3,252 109,200 3 ITC HLDGS CORP COM 465685105 5,454 120,000 1,2 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 27,227 724,119 3 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 15,950 675,000 3 MV OIL TR TR UNITS 553859109 11,288 671,925 3 NICOR INC COM 654086107 12,477 341,000 1,2 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 6,798 274,100 3 PEPCO HOLDINGS INC COM 713291102 2,232 150,000 1,2 PICO HLDGS INC COM NEW 693366205 647 19,400 2 PNM RES INC COM 69349H107 6,249 535,000 1,2 PORTLAND GEN ELEC CO COM NEW 736508847 1,479 75,000 1,2 PPL CORP COM 69351T106 6,068 200,000 1,2 PUBLIC SVC ENTERPRISE GROUP COM 744573106 11,004 350,000 1,2 SCANA CORP NEW COM 80589M102 14,833 425,000 1,2 SOUTHERN UN CO NEW COM 844030106 6,570 316,000 1,2 SOUTHWESTERN ENERGY CO COM 845467109 2,241 52,500 2,3 SPECTRA ENERGY PARTNERS LP COM 84756N109 8,789 361,400 3 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 16,695 399,219 3 SULPHCO INC COM 865378103 508 370,974 2 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 15,316 258,501 3 UNISOURCE ENERGY CORP COM 909205106 8,072 262,500 1,2 WESTAR ENERGY INC COM 95709T100 24,875 1,275,000 1,2 WGL HLDGS INC COM 92924F106 7,085 213,800 1,2 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 2,981 128,000 3 WILLIAMS PIPELINE PARTNERS L COM UNIT LP IN 96950K103 2,707 141,300 3 XCEL ENERGY INC COM 98389B100 29,245 1,520,000 1,2
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