FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/21/2003 |
3. Issuer Name and Ticker or Trading Symbol
AON CORP [ AOC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 31,724 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Award (Right to Receive) | (1)(2) | 02/16/2007 | Common Stock | 45,000 | $0 | D | |
Stock Award (Right to Receive) | (1)(3) | 09/01/2008 | Common Stock | 75,000 | $0 | D | |
Employee Stock Option (Right to Buy) | (4) | 07/18/2007 | Common Stock | 45,000 | $35.3542 | D | |
Employee Stock Option (Right to Buy) | (5)(6) | 02/11/2010 | Common Stock | 100,000 | $23.9375 | D | |
Employee Stock Option (Right to Buy) | (5)(7) | 03/16/2011 | Common Stock | 50,000 | $34.555 | D | |
Employee Stock Option (Right to Buy) | (5)(8) | 04/22/2012 | Common Stock | 50,000 | $36.875 | D | |
Employee Stock Option (Right to Buy) | (5)(9) | 03/20/2013 | Common Stock | 100,000 | $19.7 | D |
Explanation of Responses: |
1. Awards will vest in accordance with the Aon Stock Incentive Plan as follows: 20% of the awards will vest on each of the third and tenth anniversaries of the date of grant, and 10% of the awards will vest on each of the fourth through ninth anniversaries of the date of grant. |
2. The date of grant was January 16, 1997. As of the date of this report, 22,500 award shares have vested. |
3. The date of grant was August 1, 1998. As of the date of this report, 30,000 award shares have vested. |
4. The date of grant was July 18, 1997. As of the date of this report, 45,000 options have vested. |
5. Options will vest in accordance with the Aon Stock Incentive Plan as follows; 33% of the options will vest on each of the second and fourth anniversaries of the date of grant, and 34% of the options will vest on the third anniversary of the date of grant. |
6. The date of grant was February 11, 2000. As of the date of this report, 67,000 options have vested. |
7. The date of grant was March 16, 2001. As of the date of this report, 16,500 options have vested. |
8. The date of grant was April 22, 2002. |
9. The date of grant was March 20, 2003. |
/s/ Jennifer L. Kraft - Jennifer L. Kraft pursuant to a power of attorney from Dennis L. Mahoney | 12/01/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |