0001140361-14-039486.txt : 20141030 0001140361-14-039486.hdr.sgml : 20141030 20141030120329 ACCESSION NUMBER: 0001140361-14-039486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140623 FILED AS OF DATE: 20141030 DATE AS OF CHANGE: 20141030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY INFRASTRUCTURE CORP CENTRAL INDEX KEY: 0001268533 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEATH CHARLES E CENTRAL INDEX KEY: 0001280970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21462 FILM NUMBER: 141182318 MAIL ADDRESS: STREET 1: 180801 MASTIN BLVD CITY: OVERLAND PARK STATE: KS ZIP: 66210 4 1 doc1.xml FORM 4 X0306 4 2014-06-23 0 0001268533 TORTOISE ENERGY INFRASTRUCTURE CORP TYG 0001280970 HEATH CHARLES E 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 1 0 0 0 Common Shares 2014-06-23 4 J 0 4871 A 12871 I By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92 Common Shares 2014-06-23 4 J 0 1307 A 14178 I By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92 Common Shares 2014-10-30 4 P 0 300 46.36 A 14478 I By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92 Common Shares 2014-10-30 4 P 0 22 46.32 A 14500 I By self and spouse as trustees of the Charles E. Heath Trust #1, U/A Dtd 2/1/92 Received in exchange for 6,500 common shares of Tortoise Energy Capital Corporation ("TYY") in connection with merger of TYY into Tortoise Energy Infrastructure Corporation ("TYG") which was effective on June 23, 2014. The exchange rate was based on each company's relative net asset value ("NAV") per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46. Received in exchange for 2,000 common shares of Tortoise North American Energy Corporation ("TYN") in connection with merger of TYN into TYG which was effective on June 23, 2014. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $33.32 for TYN. On June 20, 2014, the closing price of TYN common shares was $31.54 and the closing price of TYG common shares was $48.46. Charles E. Heath 2014-10-30