-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T9QGcELwey6oXaHQX40WOuwHBS2aBnYC4oZyoYCmlykYsI+Jr+rnwWwa+mjW/9hl G3VJARn3lzuZOGSTvxLtgw== 0000905148-11-000449.txt : 20110214 0000905148-11-000449.hdr.sgml : 20110214 20110214183442 ACCESSION NUMBER: 0000905148-11-000449 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REDDY ICE HOLDINGS INC CENTRAL INDEX KEY: 0001268984 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 562381368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81078 FILM NUMBER: 11609236 BUSINESS ADDRESS: STREET 1: 8750 NORTH CENTRAL EXPRESSWAY STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75231 BUSINESS PHONE: 214 526 6740 MAIL ADDRESS: STREET 1: 8750 NORTH CENTRAL EXPRESSWAY STREET 2: SUITE 1800 CITY: DALLAS STATE: TX ZIP: 75231 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. CENTRAL INDEX KEY: 0001233563 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O INTERNATIONAL FUND SVS. (IRELAND) LT STREET 2: 78 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: 2125216972 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL FUND SVS. (IRELAND) LT STREET 2: 78 SIR JOHN ROGERSON'S QUAY CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT DISTRESSED INVESTMENT MASTER FUND LTD DATE OF NAME CHANGE: 20030516 SC 13G/A 1 efc11-83_sc13ga.htm efc11-83_sc13ga.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
 
­­REDDY ICE HOLDINGS, INC.
(Name of Issuer)
 
Common stock, par value $0.01 per share
(Title of Class of Securities)
 
            75734R105           
(CUSIP Number)
 
      December 31, 2010     
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[    ]           Rule 13d-1(b)
 
[ X ]           Rule 13d-1(c)
 
[    ]           Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

Continued on following pages
Page 1 of 11 Pages
Exhibit Index:  Page 10
 
 
 

 
 
 
 
SCHEDULE 13G
CUSIP No. :  75734R105
 
Page 2 of 11 Pages
   
1.
Names of Reporting Persons.
 
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
2.
Check the Appropriate Box if a Member of a Group
 
(a) [   ]
(b) [   ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
Cayman Islands
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
5.
 
Sole Voting Power
0
6.
 
Shared Voting Power
689,587
7.
 
Sole Dispositive Power
0
8.
 
Shared Dispositive Power
689,587
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
689,587
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[  ]
11.
Percent of Class Represented by Amount in Row (9)
 
3.0%
12.
Type of Reporting Person:
 
CO

 
 

 

 
SCHEDULE 13G
CUSIP No. :  75734R105
 
Page 3 of 11 Pages
   
1.
Names of Reporting Persons.
 
HARBINGER CAPITAL PARTNERS LLC
2.
Check the Appropriate Box if a Member of a Group
 
(a) [   ]
(b) [   ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
Delaware
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
5.
 
Sole Voting Power
0
6.
 
Shared Voting Power
689,587
7.
 
Sole Dispositive Power
0
8.
 
Shared Dispositive Power
689,587
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
689,587
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[  ]
11.
Percent of Class Represented by Amount in Row (9)
 
3.0%
12.
Type of Reporting Person:
 
CO

 
 

 
 
SCHEDULE 13G
CUSIP No. :  75734R105
 
Page 4 of 11 Pages
   
1.
Names of Reporting Persons.
 
HARBINGER HOLDINGS, LLC
2.
Check the Appropriate Box if a Member of a Group
 
(a) [   ]
(b) [   ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
Delaware
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
5.
 
Sole Voting Power
0
6.
 
Shared Voting Power
689,587
7.
 
Sole Dispositive Power
0
8.
 
Shared Dispositive Power
689,587
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
689,587
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[  ]
11.
Percent of Class Represented by Amount in Row (9)
 
3.0%
12.
Type of Reporting Person:
 
CO

 
 

 
 
 
SCHEDULE 13G
CUSIP No. :  75734R105
 
Page 5 of 11 Pages
   
1.
Names of Reporting Persons.
 
PHILIP FALCONE
2.
Check the Appropriate Box if a Member of a Group
 
(a) [   ]
(b) [   ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
United States of America
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
5.
 
Sole Voting Power
0
6.
 
Shared Voting Power
689,587
7.
 
Sole Dispositive Power
0
8.
 
Shared Dispositive Power
689,587
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
689,587
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[  ]
11.
Percent of Class Represented by Amount in Row (9)
 
3.0%
12.
Type of Reporting Person:
 
IN

 
 

 
 
Page 6 of 11 Pages
 
 
Item 1(a). 
Name of Issuer:
 
Reddy Ice Holdings, Inc. (the “Issuer”)
 
Item 1(b). 
Address of Issuer’s Principal Executive Offices:
 
8750 N. Central Expressway, Suite 1800, Dallas, TX 75231

Item 2(a). 
Name of Person Filing:

This Statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”):

 
i) 
Harbinger Capital Partners Master Fund I, Ltd. (the “Master Fund”);

 
ii) 
Harbinger Capital Partners LLC (“Harbinger LLC”);

 
iii)
Harbinger Holdings, LLC (“Harbinger Holdings”); and

 
iv)
Philip Falcone (“Mr. Falcone”).

This Statement relates to Shares (as defined herein) held for the account of the Master Fund.

Harbinger LLC serves as the investment manager and investment adviser to the Master Fund.  Harbinger Holdings serves as the manager of Harbinger LLC.  Mr. Falcone serves as the managing member of Harbinger Holdings and the portfolio manager of the Master Fund.  In such capacities, Harbinger Holdings and Mr. Falcone may be deemed to have voting and dispositive power over the Shares held for the account of the Master Fund.

Item 2(b). 
Address of Principal Business Office or, If None, Residence:

The address of the principal business office of each of Harbinger LLC, Harbinger Holdings and Mr. Falcone is 450 Park Avenue, 30th Floor, New York, NY 10022.

The address of the principal business office of the Master Fund is c/o International Fund Services (Ireland) Limited, 78 Sir John Rogerson’s Quay, Dublin 2, Ireland.

Item 2(c). 
Citizenship:

 
i) 
The Master Fund is a Cayman Islands exempted company;

 
ii) 
Harbinger LLC is a Delaware limited liability company;

 
iii)
Harbinger Holdings is a Delaware limited liability company; and

 
iv)
Mr. Falcone is a citizen of the United States of America.
 
 
 
 
 
 

 
 
Page 7 of 11 Pages
 
 
Item 2(d). 
Title of Class of Securities:
 
Common Stock, par value $0.01 per share (the “Shares”)
 
Item 2(e). 
CUSIP Number:
 
75734R105
 
Item 3. 
If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
Check Whether the Person Filing is a:

This Item 3 is not applicable.

Item 4. 
Ownership:
 
Item 4(a) 
Amount Beneficially Owned:
 
As of December 31, 2010, each of the Reporting Persons may be deemed the beneficial owner of 689,587 Shares.

Item 4(b) 
Percent of Class:

As of December 31, 2010, each of the Reporting Persons may be deemed the beneficial owner of 3.0% of Shares outstanding.  (There were 22,944,084 Shares outstanding as of November 2, 2010, according to the Issuer’s quarterly report on Form 10-Q, filed November 5, 2010.)   

Item 4(c) 
Number of Shares of which such person has:
 
The Master Fund, Harbinger LLC, Harbinger Holdings and Mr. Falcone:
(i) Sole power to vote or direct the vote:
0
(ii) Shared power to vote or direct the vote:
689,587
(iii) Sole power to dispose or direct the disposition of:
0
(iv) Shared power to dispose or direct the disposition of:
689,587

Item 5. 
Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ].

Item 6. 
Ownership of More than Five Percent on Behalf of Another Person:

This Item 6 is not applicable.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

See disclosure in Item 2 hereof.
 
 
 
 

 
Page 8 of 11 Pages
 
 
 
Item 8. 
Identification and Classification of Members of the Group:
 
This Item 8 is not applicable.
 
Item 9. 
Notice of Dissolution of Group:
 
This Item 9 is not applicable.
 
Item 10. 
Certification:
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
Page 9 of 11 Pages
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
 
       
  BY: HARBINGER CAPITAL PARTNERS LLC  
       
  BY: HARBINGER HOLDINGS, LLC  
       
 
By:
/s/ Philip Falcone  
 
Name:  Philip Falcone
 
 
Title:    Managing Member
 
       
 
 
HARBINGER CAPITAL PARTNERS LLC
 
       
  BY: HARBINGER HOLDINGS, LLC  
       
 
By:
/s/ Philip Falcone  
 
Name:  Philip Falcone
 
 
Title:    Managing Member
 
       
 
 
HARBINGER HOLDINGS, LLC
 
       
 
By:
/s/ Philip Falcone  
 
Name:  Philip Falcone
 
 
Title:    Managing Member
 
       
       
 
PHILIP FALCONE
 
       
  /s/ Philip Falcone  
 
 
February 14, 2011
 
 
 
 

 
 
Page 10 of 11 Pages

  
EXHIBIT INDEX
 
Ex.
 
Page No.
 
A
Joint Filing Agreement
11
 

 
 
 
 

 

Page 11 of 11 Pages 
 


EXHIBIT A

JOINT FILING AGREEMENT

The undersigned agree that the statement on Schedule 13G with respect to the Common Stock of Reddy Ice Holdings, Inc., dated as of February 14, 2011 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of them pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

 
 
 
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
 
       
  BY: HARBINGER CAPITAL PARTNERS LLC  
       
  BY: HARBINGER HOLDINGS, LLC  
       
 
By:
/s/ Philip Falcone  
 
Name:  Philip Falcone
 
 
Title:    Managing Member
 
       
 
 
HARBINGER CAPITAL PARTNERS LLC
 
       
  BY: HARBINGER HOLDINGS, LLC  
       
 
By:
/s/ Philip Falcone  
 
Name:  Philip Falcone
 
 
Title:    Managing Member
 
       
 
 
HARBINGER HOLDINGS, LLC
 
       
 
By:
/s/ Philip Falcone  
 
Name:  Philip Falcone
 
 
Title:    Managing Member
 
       
       
 
PHILIP FALCONE
 
       
  /s/ Philip Falcone  
 

February 14, 2011
 
 
 
 


 
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