0001269786-12-000002.txt : 20120511 0001269786-12-000002.hdr.sgml : 20120511 20120511130319 ACCESSION NUMBER: 0001269786-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 EFFECTIVENESS DATE: 20120511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OVERBROOK MANAGEMENT CORP CENTRAL INDEX KEY: 0001269786 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10593 FILM NUMBER: 12833268 BUSINESS ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 2500 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 2126618710 13F-HR 1 ovbkfqe3-12.txt TYPE 13F-HR PERIOD 3/31/2012 FILER OVERBROOK MANAGEMENT CORP. SUBMISSION-CONTACT NAME M. GRECCO PHONE 212-661-8710 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE QUARTER ENDED: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Overbrook Management Corp. Address: 122 E. 42nd Street, Suite 2500 New York, NY 10168 13F File Number:28-10593 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Mary Grecco Title: CFO AND CCO Phone: (212) 661-8710 Signature Place and, Date of Signing Mary Grecco New York, NY May 11, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT [ ] 13F NOTICE [x] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-2408 Greenhaven Associates 28-10124 H. A. Schupf 08-1068 Neuberger Berman FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: 260,454 FORM 13F INFORMATION TABLE NAME OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x$1000) PRN AMT PRNCALL DISCRETION MGRS. SOLE SHARED NONE 3M COMPANY COM 88579Y101 6,380 71,515 SH SOLE 71,515 A T & T INC COM 00206R102 362 11,598 SH SOLE 11,598 ABBOTT LABORATORIES COM 002824100 5,384 87,849 SH SOLE 87,849 AIR PROD & CHEM INC COM 009158106 4,208 45,836 SH SOLE 45,836 ALCOA INC. COM 013817101 987 98,539 SH SOLE 98,539 AMERICAN EXPRESS CO COM 025816109 6,659 115,086 SH SOLE 115,086 APACHE CORP COM 037411105 345 3,439 SH SOLE 3,439 APPLE INC COM 037833100 2,240 3,736 SH SOLE 3,736 ADP INC COM 053015103 898 16,275 SH SOLE 16,275 AVERY DENNISON CORP COM 053611109 1,245 41,335 SH SOLE 41,335 BAKER HUGHES INC COM 057224107 556 13,265 SH SOLE 13,265 BERKSHIRE HATHAWAY COM 084670702 1,532 18,875 SH SOLE 18,875 BOEING COMPANY COM 097023105 4,692 63,087 SH SOLE 63,087 BRISTOL-MYERS SQUIBB COM 110122108 489 14,477 SH SOLE 14,477 CENTURYTEL INC COM 156700106 206 5,329 SH SOLE 5,329 CHEVRON CORPORATION COM 166764100 6,487 60,505 SH SOLE 60,505 COCA COLA COMPANY COM 191216100 1,616 21,834 SH SOLE 21,834 COLGATE-PALMOLIVE CO COM 194162103 724 7,400 SH SOLE 7,400 CONOCOPHILLIPS COM 20825C104 3,185 41,905 SH SOLE 41,905 DEVON ENERGY CORP COM 25179M103 1,608 22,615 SH SOLE 22,615 DU PONT EI DE NEMOUR COM 263534109 213 4,035 SH SOLE 4,035 DUKE ENERGY CORP COM 26441C105 337 16,040 SH SOLE 16,040 E M C CORP MASS COM 268648102 1,259 42,135 SH SOLE 42,135 EMERSON ELECTRIC CO COM 291011104 4,566 87,507 SH SOLE 87,507 EVEREST RE GROUP LTD COM G3223R108 4,226 45,673 SH SOLE 45,673 EXXON MOBIL CORPORATION COM 30231G102 15,196 175,214 SH SOLE 175,214 FEDEX CORPORATION COM 31428X106 4,997 54,341 SH SOLE 54,341 GENERAL ELECTRIC CO COM 369604103 7,392 368,332 SH SOLE 368,332 GENL AMERN INVESTORS COM 368802104 29,739 1,025,489 SH SOLE 1,025,489 GOOGLE INC CLASS A COM 38259P508 271 423 SH SOLE 423 HALLIBURTON COMPANY COM 406216101 7,169 215,996 SH SOLE 215,996 HESS CORPORATION COM 42809H107 986 16,725 SH SOLE 16,725 HONEYWELL INTERNATIONAL COM 438516106 6,131 100,422 SH SOLE 100,422 ILLINOIS TOOL WKS INC COM 452308109 215 3,770 SH SOLE 3,770 INTEL CORP COM 458140100 8,297 295,111 SH SOLE 295,111 INTL BUSINESS MACHINES COM 459200101 6,889 33,016 SH SOLE 33,016 ISHARES INC MSCI TAIWAN COM 464286731 140 10,435 SH SOLE 10,435 iSHARES MSCI EMERG MKTS COM 464287234 391 9,112 SH SOLE 9,112 ISHARES TR MSCI EAFE COM 464287465 749 13,642 SH SOLE 13,642 ISHARES S&P MIDCAP 400 COM 464287507 206 2,075 SH SOLE 2,075 ISHARES S&P SMCAP 600 COM 464287804 647 8,480 SH SOLE 8,480 ISHARES TR S&P SMCAP GR COM 464287887 747 9,045 SH SOLE 9,045 ISHARES TR DJ US TECH COM 464287721 245 3,150 SH SOLE 3,150 JOHNSON & JOHNSON COM 478160104 9,669 146,585 SH SOLE 146,585 JPMORGAN CHASE & CO COM 46625H100 6,851 148,997 SH SOLE 148,997 KAYNE ANDERSON MLP INVT COM 486606106 315 10,110 SH SOLE 10,110 MARKET VECTORS AGRIBUS COM 57060U605 258 4,892 SH SOLE 4,892 MEDTRONIC INC COM 585055106 4,915 125,420 SH SOLE 125,420 MERCK & CO INC COM 58933Y105 443 11,531 SH SOLE 11,531 METTLER TOLEDO INTL COM 592688105 341 1,846 SH SOLE 1,846 MICROSOFT CORP COM 594918104 6,585 204,144 SH SOLE 204,144 MID CAP SPDR TR UNIT COM 78467y107 750 4,152 SH SOLE 4,152 MORGAN STANLEY COM 617446448 826 42,072 SH SOLE 42,072 NATIONAL OILWELL COM 637071101 1,526 19,203 SH SOLE 19,203 PACKAGING CORP AMER COM 695156109 3,871 130,832 SH SOLE 130,832 PARTNERRE LTD F COM G6852T105 5,209 76,731 SH SOLE 76,731 PEPSICO INCORPORATED COM 713448108 5,464 82,348 SH SOLE 82,348 PFIZER INCORPORATED COM 717081103 5,992 264,612 SH SOLE 264,612 POWERSHS QQQ TRUST COM 73935A104 2,741 40,577 SH SOLE 40,577 PROCTER & GAMBLE COM 742718109 4,436 66,009 SH SOLE 66,009 QUALCOMM INC COM 747525103 457 6,716 SH SOLE 6,716 ROYAL DUTCH SHELL ADR 780259206 2,072 29,539 SH SOLE 29,539 SCHLUMBERGER LTD F COM 806857108 4,160 59,494 SH SOLE 59,494 SECTOR SPDR CONSUMER COM 81369Y407 324 7,185 SH SOLE 7,185 SECTOR SPDR ENGY SEL COM 81369Y506 1,022 14,248 SH SOLE 14,248 SECTOR SPDR INDL SEL COM 81369Y704 389 10,408 SH SOLE 10,408 SECTOR SPDR TECH SEL COM 81369Y803 530 17,580 SH SOLE 17,580 SECTOR SPDR UTIL SEL COM 81369Y886 669 19,089 SH SOLE 19,089 SPDR S&P OIL & GAS EXPL COM 78464A730 300 5,270 SH SOLE 5,270 SPDR TRUST UNIT SR 1 COM 78462F103 3,740 26,559 SH SOLE 26,559 STATE STREET CORP COM 857477103 284 6,236 SH SOLE 6,236 TEXAS INSTRUMENTS INC COM 882508104 7,324 217,900 SH SOLE 217,900 TORTOISE EGY INFRASTR. COM 89147L100 500 12,125 SH SOLE 12,125 TOYOTA MOTOR CORP ADR 892331307 3,224 37,134 SH SOLE 37,134 TRAVELERS COMPANIES COM 89417E109 4,344 73,374 SH SOLE 73,374 UNILEVER NV NY SHS COM 904784709 4,805 141,213 SH SOLE 141,213 UNION PACIFIC CORP COM 907818108 1,727 16,067 SH SOLE 16,067 VALLEY NATL BANCORP NJ COM 919794107 490 37,831 SH SOLE 37,831 VANGUARD EMERGING MRKTS COM 922042858 5,185 119,280 SH SOLE 119,280 VERIZON COMMUNICATIONS COM 92343V104 562 14,697 SH SOLE 14,697 WAL MART STORES INC COM 931142103 4,946 80,818 SH SOLE 80,818 WATERS CORP COM 941848103 477 5,150 SH SOLE 5,150 WEATHERFORD INTL LTD COM H27013103 1,709 113,229 SH SOLE 113,229 ZIMMER HOLDINGS INC COM 98956P102 208 3,230 SH SOLE 3,230