-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gm0QczbiETprDr5L+1nmOEHT8vf1qIUELSK/smgvj2NzCq0nO7Vt3nstYd0CKk2i PWfES/Ngmxg1zvmKIuhOgg== 0001193125-09-132518.txt : 20090617 0001193125-09-132518.hdr.sgml : 20090617 20090617164849 ACCESSION NUMBER: 0001193125-09-132518 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090617 DATE AS OF CHANGE: 20090617 GROUP MEMBERS: DENNIS A. JOHNSON GROUP MEMBERS: SHAMROCK ACTIVIST VALUE FUND GP, L.L.C. GROUP MEMBERS: SHAMROCK ACTIVIST VALUE FUND II, L.P. GROUP MEMBERS: SHAMROCK ACTIVIST VALUE FUND III, L.P. GROUP MEMBERS: SHAMROCK PARTNERS ACTIVIST VALUE FUND, L.L.C. GROUP MEMBERS: STANLEY P. GOLD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REDDY ICE HOLDINGS INC CENTRAL INDEX KEY: 0001268984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 562381368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81078 FILM NUMBER: 09896937 BUSINESS ADDRESS: STREET 1: 8750 NORTH CENTRAL EXPRESSWAY STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75231 BUSINESS PHONE: 214 526 6740 MAIL ADDRESS: STREET 1: 8750 NORTH CENTRAL EXPRESSWAY STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75231 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Shamrock Activist Value Fund L P CENTRAL INDEX KEY: 0001306697 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4444 LAKESIDE DR CITY: BURBANK STATE: CA ZIP: 91505 BUSINESS PHONE: 818-973-4444 MAIL ADDRESS: STREET 1: 4444 LAKESIDE DR CITY: BURBANK STATE: CA ZIP: 91505 FORMER COMPANY: FORMER CONFORMED NAME: Shamrock Governance Fund LP DATE OF NAME CHANGE: 20041021 SC 13D/A 1 dsc13da.htm SCHEDULE 13D/AMENDMENT #21 Schedule 13D/Amendment #21

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Act of 1934

(Amendment No. 21) *

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE

13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)*

 

 

REDDY ICE HOLDINGS, INC.

 

(Name of Issuer)

 

Common Shares, $0.01 Par Value

 

(Title of Class of Securities)

 

75734R105

 

(CUSIP Number)

 

David K. Robbins, Esq.

Bingham McCutchen LLP

355 South Grand Avenue, Suite 4400

Los Angeles, CA 90071

(213) 680-6400

 

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

June 15, 2009

 

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box  ¨.

Note:  Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


SCHEDULE 13D

CUSIP No. 75734R105      

 

  1   NAME OF REPORTING PERSONS.    
                Shamrock Activist Value Fund, L.P.    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)  
  (a)  x  
    (b)  ¨    
  3   SEC USE ONLY  
         
  4   SOURCE OF FUNDS (SEE INSTRUCTIONS)  
                Not Applicable    
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)   ¨
                Not Applicable    
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Delaware    
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    7  SOLE VOTING POWER
 
                  0
    8  SHARED VOTING POWER
 
                  1,629,884 Common Shares*
    9  SOLE DISPOSITIVE POWER
 
                  0
  10  SHARED DISPOSITIVE POWER
 
                  1,629,884 Common Shares*
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                1,629,884 Common Shares*    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)   ¨
         
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
                7.34%*    
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)  
                PN    

 

* See Item 5 hereof.


SCHEDULE 13D

CUSIP No. 75734R105      

 

  1    NAME OF REPORTING PERSONS.     
                 Shamrock Activist Value Fund II, L.P.     
  2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)   
   (a)  x   
     (b)  ¨     
  3   

SEC USE ONLY

 

  
           
  4    SOURCE OF FUNDS (SEE INSTRUCTIONS)   
                 Not Applicable     
  5    CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨
                 Not Applicable     
  6    CITIZENSHIP OR PLACE OF ORGANIZATION   
                 Virginia     

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    7  SOLE VOTING POWER
 
                  0
    8  SHARED VOTING POWER
 
                  949 Common Shares*
    9  SOLE DISPOSITIVE POWER
 
                  0
  10  SHARED DISPOSITIVE POWER
 
                  949 Common Shares*

 

11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                949 Common Shares*    
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

  ¨
         
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
                0.004%*    
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)  
                PN    

 

* See Item 5 hereof.


SCHEDULE 13D

CUSIP No. 75734R105      

 

  1   NAME OF REPORTING PERSONS.    
                Shamrock Activist Value Fund III, L.P.    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)  
  (a)  x  
    (b)  ¨    
  3  

SEC USE ONLY

 

 
         
  4   SOURCE OF FUNDS (SEE INSTRUCTIONS)  
                Not Applicable    
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)   ¨
                Not Applicable    
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Delaware    

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    7  SOLE VOTING POWER
 
                  0
    8  SHARED VOTING POWER
 
                  948 Common Shares*
    9  SOLE DISPOSITIVE POWER
 
                  0
  10  SHARED DISPOSITIVE POWER
 
                  948 Common Shares*
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                948 Common Shares*    
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

  ¨
         
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
                0.004%*    
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)  
                PN    

 

* See Item 5 hereof.


SCHEDULE 13D

CUSIP No. 75734R105

 

  1    NAME OF REPORTING PERSONS.    
                 Stanley P. Gold    
  2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)  
   (a)  x  
     (b)  ¨    
  3   

SEC USE ONLY

 

 
          
  4    SOURCE OF FUNDS (SEE INSTRUCTIONS)  
                 Not Applicable    
  5    CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)   ¨
                 Not Applicable    
  6    CITIZENSHIP OR PLACE OF ORGANIZATION  
                 United States    
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    7  SOLE VOTING POWER
 
                  0*
    8  SHARED VOTING POWER
 
                  0*
    9  SOLE DISPOSITIVE POWER
 
                  0*
  10  SHARED DISPOSITIVE POWER
 
                  0*
11    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                 0*    
12    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)   ¨
          
13    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
                 0%*    
14    TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)  
                 OO    

 

* See Item 5 hereof.


SCHEDULE 13D

CUSIP No. 75734R105      

 

  1   NAME OF REPORTING PERSONS.    
                Dennis A. Johnson    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)  
  (a)  x  
    (b)  ¨    
  3   SEC USE ONLY  
   
         
  4   SOURCE OF FUNDS (SEE INSTRUCTIONS)  
                Not Applicable    
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)   ¨
                Not Applicable    
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
                United States    
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    7  SOLE VOTING POWER
 
                  0*
    8  SHARED VOTING POWER
 
                  0*
    9  SOLE DISPOSITIVE POWER
 
                  0*
  10  SHARED DISPOSITIVE POWER
 
                  0*
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                0*    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)   ¨
   
         
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
                0%*    
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)  
                OO    

 

* See Item 5 hereof.


SCHEDULE 13D

CUSIP No. 75734R105      

 

  1   NAME OF REPORTING PERSONS.    
                Shamrock Activist Value Fund GP, L.L.C.    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)  
  (a)  x  
    (b)  ¨    
  3   SEC USE ONLY  
         
  4   SOURCE OF FUNDS (SEE INSTRUCTIONS)  
                Not Applicable    
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)   ¨
                Not Applicable    
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Delaware    
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    7  SOLE VOTING POWER
 
                  0
    8  SHARED VOTING POWER
 
                  1,631,781 Common Shares*
    9  SOLE DISPOSITIVE POWER
 
                  0
  10  SHARED DISPOSITIVE POWER
 
                  1,631,781 Common Shares*
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                1,631,781 Common Shares*    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)   ¨
         
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
                7.35%*    
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)  
                OO    

 

* See Item 5 hereof.


SCHEDULE 13D

CUSIP No. 75734R105      

 

  1   NAME OF REPORTING PERSONS.    
                Shamrock Partners Activist Value Fund, L.L.C.    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)  
  (a)  x  
    (b)  ¨    
  3   SEC USE ONLY  
         
  4   SOURCE OF FUNDS (SEE INSTRUCTIONS)  
                Not Applicable    
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)   ¨
                Not Applicable    
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Delaware    
NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    7  SOLE VOTING POWER
 
                  1,631,781 Common Shares*
    8  SHARED VOTING POWER
 
                  0
    9  SOLE DISPOSITIVE POWER
 
                  1,631,781 Common Shares*
  10  SHARED DISPOSITIVE POWER
 
                  0
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                1,631,781 Common Shares*    
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)   ¨
         
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
                7.35%*    
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)  
                OO    

 

* See Item 5 hereof.


ITEM 1. Security and Issuer.

This statement amends the Schedule 13D, dated May 16, 2007 (the “Original Schedule 13D”), as amended by Amendment No. 1, dated July 16, 2007, Amendment No. 2, dated July 19, 2007, Amendment No. 3, dated July 23, 2007, Amendment No. 4, dated July 31, 2007, Amendment No. 5, dated August 8, 2007, Amendment No. 6, dated October 12, 2007, Amendment No. 7, dated January 16, 2008, Amendment No. 8, dated February 4, 2008, Amendment No. 9, dated February 11, 2008, Amendment No. 10, dated February 14, 2008, Amendment No. 11, dated February 22, 2008, Amendment No. 12, dated March 6, 2008, Amendment No. 13, dated April 17, 2008, Amendment No. 14, dated October 3, 2008, Amendment No. 15, dated November 4, 2008, Amendment No. 16, dated December 31, 2008, Amendment No. 17, dated May 7, 2009, Amendment No. 18, dated May 19, 2009, Amendment No. 19, dated May 27, 2009 and Amendment No. 20, dated June 5, 2009 (as amended, the “Amended Schedule 13D”), filed by Shamrock Activist Value Fund, L.P., a Delaware limited partnership (“SAVF”), Shamrock Activist Value Fund II, L.P., a Virginia limited partnership (“SAVF II”), Shamrock Activist Value Fund III, L.P., a Delaware limited partnership (“SAVF III” and, together with SAVF and SAVF II, the “Shamrock Activist Value Fund”), Shamrock Activist Value Fund GP, L.L.C., a Delaware limited liability company (the “General Partner”), and Shamrock Partners Activist Value Fund, L.L.C., a Delaware limited liability company (“Shamrock Partners” and collectively, with SAVF, SAVF II, SAVF III, Stanley P. Gold, an individual (“Mr. Gold”), Dennis A. Johnson, an individual (“Mr. Johnson”), and the General Partner, the “Reporting Persons”), with respect to the Common Stock, $0.01 par value per share (“Common Shares”), of Reddy Ice Holdings, Inc., a Delaware corporation (the “Company”). Capitalized terms used and not defined in this Amendment No. 21 shall have the meanings set forth in the Amended Schedule 13D. Except as specifically provided herein, this Amendment No. 21 does not modify any of the information previously reported in the Amended Schedule 13D.

ITEM 5. Interests in Securities of the Issuer.

(a), (b) SAVF, SAVF II and SAVF III are controlled by the General Partner. As a result, each of SAVF, SAVF II and SAVF III may be deemed members of a group and may be deemed to beneficially own for purposes of Section 13(d) the Common Shares beneficially owned for such purposes by the other. Each of SAVF, SAVF II and SAVF III disclaims beneficial ownership of any Common Shares owned by the others.

SAVF is the owner of 1,629,884 Common Shares, which represents approximately 7.34% of the issued and outstanding Common Shares. SAVF II is the owner of 949 Common Shares, which represents approximately 0.004% of the issued and outstanding Common Shares. SAVF III is the owner of 948 Common Shares, which represents approximately 0.004% of the issued and outstanding Common Shares. Accordingly, the Shamrock Activist Value Fund collectively owns 1,631,781 Common Shares, which represents approximately 7.35% of the issued and outstanding Common Shares.


Mr. Gold is a Managing Member of Shamrock Partners, which is the managing member of the General Partner, which in turn is the general partner of each of SAVF, SAVF II and SAVF III. As a result, Mr. Gold may be deemed to beneficially own for purposes of Section 13(d) the Common Shares that may be deemed to be beneficially owned by such entities. Mr. Gold disclaims beneficial ownership of any Common Shares that may be deemed to be beneficially owned by any of Shamrock Partners, the General Partner or the Shamrock Activist Value Fund.

Mr. Johnson is a Managing Director of SCA, a Vice President of Shamrock Partners, and the Portfolio Manager of the Shamrock Activist Value Fund, and as such has primary responsibility for portfolio investment decisions relating to the Shamrock Activist Value Fund. As a result, Mr. Johnson may be deemed to beneficially own for purposes of Section 13(d) the Common Shares that may be deemed to be beneficially owned by such entities. Mr. Johnson disclaims beneficial ownership of any Common Shares that may be deemed to be beneficially owned by any of Shamrock Partners, the General Partner or the Shamrock Activist Value Fund.

As the general partner of the Shamrock Activist Value Fund, the General Partner may be deemed to beneficially own the 1,631,781 Common Shares owned by the Shamrock Activist Value Fund, constituting approximately 7.35% of the issued and outstanding Common Shares. As the managing member of the General Partner, Shamrock Partners may be deemed to beneficially own the 1,631,781 Common Shares owned by the Shamrock Activist Value Fund, constituting approximately 7.35% of the issued and outstanding Common Shares. Shamrock Partners has sole voting and dispositive power with respect to the 1,631,781 Common Shares owned by the Shamrock Activist Value Fund by virtue of its authority to vote and dispose of such Common Shares. Finally, each of the controlling persons of Shamrock Partners may be deemed to beneficially own the 1,631,781 Common Shares owned by the Shamrock Activist Value Fund, pursuant to Rule 13d-3 under the Act. Those controlling persons are identified in response to Item 2 of the Amended Schedule 13D, as previously filed.

The share numbers and percentage of ownership figures set forth above and in response to Items 5(a) and 5(b) assume that 22,196,966 Common Shares were outstanding as of June 16, 2009, as reported by the Company in its Form 10-Q filed with the United States Securities and Exchange Commission on May 1, 2009.

(c) Since June 5, 2009 (the date of the last amendment to this Schedule 13D), SAVF, SAVF II and SAVF III effected transactions with respect to the Common Shares on such dates, in such amounts and at such per share prices (excluding brokerage fees) as indicated on the Schedule of Transactions attached hereto as Exhibit 31 and incorporated herein by reference. All such transactions were effected in the open market on the New York Stock Exchange.

Except as referenced above, none of the Reporting Persons beneficially owns any Common Shares or has effected any transactions in Common Shares since June 5, 2009 (the date of the last amendment to this Schedule 13D).


(d) Not applicable.

 

(e) Not applicable.

ITEM 7. Material to be Filed as Exhibits.

 

Exhibit 31       Schedule of Transactions
      Joint Filing Agreement, dated December 31, 2008, among Shamrock Activist Value Fund, L.P., Shamrock Activist Value Fund II, L.P., Shamrock Activist Value Fund III, L.P., Stanley P. Gold, Dennis A. Johnson, Shamrock Activist Value Fund GP, L.L.C. and Shamrock Partners Activist Value Fund, L.L.C. (incorporated herein by reference to Exhibit 25 to Amendment No. 16 to the Schedule 13D relating to the Common Shares of the Company filed January 5, 2009 by the Reporting Persons with the United States Securities and Exchange Commission).
      Power of Attorney, dated December 31, 2008, appointing Dennis A. Johnson as attorney-in-fact for Stanley P. Gold (incorporated herein by reference to Exhibit 26 to Amendment No. 16 to the Schedule 13D relating to the Common Shares of the Company filed January 5, 2009 by the Reporting Persons with the United States Securities and Exchange Commission).


SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

Date: June 16, 2009

 

SHAMROCK ACTIVIST VALUE FUND, L.P.

By:

 

Shamrock Activist Value Fund GP, L.L.C.,

its general partner

By:

 

Shamrock Partners Activist Value Fund, L.L.C.,

its managing member

By:  

/S/    DENNIS A. JOHNSON

 

Name: Dennis A. Johnson

 

Title: Vice President

 

SHAMROCK ACTIVIST VALUE FUND II, L.P.

By:

 

Shamrock Activist Value Fund GP, L.L.C.,

its general partner

By:

 

Shamrock Partners Activist Value Fund, L.L.C.,

its managing member

By:  

/S/    DENNIS A. JOHNSON

 

Name: Dennis A. Johnson

 

Title: Vice President

 

SHAMROCK ACTIVIST VALUE FUND III, L.P.

By:

 

Shamrock Activist Value Fund GP, L.L.C.,

its general partner

By:

 

Shamrock Partners Activist Value Fund, L.L.C.,

its managing member

By:  

/S/    DENNIS A. JOHNSON

 

Name: Dennis A. Johnson

 

Title: Vice President

/S/    STANLEY P. GOLD

Stanley P. Gold

/S/    DENNIS A. JOHNSON

Dennis A. Johnson


SHAMROCK ACTIVIST VALUE FUND GP, L.L.C.
By:  

Shamrock Partners Activist Value Fund, L.L.C.,

its managing member

By:  

/S/    DENNIS A. JOHNSON

 

Name: Dennis A. Johnson

 

Title: Vice President

 

SHAMROCK PARTNERS ACTIVIST VALUE FUND, L.L.C.
By:  

/S/    DENNIS A. JOHNSON

 

Name: Dennis A. Johnson

 

Title: Vice President


Exhibit Index

 

        

Document

Exhibit 31      Schedule of Transactions
     Joint Filing Agreement, dated December 31, 2008, among Shamrock Activist Value Fund, L.P., Shamrock Activist Value Fund II, L.P., Shamrock Activist Value Fund III, L.P., Stanley P. Gold, Dennis A. Johnson, Shamrock Activist Value Fund GP, L.L.C. and Shamrock Partners Activist Value Fund, L.L.C. (incorporated herein by reference to Exhibit 25 to Amendment No. 16 to the Schedule 13D relating to the Common Shares of the Company filed January 5, 2009 by the Reporting Persons with the United States Securities and Exchange Commission).
     Power of Attorney, dated December 31, 2008, appointing Dennis A. Johnson as attorney-in-fact for Stanley P. Gold (incorporated herein by reference to Exhibit 26 to Amendment No. 16 to the Schedule 13D relating to the Common Shares of the Company filed January 5, 2009 by the Reporting Persons with the United States Securities and Exchange Commission).
EX-99.31 2 dex9931.htm SCHEDULE OF TRANSACTIONS Schedule of Transactions

Exhibit 31

Schedule of Transactions

Shamrock Activist Value Fund, L.P.

 

Date

   Number of
Common Shares
Sold
   Price Per Common
Share in $US*
   Total
Sale Price

06/08/09

   39,952    $ 1.8262    $ 72,960

06/09/09

   39,952    $ 1.8644    $ 74,487

06/10/09

   39,952    $ 1.8874    $ 75,405

06/11/09

   39,952    $ 1.8694    $ 74,686

06/12/09

   39,952    $ 1.8948    $ 75,701

06/15/09

   39,952    $ 1.8170    $ 72,593

06/16/09

   39,952    $ 1.7526    $ 70,020
              

Total:

   279,664       $ 515,852

Shamrock Activist Value Fund II, L.P.

 

Date

   Number of
Common Shares
Sold
   Price Per Common
Share in $US*
   Total
Sale Price

06/08/09

   24    $ 1.8262    $ 44

06/09/09

   24    $ 1.8644    $ 45

06/10/09

   24    $ 1.8874    $ 45

06/11/09

   24    $ 1.8694    $ 45

06/12/09

   24    $ 1.8948    $ 45

06/15/09

   24    $ 1.8170    $ 44

06/16/09

   24    $ 1.7526    $ 42
              

Total:

   168       $ 310


Shamrock Activist Value Fund III, L.P.

 

Date

   Number of
Common Shares
Sold
   Price Per Common
Share in $US*
   Total
Sale Price

06/08/09

   24    $ 1.8262    $ 44

06/09/09

   24    $ 1.8644    $ 45

06/10/09

   24    $ 1.8874    $ 45

06/11/09

   24    $ 1.8694    $ 45

06/12/09

   24    $ 1.8948    $ 45

06/15/09

   24    $ 1.8170    $ 44

06/16/09

   24    $ 1.7526    $ 42
              

Total:

   168       $ 310

 

* Excludes Brokerage Commissions
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