0001269786-11-000002.txt : 20110510 0001269786-11-000002.hdr.sgml : 20110510 20110510152742 ACCESSION NUMBER: 0001269786-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 EFFECTIVENESS DATE: 20110510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OVERBROOK MANAGEMENT CORP CENTRAL INDEX KEY: 0001269786 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10593 FILM NUMBER: 11827805 BUSINESS ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 2500 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 2126618710 13F-HR 1 ovbkfqe3-11.txt TYPE 13F-HR PERIOD 03/31/2011 FILER OVERBROOK MANAGEMENT CORP. SUBMISSION-CONTACT NAME M. GRECCO PHONE 212-661-8710 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE QUARTER ENDED: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Overbrook Management Corp. Address: 122 E. 42nd Street, Suite 2500 New York, NY 10168 13F File Number:28-10593 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Mary Grecco Title: CFO AND CCO Phone: (212) 661-8710 Signature Place and, Date of Signing Mary Grecco New York, NY May 10, 2011 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT [ ] 13F NOTICE [x] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-2408 Greenhaven Associates 28-10124 H. A. Schupf 08-1068 Neuberger Berman FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 101 Form 13F Information Table Value Total: 254,682 FORM 13F INFORMATION TABLE NAME OF VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x$1000) PRN AMT PRNCALL DISCRETION MGRS. SOLE SHARED NONE 3M COMPANY COM 88579Y101 5,809 62,131 SH SOLE 62,131 A T & T INC COM 00206R102 309 10,097 SH SOLE 10,097 ABBOTT LABORATORIES COM 002824100 3,336 68,017 SH SOLE 68,017 AIR PROD & CHEM INC COM 009158106 3,845 42,636 SH SOLE 42,636 ALCOA INC. COM 013817101 1,857 105,180 SH SOLE 105,180 ALLEGHENY TECHNOLOGIES COM 01741R102 1,688 24,920 SH SOLE 24,920 AMERICAN EXPRESS COM 025816109 4,943 109,358 SH SOLE 109,358 APACHE CORP COM 037411105 496 3,789 SH SOLE 3,789 APPLE INC COM 037833100 1,253 3,595 SH SOLE 3,595 ADP INC COM 053015103 843 16,433 SH SOLE 16,433 AVERY DENNISON CORP COM 053611109 1,761 41,975 SH SOLE 41,975 BANK N S HALIFAX COM COM 064149107 210 3,420 SH SOLE 3,420 BANK OF AMERICA CORP COM 060505104 225 16,855 SH SOLE 16,855 BERKSHIRE HATHAWAY CL B COM 084670702 1,690 20,204 SH SOLE 20,204 BHP BILLITON LTD ADR 088606108 264 2,750 SH SOLE 2,750 BOEING COMPANY CMN COM 097023105 2,914 39,420 SH SOLE 39,420 BRISTOL-MYERS SQUIBB COM 110122108 370 14,000 SH SOLE 14,000 CAMPBELL SOUP COMPANY COM 134429109 305 9,200 SH SOLE 9,200 CARPENTER TECHNOLOGY COM 144285103 2,668 62,470 SH SOLE 62,470 CBS CORP-CLASS BW/I COM 124857202 1,406 56,165 SH SOLE 56,165 CENTRAL FD CDA LTD CL A COM 153501101 211 9,422 SH SOLE 9,422 CENTURYTEL INC COM COM 156700106 218 5,245 SH SOLE 5,245 CHEVRON CORPORATION COM 166764100 5,664 52,693 SH SOLE 52,693 CISCO SYSTEMS INC COM 17275R102 2,907 169,486 SH SOLE 169,486 CITIGROUP INC COM 172967101 120 27,134 SH SOLE 27,134 COCA COLA COMPANY COM 191216100 1,521 22,924 SH SOLE 22,924 COLGATE-PALMOLIVE CO COM 194162103 598 7,400 SH SOLE 7,400 CONOCOPHILLIPS COM 20825C104 2,393 29,970 SH SOLE 29,970 DEVON ENERGY CORP COM 25179M103 1,326 14,449 SH SOLE 14,449 DISCOVER FINANCIAL COM 254709108 362 15,000 SH SOLE 15,000 DUPONT E I DE NEMOUR COM 263534109 238 4,328 SH SOLE 4,328 DUKE ENERGY CORP COM 26441C105 490 26,975 SH SOLE 26,975 E M C CORP MASS COM 268648102 874 32,900 SH SOLE 32,900 EMERSON ELECTRIC CO COM 291011104 3,275 56,055 SH SOLE 56,055 ENERPLUS CORPORATION COM 292766102 247 7,800 SH SOLE 7,800 EVEREST RE GROUP LTD F COM G3223R108 3,956 44,860 SH SOLE 44,860 EXXON MOBIL CORPORATION COM 30231G102 14,114 167,761 SH SOLE 167,761 FEDEX CORPORATION COM 31428X106 4,413 47,169 SH SOLE 47,169 FREEPORT MCMORAN COPPER COM 35671D857 1,222 22,002 SH SOLE 22,002 GENERAL ELECTRIC COM 369604103 7,315 364,836 SH SOLE 364,836 GENL AMERN INVESTORS CO COM 368802104 29,034 1,024,471 SH SOLE 1,024,471 HALLIBURTON COMPANY COM 406216101 10,218 205,013 SH SOLE 205,013 HERALD NATL BK NEW YOR COM 42703q104 36 15,800 SH SOLE 15,800 HESS CORPORATION COM 42809H107 1,302 15,275 SH SOLE 15,275 HEWLETT-PACKARD COMPANY COM 428236103 693 16,903 SH SOLE 16,903 HONEYWELL INTERNATIONAL COM 438516106 5,452 91,315 SH SOLE 91,315 ILLINOIS TOOL WKS INC COM 452308109 218 4,060 SH SOLE 4,060 INTEL CORP COM 458140100 5,915 293,088 SH SOLE 293,088 INTL BUSINESS MACHINES COM 459200101 7,218 44,263 SH SOLE 44,263 ISHARES MSCI CDA INDEX COM 464286509 417 12,420 SH SOLE 12,420 ISHARES MSCI HONG KONG COM 464286871 212 11,190 SH SOLE 11,190 ISHARES MSCI TAIWAN COM 464286731 180 12,090 SH SOLE 12,090 ISHARES FTSE XNHUA IDX COM 464287184 314 6,995 SH SOLE 6,995 ISHARES MSCI EAFE INDEX COM 464287465 3,714 61,822 SH SOLE 61,822 ISHARES S&P MIDCAP 400 COM 464287507 419 4,240 SH SOLE 4,240 ISHARES S&P SMLCAP 600 COM 464287804 637 8,660 SH SOLE 8,660 ISHARES S&P SMLCP GROW COM 464287887 1,121 14,185 SH SOLE 14,185 ISHARES DJ US TECH COM 464287721 346 5,200 SH SOLE 5,200 JOHNSON & JOHNSON COM 478160104 8,547 144,248 SH SOLE 144,248 JPMORGAN CHASE & CO COM 46625H100 6,079 131,875 SH SOLE 131,875 KAYNE ANDERSON MLP INVT COM 486606106 330 10,110 SH SOLE 10,110 KINDER MORGAN ENERGY COM 494550106 326 4,400 SH SOLE 4,400 MARKET VEC AGRIBUSINESS COM 57060U605 1,331 23,747 SH SOLE 23,747 MEDTRONIC INC COM 585055106 4,666 118,575 SH SOLE 118,575 MERCK & CO INC COM 58933Y105 416 12,592 SH SOLE 12,592 METTLER TOLEDO INTL COM 592688105 318 1,846 SH SOLE 1,846 MICROSOFT CORP COM 594918104 4,638 182,667 SH SOLE 182,667 MIDCAP SPDR TRUST COM 78467y107 862 4,802 SH SOLE 4,802 MORGAN STANLEY COM 617446448 1,149 42,072 SH SOLE 42,072 NATIONAL OILWELL VARCO COM 637071101 1,522 19,203 SH SOLE 19,203 PARTNERRE LTD F COM G6852T105 5,103 64,395 SH SOLE 64,395 PEPSICO INCORPORATED COM 713448108 4,642 72,063 SH SOLE 72,063 PFIZER INCORPORATED COM 717081103 4,462 219,682 SH SOLE 219,682 PNC FINL SERVICES GP COM 693475105 219 3,483 SH SOLE 3,483 POWERSHS QQQ TRUST COM 73935A104 2,546 44,332 SH SOLE 44,332 PROCTER & GAMBLE COM 742718109 3,155 51,224 SH SOLE 51,224 ROYAL DUTCH SHELL ADR 780259206 1,863 25,568 SH SOLE 25,568 SCHLUMBERGER LTD F COM 806857108 5,006 53,679 SH SOLE 53,679 SECTOR SPDR ENGY SEL COM 81369Y506 946 11,865 SH SOLE 11,865 SECTOR SPDR INDL SEL COM 81369Y704 513 13,622 SH SOLE 13,622 SECTOR SPDR MATERIALS COM 81369Y100 752 18,795 SH SOLE 18,795 SECTOR SPDR TECH SEL COM 81369Y803 953 36,550 SH SOLE 36,550 SLM CORP COM 78442P106 177 11,581 SH SOLE 11,581 SPDR S&P OIL&GAS EXPL COM 78464A730 494 7,671 SH SOLE 7,671 SPDR TRUST UNIT SR 1 COM 78462F103 6,392 48,207 SH SOLE 48,207 STARWOOD PPTY TR INC COM 85571B105 1,455 65,250 SH SOLE 65,250 STATE STREET CORP COM 857477103 361 8,036 SH SOLE 8,036 TEXAS INSTRUMENTS INC COM 882508104 6,520 188,661 SH SOLE 188,661 TORTOISE EGY INFRAST COM 89147L100 642 15,981 SH SOLE 15,981 TOYOTA MOTOR CORP ADR 892331307 2,737 34,100 SH SOLE 34,100 TRAVELERS COMPANIES COM 89417E109 3,955 66,496 SH SOLE 66,496 UNILEVER NV NY SHS COM 904784709 3,647 116,280 SH SOLE 116,280 UNION PACIFIC CORP COM 907818108 1,474 14,990 SH SOLE 14,990 UNITEDHEALTH GROUP INC COM 91324P102 324 7,169 SH SOLE 7,169 VANGUARD EMERGING MRKTS COM 922042858 2,961 60,495 SH SOLE 60,495 VERIZON COMMUNICATIONS COM 92343V104 571 14,815 SH SOLE 14,815 VISA INC CL A COM 92826C839 354 4,805 SH SOLE 4,805 WAL MART STORES INC COM 931142103 4,078 78,355 SH SOLE 78,355 WASTE MGMT INC DEL COM 94106L109 218 5,835 SH SOLE 5,835 WATERS CORP COM 941848103 509 5,860 SH SOLE 5,860 WEATHERFORD INTL LTD F COM H27013103 2,370 104,889 SH SOLE 104,889