0001269786-12-000001.txt : 20120207 0001269786-12-000001.hdr.sgml : 20120207 20120207114609 ACCESSION NUMBER: 0001269786-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120207 EFFECTIVENESS DATE: 20120207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OVERBROOK MANAGEMENT CORP CENTRAL INDEX KEY: 0001269786 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10593 FILM NUMBER: 12576388 BUSINESS ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 2500 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 2126618710 13F-HR 1 ovbkfqe12-11.txt TYPE 13F-HR PERIOD 12/31/2011 FILER OVERBROOK MANAGEMENT CORP. SUBMISSION-CONTACT NAME M. GRECCO PHONE 212-661-8710 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE QUARTER ENDED: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Overbrook Management Corp. Address: 122 E. 42nd Street, Suite 2500 New York, NY 10168 13F File Number:28-10593 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Mary Grecco Title: CFO AND CCO Phone: (212) 661-8710 Signature Place and, Date of Signing Mary Grecco New York, NY February 7, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT [ ] 13F NOTICE [x] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-2408 Greenhaven Associates 28-10124 H. A. Schupf 08-1068 Neuberger Berman FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 79 Form 13F Information Table Value Total: 230,061 FORM 13F INFORMATION TABLE NAME OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x$1000) PRN AMT PRNCALL DISCRETION MGRS. SOLE SHARED NONE 3M COMPANY COM 88579Y101 5,724 70,030 SH SOLE 70,030 A T & T INC COM 00206R102 412 13,625 SH SOLE 13,625 ABBOTT LABORATORIES COM 002824100 4,690 83,410 SH SOLE 83,410 AIR PROD & CHEM INC COM 009158106 3,797 44,571 SH SOLE 44,571 ALCOA INC. COM 013817101 900 103,989 SH SOLE 103,989 ALLEGHENY TECHNOLOGIES COM 01741R102 1,082 22,634 SH SOLE 22,634 AMERICAN EXPRESS COM 025816109 5,231 110,901 SH SOLE 110,901 APACHE CORP COM 037411105 312 3,439 SH SOLE 3,439 APPLE INC COM 037833100 1,411 3,485 SH SOLE 3,485 ADP INC COM 053015103 879 16,275 SH SOLE 16,275 AVERY DENNISON CORP COM 053611109 1,180 41,155 SH SOLE 41,155 BERKSHIRE HATHAWAY COM 084670702 1,494 19,575 SH SOLE 19,575 BOEING COMPANY COM 097023105 4,149 56,562 SH SOLE 56,562 BRISTOL-MYERS SQUIBB COM 110122108 473 13,430 SH SOLE 13,430 CBS CORP-CLASS BW/I COM 124857202 1,106 40,750 SH SOLE 40,750 CHEVRON CORPORATION COM 166764100 6,066 57,007 SH SOLE 57,007 COCA COLA COMPANY COM 191216100 1,536 21,950 SH SOLE 21,950 COLGATE-PALMOLIVE COM 194162103 684 7,400 SH SOLE 7,400 CONOCOPHILLIPS COM 20825C104 2,781 38,168 SH SOLE 38,168 DEVON ENERGY CORP COM 25179M103 1,280 20,640 SH SOLE 20,640 DUKE ENERGY CORP COM 26441C105 503 22,885 SH SOLE 22,885 E M C CORP MASS COM 268648102 674 31,281 SH SOLE 31,281 EMERSON ELECTRIC CO COM 291011104 3,748 80,442 SH SOLE 80,442 EVEREST RE GROUP LTD COM G3223R108 3,705 44,063 SH SOLE 44,063 EXXON MOBIL CORPORATION COM 30231G102 15,353 181,139 SH SOLE 181,139 FEDEX CORPORATION COM 31428X106 4,021 48,146 SH SOLE 48,146 GENERAL ELECTRIC CO COM 369604103 6,399 357,285 SH SOLE 357,285 GENL AMERN INVESTORS COM 368802104 25,699 1,031,666 SH SOLE 1,031,666 GOOGLE INC CLASS A COM 38259P508 217 336 SH SOLE 336 HALLIBURTON COMPANY COM 406216101 7,183 208,137 SH SOLE 208,137 HERALD NATL BK COM 42703q104 55 15,800 SH SOLE 15,800 HESS CORPORATION COM 42809H107 950 16,725 SH SOLE 16,725 HONEYWELL INTERNATIONAL COM 438516106 5,450 100,272 SH SOLE 100,272 INTEL CORP COM 458140100 7,236 298,378 SH SOLE 298,378 INTL BUSINESS MACHINES COM 459200101 6,035 32,823 SH SOLE 32,823 ISHARES INC MSCI TAIWAN COM 464286731 127 10,820 SH SOLE 10,820 ISHARES MSCI EMERG MKTS COM 464287234 226 5,950 SH SOLE 5,950 ISHARES TR MSCI EAFE COM 464287465 682 13,767 SH SOLE 13,767 ISHARES S&P SMALLCAP600 COM 464287804 579 8,480 SH SOLE 8,480 ISHARES S&P SMALLCAP GR COM 464287887 674 9,045 SH SOLE 9,045 ISHARES DJ US TECH COM 464287721 201 3,150 SH SOLE 3,150 JOHNSON & JOHNSON COM 478160104 9,672 147,491 SH SOLE 147,491 JPMORGAN CHASE & CO COM 46625H100 4,510 135,653 SH SOLE 135,653 KAYNE ANDERSON MLP COM 486606106 307 10,110 SH SOLE 10,110 MARKET VCTRS AGRIBUS COM 57060U605 252 5,342 SH SOLE 5,342 MEDTRONIC INC COM 585055106 4,596 120,165 SH SOLE 120,165 MERCK & CO INC COM 58933Y105 620 16,441 SH SOLE 16,441 METTLER TOLEDO INTL COM 592688105 275 1,860 SH SOLE 1,860 MICROSOFT CORP COM 594918104 4,965 191,249 SH SOLE 191,249 MID CAP SPDR TRUST COM 78467y107 662 4,152 SH SOLE 4,152 MORGAN STANLEY COM 617446448 637 42,072 SH SOLE 42,072 NATIONAL OILWELL VARCO COM 637071101 1,309 19,251 SH SOLE 19,251 PACKAGING CORP AMER COM 695156109 3,300 130,737 SH SOLE 130,737 PARTNERRE LTD F COM G6852T105 4,806 74,851 SH SOLE 74,851 PEPSICO INCORPORATED COM 713448108 5,303 79,930 SH SOLE 79,930 PFIZER INCORPORATED COM 717081103 5,458 252,235 SH SOLE 252,235 POWERSHS QQQ TRUST COM 73935A104 1,731 31,007 SH SOLE 31,007 PROCTER & GAMBLE COM 742718109 3,828 57,386 SH SOLE 57,386 ROYAL DUTCH SHELL A ADR 780259206 1,990 27,226 SH SOLE 27,226 SCHLUMBERGER LTD F COM 806857108 4,100 60,016 SH SOLE 60,016 SECTOR SPDR ENGY SEL COM 81369Y506 691 9,997 SH SOLE 9,997 SECTOR SPDR INDL SEL COM 81369Y704 258 7,633 SH SOLE 7,633 SECTOR SPDR TECH SELECT COM 81369Y803 366 14,380 SH SOLE 14,380 SPDR S&P OIL & GAS EXPL COM 78464A730 285 5,415 SH SOLE 5,415 SPDR TRUST UNIT SR 1 COM 78462F103 3,737 29,774 SH SOLE 29,774 STARWOOD PPTY TR INC COM 85571B105 1,210 65,375 SH SOLE 65,375 STATE STREET CORP COM 857477103 251 6,236 SH SOLE 6,236 TEXAS INSTRUMENTS INC COM 882508104 6,056 208,055 SH SOLE 208,055 TORTOISE EGY INFRAST= COM 89147L100 485 12,125 SH SOLE 12,125 TOYOTA MOTOR CORP ADR 892331307 2,271 34,339 SH SOLE 34,339 TRAVELERS COMPANIES COM 89417E109 4,225 71,397 SH SOLE 71,397 UNILEVER NV NY SHS COM 904784709 4,175 121,480 SH SOLE 121,480 UNION PACIFIC CORP COM 907818108 1,707 16,113 SH SOLE 16,113 VALLEY NATL BANCORP NJ COM 919794107 468 37,831 SH SOLE 37,831 VANGUARD EMERGING MKTS COM 922042858 3,368 88,145 SH SOLE 88,145 VERIZON COMMUNICATIONS COM 92343V104 593 14,776 SH SOLE 14,776 WAL MART STORES INC COM 931142103 4,731 79,172 SH SOLE 79,172 WATERS CORP COM 941848103 384 5,189 SH SOLE 5,189 WEATHERFORD INTL LTD F COM H27013103 1,575 107,609 SH SOLE 107,609